10 Manage Conduct Jobs

Role Overview: As a Regulatory Operations Manager at Standard Chartered in Mumbai, your role involves reviewing Regulatory Circulars and Policies pertaining to Client Management Framework (CMF), ensuring end-to-end implementation of RBI Circulars and Policies, handling RBI submissions, audits, and audit queries. You will also be responsible for handling EUCs and other regulatory reportings, reviewing processes of Account Opening, eCDD, Reg reporting, CRC related activities, and coordinating with all relevant stakeholders. Managing the country Enablement team for proper KCSA/CST processes, SLAs, ASTAR, operational risk management, audit & regulatory engagements, etc. will be a crucial part of...

As an Officer in the Markets sector, you will be responsible for facilitating the account opening process for clients. This role requires a meticulous approach to compliance, attention to detail, and effective management of stakeholder relationships. You will collaborate with internal teams to ensure a seamless onboarding experience for clients while adhering to regulatory requirements and company policies. Key Responsibilities: - Support the team as a subject matter expert for complex client onboarding requests and queries - Act as support for the team manager for reporting issues and team pipeline tasks - Manage the account opening process for new and existing clients in the Markets busine...

Job Summary Responsible for Markets Account Opening and Maintenance To maintain high quality Client Static Data in SCI and TP system. Implement suitable mitigations for the identified risk issues. To ensure error free work with no operating losses Function as an independent controller in Account Opening Activities. Maintenance of Customer Profile Data Handle Mifid update activity in Client central Proper maintenance of SCI with regard to Customer Profile and other relevant fields Ensure CDD Guidelines are adhered to at all times. Ensure proper updating on completion status of daily Instructions and submission of EOD. Key Responsibilities Strategy Awareness and understanding of the Group's bu...

Job Summary Responsible for Markets Account Opening and Maintenance To maintain high quality Client Static Data in SCI and TP system. Implement suitable mitigations for the identified risk issues. To ensure error free work with no operating losses Function as an independent controller in Account Opening Activities. Maintenance of Customer Profile Data Handle Mifid update activity in Client central Proper maintenance of SCI with regard to Customer Profile and other relevant fields Ensure CDD Guidelines are adhered to at all times. Ensure proper updating on completion status of daily Instructions and submission of EOD. Key Responsibilities Strategy Awareness and understanding of the Group's bu...

This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Job Summary Business To effectively monitor and review allocated portfolio so as to ensure successful recoveries with the objective of minimizing Net Credit Loss. Processes Negotiate & collect overdue amount from delinquent customers Ensure amounts collected from the customer are deposited in the branch within the specified timeline Ensure feedback from collection activity is properly updated in CACS Adherence to Code of Conduct at all times. Timely reporting of service issues to the supervisor Fol...

Role Overview: As a Manager in Fraud Analytics at Standard Chartered, you will be responsible for developing Fraud Risk Models and Fraud Risk Analytics for Retail Portfolios including cards, personal loans, and digital. You will utilize your expertise in areas of statistics, applied mathematics, and SAS/Python programming to support Standard Chartered retail businesses globally. Key Responsibilities: - Develop Fraud Risk models for Retail Portfolios across application, lending, and digital channels - Create statistically derived predictive models and perform customer segmentation and profiling analyses - Assist in the implementation of Fraud Risk models to support retail businesses - Achieve...

As the Admin and general support for the West Africa Cluster in the implementation of the Client Service Resilience Framework, your primary responsibility will be to ensure effective Business Continuity Plans in line with the Group Policy and business strategy. You will be required to provide expertise and support to businesses and functions in the country on developing, maintaining, and testing business continuity solutions within the Business Continuity Management framework. Your accountability extends to the execution of all Business Continuity Plan activations during tests and live crises, monitoring potential threats, and producing Contingency Plans as necessary. You will establish and ...

Strategy Work within the Credit and Portfolio Management (CPM) team to spearhead the management of non-financial risks across the business. Enable a sustainable and standardised approach to managing governance and operations across CPM Business Coordinate NFRC participation and coverage, following-up on appropriate actions and requirements. Support business teams with managing governance requirements, primarily focusing on Non Core Equity business within CPM. Work closely with Compliance, Group Risk COO office and other key stakeholders to embed conduct risk and controls, focusing on the Non-Core Equity responsibilities. Maintain strong relationship with Risk Finance, Group Compliance & Regu...

The Product Control GBS is accountable for the delivery of the end-to-end product & valuation control functions in GBS and supervises different strategic initiatives for Treasury including FTP Controllership. We are seeking a dynamic and technically skilled professional to join our Treasury team as the Head of FTP Controllership, reporting into the Global head of product control with a matrix to Global Head, FTP. This role will play a pivotal part in expanding the Banks FTP, C&O controllership capabilities, developing compliant and commercially effective strategies, and supporting IFRS 9 transition initiatives. The successful candidate will act as a lead running the Treasury FTP Control & so...

As the Head - Hedge Accounting Control & Solution at Standard Chartered Bank, your primary responsibility will be to oversee the end-to-end product & valuation control functions within the Global Business Services (GBS). You will lead strategic initiatives for Treasury including Hedge Accounting Control & Solutions, working closely with various stakeholders to enhance the Bank's hedge accounting capabilities and ensure compliance with accounting standards. Your key responsibilities will include spearheading the design and implementation of hedge accounting strategies, identifying hedgeable exposures, and conducting Proof-of-Concept initiatives for new hedge strategies. You will collaborate w...