9 Compliance Systems Jobs

Job opening for the Compliance Officer role in a Leading NBFC at Mumbai. Role : Compliance Officer Location : Mumbai Working Days : 5 Days Work Mode : Work from Office Note: We are considering candidates who are available to join immediately or within a maximum notice period of 30 days. Roles & Responsibilities: This role will ensure adherence to RBI and SEBI regulations , support governance processes, manage audits and inspections, and provide compliance guidance to senior leadership and board-level committees. The ideal candidate will have strong expertise in regulatory compliance, risk management, and legal matters. Key Responsibilities Regulatory Monitoring & Implementation Continuously ...

The Compliance Test Engineer position requires a minimum of 4 years of experience in the Banking domain. The role is based in either Hyderabad or Bahrain, and the ideal candidate should be available to join immediately or within 15 days of notice. As a Compliance Test Engineer, your responsibilities will include designing and executing manual test cases for SymphonyAI NetReveal AML TM (Transaction Monitoring) and SymphonyAI NetReveal CRR (Customer Risk Rating). You should also have a good understanding of applications like Firco, FRSM, and other Compliance systems, including their interface dependencies. In this role, you will be expected to have a strong background in AML, Risk Management, ...

Role & responsibilities Regulatory Compliance Monitoring : Ensure adherence to the ELV Rules 2025 as issued under the Environment Protection Act, 1986. Track and enforce Extended Producer Responsibility (EPR) obligations for producers and manufacturers. Ensure vehicles at end-of-life are handed over to authorized vehicle scrapping facilities as per Rule 4 and 5. Stakeholder Coordination : Liaise with vehicle owners (registered owners, bulk users) to ensure timely submission and disposal of ELVs. Coordinate with Authorized Vehicle Scrapping Facilities (AVSFs) for collection, treatment, and recycling as per Rule 8. Data Reporting & Documentation : Maintain records of vehicles scrapped, recycle...

At American Express, the culture is built on a 175-year history of innovation, shared values, and Leadership Behaviors, with an unwavering commitment to support customers, communities, and colleagues. As a part of Team Amex, you will receive comprehensive support for your holistic well-being and numerous opportunities to enhance your skills, develop as a leader, and advance your career. Your voice and ideas hold significance here, your work creates an impact, and together, we will shape the future of American Express. You Lead the Way, and we've Got Your Back. As a member of Team Amex, you will join a global and diverse community of colleagues dedicated to supporting customers, communities, ...

Roles & Responsibilities Collaborate with System Architects, Product Managers, and suppliers to manage business analysis activities and ensure alignment with product and engineering goals Capture customer voice to define business processes and translate them into product needs Define scope and value for new capabilities in collaboration with Product Managers and stakeholders Ensure inclusion of non-functional requirements in product and release backlogs Break down Epics into Features and User Stories and participate in backlog refinement sessions Write clear, concise User Stories and Acceptance Criteria in tools such as Jira Ensure a well-defined Definition of Done and traceable requirements...

Azurity Pharmaceuticals, a specialty pharmaceutical company committed to serving underserved patients, is seeking a dedicated and experienced Global Director of Compliance Operations. In this role, you will lead the operational execution of the global compliance program, ensuring adherence to laws, internal policies, and industry standards. Your strategic oversight will help foster a culture of compliance, mitigate risks, and support business objectives across all regions. As the Global Director of Compliance Operations, you will be responsible for various key areas, including operational leadership, compliance program execution, global governance and risk management, cross-functional collab...

Over the last 20 years, Ares success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development, and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry. PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES Conducting forensic, periodic, and transactional testing to ensure adherence...

You will be responsible for conducting thorough testing on SymphonyAI NetReveal AML TM (Transaction Monitoring) and SymphonyAI NetReveal CRR (Customer Risk Rating). This includes performing exploratory testing, defect logging, RTM maintenance, and test environment management. You will also validate compliance system interfaces and dependencies such as FRSM and third-party integrations. Additionally, you will support System Integration Testing (SIT) and User Acceptance Testing (UAT) phases, and document findings aligning with business requirement specifications during UAT cycles. Collaboration with compliance, risk, and development teams is essential for this role. Knowledge of API testing is...

As a SAS AML Architect at mPHATEK Systems in Dubai, you will be responsible for managing Anti Money Laundering projects and BAU initiatives for the bank in a multi-jurisdiction environment. Your role will require a deep domain understanding of transactions and trade monitoring systems. Your key responsibilities will include implementing AML solutions specifically SAS AML, designing and developing SAS AML solutions in complex banking environments, and integrating SAS AML with core banking applications and complex data structures. You will ensure that customer reporting requirements, both compliance and regulatory, are met and work towards enhancing SAS AML solutions to reduce false positives ...