The Tech Compliance Analyst II plays a key role in ensuring the organization s internal controls comply with Sarbanes-Oxley (SOX) requirements
This position supports all aspects of compliance activities for programs including Sarbanes-Oxley (SOX) and others that require the review of security control performance including risk assessment, process documentation, control testing, and issue remediation while partnering closely with business process owners, IT, and external auditors The ideal candi will bring a strong understanding of internal controls, financial reporting processes, and operational risk management
Core Responsibilities
Lead the execution of the annual IT Compliance program, including planning, risk assessment, scoping, and testing of key controls
Partners with control owners to document business processes, identify control gaps, and recommend improvements Perform detailed walkthroughs of processes and evaluate the design and operating effectiveness of internal controls Coordinate and conduct SOX testing (both business process and ITGC), ensuring timely and high-quality results Track and monitor remediation efforts for identified deficiencies, validating completion and effectiveness Collaborate with internal and external auditors to facilitate audit requests and testing activities Assist in maintaining and improving the company s internal control framework, policies, and procedures Support automation and optimization of control testing and documentation processes Provide guidance and training to control owners and business teams on SOX compliance requirements and best practices Stay informed of regulatory up and emerging risks that impact the control environment Collaborate with IT, legal, risk management, and other departments to ensure a cohesive approach to compliance and address cross-functional compliance issues Provide guidance and support to junior compliance staff and contribute to the overall success of the compliance team Identify opportunities for process improvements within the technology compliance function and contribute to the enhancement of compliance practices Stay current with industry trends, regulatory changes, and best practices to ensure the organization s compliance program remains effective and up to
Qualifications
Bachelor s degree in accounting, Finance, or related field
CPA, CIA, or CISA certification preferred
3+ years of experience in SOX compliance, internal audit, or external audit, preferably within a public company environment
Experience in technology compliance, information security, or a related field
Experience in a similar role or with significant project responsibility is required
Advanced understanding of technology compliance regulations, standards, and best practices
Strong analytical and critical thinking skills with the ability to manage complex compliance tasks
Excellent attention to detail and organizational abilities
Effective communication and interpersonal skills, with the ability to interact with senior management and cross-functional teams Proficiency in compliance management tools and software, and advanced knowledge of Microsoft Office Suite (Word, Excel, PowerPoint)
Ability to manage multiple projects and prioritize tasks effectively
Critical Skills
Deep understanding of SOX 404 and COSO framework
Strong analytical, documentation, and project management skills
Ability to effectively communicate complex control concepts to non-technical audiences
Proficiency with audit and compliance tools (eg AuditBoard, or similar platforms)
Excellent attention to detail and ability to work independently in a demanding environment
Experience with system implementation controls and ITGCs
Background in process improvement or data analytics
Strong interpersonal skills and ability to build relationships across departments
