Principal, Reg Reporting

5 - 7 years

14 - 16 Lacs

Posted:-1 days ago| Platform: Naukri logo

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Work Mode

Work from Office

Job Type

Full Time

Job Description

  • Responsible for the day-to-day activities of reporting, reconciliations, and exception monitoring
  • Knowledge on various trading instruments and thorough understanding of the Trade operations function
  • Analyse reconciliation results, investigate issues highlighted in regard to trade and transaction reporting breaks to ensure completeness and accuracy of reporting
  • Ensure timely escalations are done for issue encountered while performing BAU activities
  • Develop and maintain relations with regional stakeholders as well as various business areas
  • Contribute to overall team progress via team meetings / ideas / initiatives / training and development.
  • Ability to document the procedures, develop training plans and other business process relevant documentation.
  • To deal with ad hoc activities and maintaining information systems
Work Experience/Knowledge:
  • 5-7years of experience in Regulatory Reporting (MiFID, EMIR, ASIC and SFTR) is required
  • Preferred technical knowledge on DTCC.
  • Preferred knowledge of regulation guidelines and Kaizen
  • Knowledge of various security types and instruments used in the industry
Formal Education:
  • Graduation/Post Graduation in Commerce/Business Administration
Skills/Competencies/Attributes:
  • Team player
  • Knowledge of Investment Management industry, various security types and instruments
  • Understanding of various Derivative instruments is desirable
  • Strong Accounting skills
  • Strong communication skills (verbal/written)
  • Proven ability to work under pressure and meet strict deadlines
  • Excellent interpersonal skills
  • Flexible team player and ability to multitask and flexible to work additional hours, when needed.
  • Proven ability to work accurately.

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