Senior Compliance Manager

Responsibilities:

• Provide subject matter compliance advisory across global businesses on cross-border and region-specific requirements and restrictions.
• Conduct AML due diligence and respond to AML/KYC inquiries from third parties.
• Respond to regulatory inquiries such as surveys
• Compliance data analysis
• Perform regulatory reviews and reporting
• Undertake the investigation and assessment of transaction monitoring alerts.
• Collaborate with relevant departments to evaluate and address potential issues identified through transaction monitoring. Ensure that all reviews and investigation conclusions are adequately documented.
• Update compliance policies and procedures. Ensure that policies and procedures are aligned with changes in local laws and regulations.
• Facilitate effective internal collaboration. Serve as a liaison between compliance and other departments to foster a coordinated approach to compliance. Work collaboratively with legal, risk management, and other teams to address compliance-related concerns and implement corrective actions.
• Participate in ad hoc projects and tasks as assigned, ensuring the effective completion of all responsibilities.

Required knowledge, skills and abilities:

• The candidate must have at least 7-10 years of experience.
• Experience in interacting with regulators
• Currently a compliance officer with an organisation regulated by SEBI
• An inquisitive and analytical mind with the ability to proactively identify and analyse problems, and propose viable solutions, i.e. needs to be hands-on;
• The ability to work to deadlines whilst maintaining a high degree of accuracy and quality; handle multiple tasks and prioritise effectively;
• A keen attention to detail as well as an ability to view the bigger picture;
• Good understanding of guidelines, reputation and regulatory risks; and
• Excellent communication skills to liaise with all stakeholders.