Risk & Compliance Executive

Total years of experience: 1 year

Key Responsibilities:

• Monitor client trades and exposure limits across segments (Equity, F&O, Currency, Commodity) as per exchange and company risk policies.
• Ensure compliance with SEBI, NSE, BSE, MCX, and internal risk management guidelines.
• Review and manage daily margin reports, limit utilization, and square-off procedures to minimize risk.
• Handle RMS-related activities including limit setting, order monitoring, and risk alerts for clients and dealers.
• Maintain records of client risk profiles, KYC compliance and internal audit documentation.
• Coordinate with dealers, branches, and HO for trade approvals, margin calls and compliance clarifications.
• Identify and escalate potential breaches, irregularities, or system anomalies to the senior risk team.
• Support the Compliance department in periodic audits, regulatory reporting and data submissions.
• Stay updated on exchange circulars, margin policy updates, and regulatory changes affecting trading operations.

Job Type: Full-time

Pay: ₹15,000.00 - ₹20,000.00 per month

Work Location: In person