5139 Regulatory Jobs - Page 11

Review of all quality systems i.e Change controls, Deviations, Market complaints, OOT, OOS, CAPA etc., To monitor Batch manufacturing at CMOs and review and compliance of the documents as per the requirements. To conduct/participate internal quality audits & regulatory / customer audits. Communications with External Vendors/customers for relevant information/documents Co-ordination with cross-functional teams for meeting schedule timelines for commercial and development activities. Review of development and commercial batch documents

About your role You will be responsible for performing Compliance monitoring This will include monitoring of communications (emails, Bloomberg messages, Zoom, Teams, Voice) of the firms investment professionals (e g traders, portfolio managers, research analysts), and monitoring to detect misconduct, market abuse, or behaviour that is not in accordance with the firms policies In addition, there will be opportunities to perform other monitoring performed by the firms Investment Compliance function Key Responsibilities Assist with the performance of periodic and recurring surveillance controls pertaining to FILs investment management and client brokerage activities; Monitoring of electronic co...

Job Purpose The Manager, Treasury Payment will play a key role in shaping and supporting our global treasury operations, ensuring seamless execution of payments and contributing to the financial strength of our business. This new role will be responsible for several functions, including: Ensure seamless payment operations . Supporting day-to-day commercial and treasury payment activities. Troubleshooting payment rejections using ACK files and resolving issues in coordination with internal teams. Preparing, reviewing, and approving payment templates in line with internal controls and policies. Enable accurate cash forecasting . Collecting and reviewing forecast data from internal stakeholders...

Duties and Responsibilities Meeting & exceeding business goals/targets in different products ie. Loans & Insurance bundled/Non Bundled through Lead fulfillment & Field Activity on existing Data Base Manage Key Responsibilities: Manage and drive personal loan (PL) business for the prime customer segment in the assigned territory (T1). Achieve sales and disbursement targets through effective channel and team management. Conduct credit assessments in line with company policy and ensure timely decision-making. Coordinate with sales, credit, risk, and operations teams to ensure smooth customer onboarding. Monitor and control delinquency levels and maintain a high-quality portfolio. Support the im...

Duties and Responsibilities Meeting & exceeding business goals/targets in different products ie. Loans & Insurance bundled/Non Bundled through Lead fulfillment & Field Activity on existing Data Base Manage Key Responsibilities: Manage and drive personal loan (PL) business for the prime customer segment in the assigned territory (T1). Achieve sales and disbursement targets through effective channel and team management. Conduct credit assessments in line with company policy and ensure timely decision-making. Coordinate with sales, credit, risk, and operations teams to ensure smooth customer onboarding. Monitor and control delinquency levels and maintain a high-quality portfolio. Support the im...

Duties and Responsibilities Meeting & exceeding business goals/targets in different products ie. Loans & Insurance bundled/Non Bundled through Lead fulfillment & Field Activity on existing Data Base Manage Key Responsibilities: Manage and drive personal loan (PL) business for the prime customer segment in the assigned territory (T1). Achieve sales and disbursement targets through effective channel and team management. Conduct credit assessments in line with company policy and ensure timely decision-making. Coordinate with sales, credit, risk, and operations teams to ensure smooth customer onboarding. Monitor and control delinquency levels and maintain a high-quality portfolio. Support the im...

Duties and Responsibilities Meeting & exceeding business goals/targets in different products ie. Loans & Insurance bundled/Non Bundled through Lead fulfillment & Field Activity on existing Data Base Manage Key Responsibilities: Manage and drive personal loan (PL) business for the prime customer segment in the assigned territory (T1). Achieve sales and disbursement targets through effective channel and team management. Conduct credit assessments in line with company policy and ensure timely decision-making. Coordinate with sales, credit, risk, and operations teams to ensure smooth customer onboarding. Monitor and control delinquency levels and maintain a high-quality portfolio. Support the im...

Duties and Responsibilities Meeting & exceeding business goals/targets in different products ie. Loans & Insurance bundled/Non Bundled through Lead fulfillment & Field Activity on existing Data Base Manage Key Responsibilities: Manage and drive personal loan (PL) business for the prime customer segment in the assigned territory (T1). Achieve sales and disbursement targets through effective channel and team management. Conduct credit assessments in line with company policy and ensure timely decision-making. Coordinate with sales, credit, risk, and operations teams to ensure smooth customer onboarding. Monitor and control delinquency levels and maintain a high-quality portfolio. Support the im...

Ensure compliance with all applicable laws, labour regulations, and industry guidelines. Draft, review, and maintain legal documents, contracts, and agreements. Handle compliance audits and liaise with regulatory authorities. Required Candidate profile Strong knowledge of compliance, contracts, and legal framework. Attention to detail with analytical and problem-solving skills. Good communication and drafting ability. Location: Kolhapur Male only

This is regarding opening with a leading Investment Advisory Firm as an AVP/VP- Compliance /Finance/Operations AIF category 3 Designation: AVP/VP- Compliance/Finance /Operations AIF category III Experience: 6 to 15 years of work experience in Compliances, Operations and Accounts of AIF 3 and the Investment Location: Mumbai/Gurgaon/Anywhere in India Job Role: Finance & Accounts (Indian Entity) Manage accounts, billing, audit, invoices, taxes, salary processing, banking, and treasury operations with support from external vendors. Prior exposure to transfer pricing and POEM (Place of Effective Management) will be an added advantage. Compliance & Governance (Indian Entity) Ensure timely completi...

Job Description: As a Senior Associate/Manager at the Mumbai based advisory firm, your role will involve leading and managing transaction advisory engagements from a tax and regulatory perspective. Your responsibilities will include conducting structuring discussions, managing client relationships, providing technical expertise, and ensuring the timely delivery of high-quality work products. You will also play a crucial role in guiding Associates and driving strategic insights for clients. Key Responsibilities: - Lead brainstorming sessions on structuring transactions and provide strategic tax and regulatory insights. - Oversee and review tax models for accuracy and compliance with applicabl...

Lead and manage the branch audit function for the assigned zone Develop and implement audit plans and strategies to ensure compliance with internal policies and regulatory requirements Conduct comprehensive audits of branches, identifying areas of risk and recommending corrective actions Oversee a team of auditors, providing guidance, training, and performance feedback Prepare and present audit reports to senior management, highlighting key findings and progress on action items Collaborate with other departments to address audit observations and improve overall operationalefficiency Stay updated with industry best practices and regulatory changes related to branch audits Qualifications: Prov...

As Senior Scientific Officer -Ensure execution of Formulation, Filling activity of Line-1 and Line -2 and Lyophilizer activity in Line-I in different shifts. 2. To review SOPs, validation protocols, Preventive maintenance schedule, log books, calibration schedules and regulatory guidelines. 3. Ensure: Timely availability of resources and infrastructure. Equipment and facility are to be maintained in optimal operational conditions. On Time in Full (OTIF). Regulatory Compliance Successful adherence to GMP, GDP of the Plant compliance. Provide a culture of continuous improvement in Production. o Create cohesive and peak performance for Production team o Consolidates inputs from all subordinates...

Quality Standards: Develop and maintain quality control standards andprocedures to ensure products meet customer, regulatory, and internalspecifications. Inspection Testing: Design and implement inspection and testing procedures formaterials, products, and processes at various stages of production. Data Analysis Reporting: Analyze inspection and test data, identify deviations fromstandards, and prepare detailed reports on quality control activities. Issue Resolution: Investigate customer complaints and non-conforming products,perform root cause analysis, and recommend corrective and preventiveactions. Process Improvement: Work with production teams to improve existing processes,procedures, a...

Lead and manage the end-to-end functional testing lifecycle for software applications, including planning, execution, defect tracking, and reporting. Collaborate with cross-functional teams, including product owners, developers, business analysts, and QA engineers to understand functional requirements and ensure comprehensive test coverage. Design and implement effective functional test strategies, test cases, and test scenarios based on detailed business and system requirements. Establish and maintain test documentation and test traceability to ensure compliance with quality standards and regulatory requirements. Manage a team of functional test engineers, providing mentorship, guidance, an...

Role & responsibilities: Keeping track of policy and regulatory developments, primarily in domains of power, renewable energy, environment, fuel, and providing inputs to the Business Heads for their decision making Scanning various sources (web sources, industry peers, industry bodies, personal network) for policy related developments which have potential to impact the business of Tata Power and its subsidiaries. Discussing with various teams within Tata Power to understand issues which can be taken up with Central Ministries for policy intervention as part of pro-active Advocacy Be able to coordinate with Tata Power internal teams for preparing representations/ comments/ observations to be ...

Title and Summary Analyst, Legal Compliance JOB TITLE Analyst, Legal Compliance, Mastercard Transaction Services Overview At Mastercard, we are committed to protecting our network and solutions from being used to facilitate money laundering and terrorist financing. The Mastercard Transaction Services (MTS) Compliance Analyst actively participates in a Shared Services support role for Non-Traditional Customers (NTC). Mastercard has business lines, such as Data and Services (D&S), that acquires other companies, which requires customers of those acquisitions to undergo due diligence onboarding and ongoing monitoring, with a focus on Anti-Money Laundering (AML) and sanctions compliance. Reportin...

Title and Summary Director, Technology Risk Management Overview The ONE (The Operations, Network, and Employee Digital Experience teams focus on the underpinning platforms that power our Network and the employees that serve it) Technology Operations Controls team is a group focused upon establishing both foundational and transformational risk management practice at Mastercard Technology. Responsibilities include, but are not limited to, leading efforts in support of Technology partners with identifying control gaps, designing key control activities, monitoring such activities (via assessment and testing), and driving risk remediation with TeamONE platform and program owners. This is an excit...

We are looking for a highly skilled and experienced Assistant Manager to join our team at EXL Services.com (I) Pvt. Ltd., with 1-13 years of experience in the field. Roles and Responsibility Manage and oversee daily operations to ensure efficiency and productivity. Develop and implement strategies to achieve business objectives and goals. Collaborate with cross-functional teams to drive growth and improvement. Analyze market trends and competitor activity to identify opportunities and threats. Build and maintain strong relationships with clients and stakeholders. Identify and mitigate risks to ensure compliance with regulatory requirements. Job Requirements Proven experience as an Assistant ...

Co-ordination & Ensuring timely execution of Sampling activity of Raw and Packing materials. Preparation, Review and updating of standard operating procedure. To ensure line clearance for dispensing, sampling and packing activity. Routine monitoring of all functional area to ensure adherence to the SOPs. Create signature and methods for raw materials by using Truscan RM analyzer. Approved / Rejected labels affixing for API, Excipients, Primary packing and secondary packing materials finished goods and operation supplies. Verification of Temperature and Relative Humidity reports generated from TESTO software. To perform the QMS (change control) activities as per access approvals. To perform n...

Your key responsibilities Lead the design and execution of fraud detection methodologies using forensic analytics, AI/ML tools, and structured investigative frameworks. Oversee data integrity checks and validation processes across claims datasets in large-scale public health programs. Develop actionable insights and dashboard visualizations for early detection and prevention of fraudulent transactions. Guide cross-functional teams in implementing compliance controls and protocols across multiple components of the health Ensure adherence to regulatory frameworks and data privacy standards while handling sensitive scheme information. Provide subject-matter expertise to build fraud-resilient op...

We are looking for a skilled Specialist - Catastrophe Risk Management with 3 to 7 years of experience to join our team in the Insurance industry. The ideal candidate will have a strong background in catastrophe risk management and excellent analytical skills. Roles and Responsibility Develop and implement effective catastrophe risk management strategies to minimize potential losses. Conduct thorough analysis of historical data and trends to identify areas of vulnerability. Collaborate with cross-functional teams to develop and implement comprehensive risk management plans. Stay up-to-date with industry developments and emerging threats to ensure compliance with regulatory requirements. Provi...

We are Reckitt Home to the worlds best loved and trusted hygiene, health, and nutrition brands. Our purpose defines why we exist: to protect, heal and nurture in the relentless pursuit of a cleaner, healthier world. We are a global team united by this purpose.Join us in our fight to make access to the highest quality hygiene, wellness, and nourishment a right and not a privilege. Supply Our supply chain is the backbone of our business. Its how we get our trusted products to people all over the world, safely and efficiently. And its our talented and passionate teams that make this happen.If youre looking for a career in supply chain, theres no better place to be than Reckitt. We offer a varie...

Ability to effectively perform the technical components of risk assessments to provide an accurate view of the client s current risk state Ability to perform end-to-end business process analyses and design Ability to gather, synthesize, and analyze data using appropriate tools and technologies Ability to assess and design internal controls by applying an understanding of internal control design frameworks and regulatory requirements Ability to understand the client s business, interpret sector trends, and learn leading practices Ability to effectively interact with colleagues and clients of varying backgrounds to effectively serve clients Ability to enhance quality and efficiency of recommen...

Identification of areas for improvement within operations and provide recommendations for change through the quality assurance process. Development and implementation of quality control procedures and controls to mitigate risks and maintain efficient operations. Collaboration with teams across the bank to develop quality improvement guidelines, initiatives, objectives, and action plans to monitor performance, improve business areas and govern processes. Development of reports and presentations on quality control performance and communicate findings to internal senior stakeholders. Monitoring of customer-facing colleagues performance, and evaluating their performance through reviews, quality ...