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Job Description: Value Proposition Deliver value by proactively identifying regulatory and internal control weaknesses through risk-based testing, validating businesses adherence to evolving regulatory standards Minimize compliance and regulatory risk and strengthen governance by providing actionable insights that drive continuous compliance improvement Job Details Position Title: Lead Advisor - Compliance Career Level: P3 Job Category: Manager Role Type: Hybrid Job Location: Bangalore About the Team: The compliance testing team operates as an independent function within the broader compliance framework. This team is responsible for accessing the effectiveness of controls and processes to meet regulatory obligations. The team conducts targeted reviews across business lines and functions, identifies potential compliance gaps and works with the business functions on guiding them with remediations. By leveraging deep regulatory knowledge and analytical rigor, the team plays a critical role in promoting a culture of compliance and supporting the banks risk management objectives Impact: In this role, you will have a direct impact on the bank s ability to maintain regulatory compliance and operational integrity. By leading complex compliance testing initiatives, you ll identify control gaps, assess regulatory risk exposure, and drive the development of effective remediation strategies. Your leadership will empower the team to deliver high-quality, risk-based reviews that influence business practices and strengthen the compliance culture. Your insights and recommendations will inform senior management decisions, helping the organization navigate regulatory change, avoid potential enforcement actions, and build long-term trust with regulators, clients, and stakeholders Key Deliverables: The Role Holder will be responsible for conducting compliance regulatory testing. In this process they will adopt the banks compliance testing standard, procedures, and industry best practices. The person in this role will be responsible for updating the status of testing, discussing delays and escalating any roadblocks to the manager The role holder will have the opportunity to lead reviews and deliver on the execution of annual compliance testing schedule. This person will play an important role in working with 2nd LOD Compliance Testing team to deliver solutions that help address the challenges faced by the growing organization The Role Holder will also be responsible for completing timely and high-quality validation activities, as well as, identifying issues, validating concerns, and observations, presenting results of reviews, interfacing with business partners, and writing reports. Additionally, the person in this role will assist with ad hoc and special projects, as required Qualification Requirements: Education Bachelor s degree in a relevant field such as Finance, Accounting, Business Administration, Economics, or Law is required Master s degree (e.g., MBA) is preferred or a plus Professional Certifications (preferred) Certified Regulatory Compliance Manager (CRCM) Certified Anti-Money Laundering Specialist (CAMS) Certified Internal Auditor (CIA) Certified Risk and Compliance Management Professional (CRCMP) Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA) Experience 7-10 years of relevant experience in banking compliance, internal audit, regulatory testing, or risk management 3+ years experience with complex testing engagements Strong understanding of U.S. and international banking regulations Proven experience interacting with regulators and managing regulatory exam readiness or responses Functional and Technical Skills required: Regulatory Knowledge Compliance Testing and Monitoring Frameworks Internal Controls and Risk Assessment Audit and Assurance Methodologies Issue Validation and Remediation Oversight Project Management Regulatory Exam Support Global Banking Operations Knowledge Analytical Thinking Regulatory Interpretation Time and Priority Management Senior Stakeholder Management Relationships & Collaboration In this role, you will collaborate with key stakeholders across Compliance, Internal Audit, Risk Management, and Business Units to ensure a coordinated approach to regulatory testing and issue resolution. You will partner closely with subject matter experts, control owners, and senior leadership to understand evolving business processes and emerging risks, ensuring that testing efforts are focused, relevant, and aligned with regulatory expectations. Your ability to build strong cross-functional relationships will be essential in driving accountability, promoting transparency, and embedding a culture of compliance throughout the organization Accessibility Needs We are committed to providing an inclusive and accessible hiring process. If you require accommodations at any stage (e.g. application, interviews, onboarding) please let us know, and we will work with you to ensure a seamless experience.
