KYC Executive

Company Description

PACE Stock Broking Services Pvt. Ltd., established in 1995 by entrepreneurs from IIM Ahmedabad and FMS Delhi, has grown into a premier boutique financial institution. Headquartered in New Delhi, PACE operates in over 75 cities across India with offices at more than 300 locations and serves clients in 34 countries. We specialize in investment solutions and wealth management, with a strong presence in stock and commodity markets. PACE is consistently recognized as one of the best investment advisors in India by ICRA and CNBC.

Role Description

As a KYC Executive at Pocketful, you will be responsible for verifying the identities of clients, ensuring compliance with KYC and AML regulations, and assessing client risk profiles. You will support the onboarding process for new clients and continuously monitor accounts to ensure adherence to regulatory standards.

Key Responsibilities:

Client Onboarding:

Verify client identity and documents (e.g., PAN, Aadhar, address proof) as per regulatory requirements.

Risk Assessment:

Conduct customer due diligence (CDD) and enhanced due diligence (EDD) for high-risk clients.

AML Screening:

Perform screening against sanctions lists, PEPs, and adverse media.

Documentation:

Maintain accurate and updated KYC records for all clients.

Ongoing Monitoring:

Monitor transactions and accounts for suspicious activities, ensuring compliance with internal policies.

Regulatory Compliance:

Stay updated with SEBI, RBI, and other regulatory changes in the stock broking industry.

Skills & Qualifications:

Education: Bachelor’s degree (Finance, Business, or related field).

Experience: 1-3 years in KYC/AML, preferably in a stock broking or financial services setting.

Skills: Detail-oriented, proficiency in KYC tools, strong communication skills.