5139 Regulatory Jobs - Page 10

Ameriprise Financial Services LLC has an exciting opportunity for a Legal Affairs Manager position in the General Counsel's Office (GCO) Advice and Wealth Management Practice Group, supporting the companys advisory products and services for retail customers. This position will support the Retail Investment Advice Legal team and will work on cutting edge, innovative products and services that represent the core value proposition of our business. Specifically, this role will provide legal support on managed account offerings, including discretionary and non-discretionary accounts, as well as Ameriprise's core value proposition of providing goal-based advice in one of two ways: Comprehensive Ad...

Roles and Responsibility Develop and implement effective business strategies to achieve organizational goals. Build and maintain strong relationships with clients and stakeholders. Analyze market trends and competitor activity to identify opportunities. Collaborate with cross-functional teams to drive business growth. Identify and mitigate risks to ensure compliance with regulatory requirements. Monitor and report on key performance indicators to measure business success. Job Requirements Proven track record of achieving business objectives in a fast-paced environment. Excellent communication, leadership, and problem-solving skills. Ability to work independently and as part of a team. Strong...

As a content-driven technology company, Thomson Reuters operates in a uniquely complex and regulated environment. We are reimagin ing how we manage risk and compliance , moving away from traditional processes and toward intelligent, automated systems. This is a unique opportunity to be a foundational engineer within the risk and compliance team . We are looking for a hands-on builder who is passionate about using AI and automation to solve complex problems. You will not be just maintaining systems or checking boxes; you will be architecting and creating the core tools that will help our entire organization innovate more safely and effectively. Your work will have a direct and visible impact ...

Retainer – Consultant (Energy) Group Company: CRISIL Limited Designation: Retainer - Fixed term of 1 year (extendable) Location: Patiala, Punjab Educational qualifications requirement: Mandatory: Bachelor’s degree in engineering (preferably Electrical Engg.) Preferable: MBA (Power/ Finance)/ CA/ CFA Work Experience Required: Position 1 At least 4 years of experience in Power Sector in management/advisory role in areas covering regulatory, tariff filing, business strategy, financial assessment, project monitoring etc. Position description: Serves as internal expert on regulatory practice area Solves complex, non-routine problems Deliver presentations and reports to clients Primary Responsibil...

Your future role Take on a new challenge and apply your fleet management expertise in a cutting-edge field. Youll work alongside collaborative, forward-thinking, and solution-oriented teammates. You'll play a critical role in ensuring the availability, reliability, and optimal utilization of our electric locomotive (E-Loco) fleet. Day-to-day, youll work closely with teams across the business (Operations, Depot organization, Commercial, Engineering, and Finance), prioritize and coordinate depot activities to meet train availability requirements, and drive continuous improvement in fleet performance, reliability, and lifecycle management. Youll specifically take care of defining and implementi...

Job Summary The ProgramManager, Technology Projects is responsible for leading and deliveringtechnology-driven projects that enhance the operational efficiency, safety, andcompliance for our fleet. This role focuses on managing the end-to-endlifecycle of technology initiatives, ensuring alignment with businessobjectives and seamless integration across the organization. Key Responsibilities Program and Project Management. Technology Implementation. Stakeholder Management (Internal and External). People Management. Description of activities (expanded version of keyresponsibilities) Plan,execute, and deliver technology projects, including software implementations,system upgrades, and digital tr...

Job Summary: The Group Head of PMS is responsible for the strategic oversight, management, and optimization of the Planned Maintenance System across the company's global fleet. This role is a blend of technical expertise and digital ecosystem and ensures seamless PMS operations, regulatory compliance, effective audits, and robust support to maintain vessel reliability, safety, and operational efficiency. Key Responsibilities PMS Strategy and Leadership. Compliance and Regulatory Oversight. Overall ERP usage on Vessel operations ranging from Technical, Marine and QHSE Crew and Shore Training. Stakeholder Management (Internal and External) Project Management Description of activities (expanded...

The Associate pharmacovigilance specialist performs pharmacovigilance services such as biomedical literature monitoring and assessing for adverse events reporting, indexing, and abstracting by using broad knowledge of scientific terms and medical terminology, drugs and therapeutic areas, and pharmacovigilance regulations. About You - Education, Experience, Skills Masters Degree in life Sciences, Health, or Biomedical Sciences (Pharmacy, Microbiology, Biochemistry, Biotechnology, Biophysics etc.). Fresher / Upto 2 years of experience reviewing biomedical literature for adverse event reporting OR equivalent combination of education and experience (i.e., an information science degree with at le...

We are looking for a skilled Process Coach to join our team at Omega Healthcare Management Services Pvt. Ltd., responsible for coding and ensuring the quality of healthcare services. The ideal candidate will have a strong background in healthcare management and excellent coaching skills. Roles and Responsibility Develop and implement process improvements to increase efficiency and productivity. Collaborate with cross-functional teams to identify areas for improvement and implement changes. Provide training and support to staff on new processes and procedures. Monitor and analyze performance metrics to ensure compliance with industry standards. Identify and mitigate risks associated with proc...

Department -Global Regulatory Reporting Reports To- Global Regulatory Reporting Senior Manager Level - Senior Analyst About your team Regulatory Reporting is a department within Global Asset Management Delivery responsible for submitting various shareholding reports as required by law and financial regulations in Europe, Middle East, Asian and African jurisdictions. The group is also responsible for all of Fidelitys post trade reporting obligations like EMIR, ASIC, MIFID Transaction and Trade reporting. The Regulatory Reporting function is a global team based in Dublin, Dalian, and Gurgaon covering all relevant regions. Types of regulatory filings include substantial shareholder requirements...

Job Location- Belapur Navi Mumbai Exp- 8yrs, Banking domain must- No WF 1. Should have hands on experience in Quality audits, Familiar with quality standards, SDLC lifecycle.2. Should be able to facilitate the project team on the process adherence.3. Should be able individual guide the project team on process requirements and shall facilitate them during internal and external audits on ISO,CMMI and other regulatory compliance.4. Should be able to do data analysis on the project performance and should report the metrics regularly.5. Shall proactively identify the process improvement and implement the best practices based on experienc Roles & Responsibilities across As SQA Process facilitation...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control, accuracy and i...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We are offering this role at associate level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control, accuracy and ...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate vice president level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control,...

Join us as a Trade & Transaction Reporting Manager Well look to you to provide oversight on daily trade and transaction reporting processes, making sure that they adhere to the control framework and comply with regulatory obligations Youll provide input into regulatory reporting initiatives, through your expertise and knowledge of regulations, data analysis and issue remediation As a key member of our team, youll enjoy extensive collaboration and can expect great visibility for you and your work We're offering this role at vice president level What you'll do As a Trade & Transaction Reporting Manager, youll be operating a robust oversight model of trade and transaction submissions to support...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control, accuracy and i...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate vice president level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control,...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate vice president level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control,...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate vice president level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control,...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control, accuracy and i...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate vice president level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control,...

Join us as a Quality Automation Analyst In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at senior analyst level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control, accuracy and...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate vice president level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control,...

Skills Required: Qualified Company Secretary (CS) with at least 5 years of post-qualification experience. Additional qualifications such as LLB will be an added advantage. Job Summary We are seeking a highly skilled and experienced Company Secretary (CS) with a minimum of 5 years of post-qualification experience. The ideal candidate will play a critical role in ensuring compliance with corporate laws, regulations, Ethics Compliance and Governance requirements. This role involves reviewing and performing various secretarial compliances and supporting the legal and regulatory functions of the company. Key Responsibilities Secretarial Compliance & Governance: Ensure adherence to all statutory a...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control, accuracy and i...