16 Compliance Systems Jobs

As a Senior Analyst at Huron, your role will involve collaborating with product management, clients, and compliance teams to identify IACUC-related needs and priorities. You will be responsible for documenting business and functional requirements for tools and workflows supporting animal research protocols. Your expertise will be crucial in analyzing current and future-state processes to recommend improvements aligned with IACUC regulations. Additionally, you will conduct fit/gap analyses and feasibility studies to support decision-making and provide subject matter expertise in animal research ethics and regulatory compliance. Your insights will contribute to product enhancements that improv...

As a Senior Compliance Professional at Aikyam Capital, you will play a crucial role in ensuring trust, governance, and integrity through compliance practices. Your responsibilities and qualifications are outlined below: Role Overview: - Lead and manage compliance programs across multiple verticals - Ensure adherence to SEBI, Exchange regulations, and internal policies - Review SOPs, policies, agreements to align with compliance standards - Drive internal audits, risk assessments, and training initiatives - Oversee regulatory submissions, CTCL, ALGO, COLO, and exchange approvals - Act as the key liaison between leadership, regulators, and industry bodies Key Responsibilities: - CS and/or LLB ...

Job Title: Automation Test Engineer in Capital Market - Pune About Us Capco, a Wipro company, is a global technology and management consulting firm. Awarded with Consultancy of the year in the British Bank Award and has been ranked Top 100 Best Companies for Women in India 2022 by Avtar & Seramount . With our presence across 32 cities across globe, we support 100+ clients across banking, financial and Energy sectors. We are recognized for our deep transformation execution and delivery. WHY JOIN CAPCO You will work on engaging projects with the largest international and local banks, insurance companies, payment service providers and other key players in the industry. The projects that will tr...

As the leader and manager of the export unit, your role is crucial in ensuring smooth operations, cost-effectiveness, high-quality output, and timely delivery. Your strategic planning and execution skills will drive the success of the export unit while fostering a performance-driven culture. - Define and implement operational strategies aligned with business objectives. - Drive efficiency, productivity, and profitability across all operational departments. - Lead cross-functional coordination to meet export targets and deadlines. - Develop sourcing strategies for timely procurement of raw materials at optimal cost and quality. - Establish strong vendor relationships and conduct performance e...

As a Fircosoft Tuning professional, you will be responsible for the monitoring, implementation, and maintenance of Compliance Systems in accordance with regulatory standards. Your role will involve ensuring ongoing performance monitoring of compliance systems, focusing on minimizing false positives to maintain operational efficiency. Additionally, you will be required to tune system parameters through statistical methods, ensuring thorough testing before deployment in production. Your responsibilities will include automating and improving system-related processes and controls, as well as proactively identifying discrepancies within compliance systems and communicating findings to Senior Mana...

Role Overview: As a Program Manager (GIS/POI Mapping) at our company, you will be responsible for leading a large team to achieve project goals. You will provide recommendations for enhancing the mapping process, oversee hiring and training processes, and ensure the team's performance is reviewed regularly. Your role will involve coordinating with various functional managers, managing service delivery performance, and handling escalations and stakeholder interactions effectively. Additionally, you will be expected to have a deep understanding of project management systems and tools to support senior management with project progress updates and quality metrics review. Key Responsibilities: - ...

As a SAP FICO Consultant, you will be responsible for utilizing your expertise in SAP FICO, particularly in S4 HANA & CFIN, to contribute to end-to-end implementation, rollouts, enhancements, and support projects. Your key responsibilities will include: - Demonstrating proficiency in SAP FICO CO Modules such as Cost Center Accounting, Profit Center Accounting, and COPA (Profitability Analysis) - Being familiar with S4/HANA versions 1809 & 1909 and proficient in Fiori Tiles and new table structures in S4/HANA, including Asset Accounting and Account-Based COPA - Utilizing your problem-solving skills for strong analytical thinking and decision-making, along with effective written and verbal com...

Job opening for the Compliance Officer role in a Leading NBFC at Mumbai. Role : Compliance Officer Location : Mumbai Working Days : 5 Days Work Mode : Work from Office Note: We are considering candidates who are available to join immediately or within a maximum notice period of 30 days. Roles & Responsibilities: This role will ensure adherence to RBI and SEBI regulations , support governance processes, manage audits and inspections, and provide compliance guidance to senior leadership and board-level committees. The ideal candidate will have strong expertise in regulatory compliance, risk management, and legal matters. Key Responsibilities Regulatory Monitoring & Implementation Continuously ...

The Compliance Test Engineer position requires a minimum of 4 years of experience in the Banking domain. The role is based in either Hyderabad or Bahrain, and the ideal candidate should be available to join immediately or within 15 days of notice. As a Compliance Test Engineer, your responsibilities will include designing and executing manual test cases for SymphonyAI NetReveal AML TM (Transaction Monitoring) and SymphonyAI NetReveal CRR (Customer Risk Rating). You should also have a good understanding of applications like Firco, FRSM, and other Compliance systems, including their interface dependencies. In this role, you will be expected to have a strong background in AML, Risk Management, ...

Role & responsibilities Regulatory Compliance Monitoring : Ensure adherence to the ELV Rules 2025 as issued under the Environment Protection Act, 1986. Track and enforce Extended Producer Responsibility (EPR) obligations for producers and manufacturers. Ensure vehicles at end-of-life are handed over to authorized vehicle scrapping facilities as per Rule 4 and 5. Stakeholder Coordination : Liaise with vehicle owners (registered owners, bulk users) to ensure timely submission and disposal of ELVs. Coordinate with Authorized Vehicle Scrapping Facilities (AVSFs) for collection, treatment, and recycling as per Rule 8. Data Reporting & Documentation : Maintain records of vehicles scrapped, recycle...

At American Express, the culture is built on a 175-year history of innovation, shared values, and Leadership Behaviors, with an unwavering commitment to support customers, communities, and colleagues. As a part of Team Amex, you will receive comprehensive support for your holistic well-being and numerous opportunities to enhance your skills, develop as a leader, and advance your career. Your voice and ideas hold significance here, your work creates an impact, and together, we will shape the future of American Express. You Lead the Way, and we've Got Your Back. As a member of Team Amex, you will join a global and diverse community of colleagues dedicated to supporting customers, communities, ...

Roles & Responsibilities Collaborate with System Architects, Product Managers, and suppliers to manage business analysis activities and ensure alignment with product and engineering goals Capture customer voice to define business processes and translate them into product needs Define scope and value for new capabilities in collaboration with Product Managers and stakeholders Ensure inclusion of non-functional requirements in product and release backlogs Break down Epics into Features and User Stories and participate in backlog refinement sessions Write clear, concise User Stories and Acceptance Criteria in tools such as Jira Ensure a well-defined Definition of Done and traceable requirements...

Azurity Pharmaceuticals, a specialty pharmaceutical company committed to serving underserved patients, is seeking a dedicated and experienced Global Director of Compliance Operations. In this role, you will lead the operational execution of the global compliance program, ensuring adherence to laws, internal policies, and industry standards. Your strategic oversight will help foster a culture of compliance, mitigate risks, and support business objectives across all regions. As the Global Director of Compliance Operations, you will be responsible for various key areas, including operational leadership, compliance program execution, global governance and risk management, cross-functional collab...

Over the last 20 years, Ares success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development, and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry. PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES Conducting forensic, periodic, and transactional testing to ensure adherence...

You will be responsible for conducting thorough testing on SymphonyAI NetReveal AML TM (Transaction Monitoring) and SymphonyAI NetReveal CRR (Customer Risk Rating). This includes performing exploratory testing, defect logging, RTM maintenance, and test environment management. You will also validate compliance system interfaces and dependencies such as FRSM and third-party integrations. Additionally, you will support System Integration Testing (SIT) and User Acceptance Testing (UAT) phases, and document findings aligning with business requirement specifications during UAT cycles. Collaboration with compliance, risk, and development teams is essential for this role. Knowledge of API testing is...

As a SAS AML Architect at mPHATEK Systems in Dubai, you will be responsible for managing Anti Money Laundering projects and BAU initiatives for the bank in a multi-jurisdiction environment. Your role will require a deep domain understanding of transactions and trade monitoring systems. Your key responsibilities will include implementing AML solutions specifically SAS AML, designing and developing SAS AML solutions in complex banking environments, and integrating SAS AML with core banking applications and complex data structures. You will ensure that customer reporting requirements, both compliance and regulatory, are met and work towards enhancing SAS AML solutions to reduce false positives ...