Internal Audit- NBFC

Shiv Nadar Foundation(HCL) is looking for Internal Audit- NBFC profile.

Below is the required Key Skills.

(i)

- Chartered Accountant (CA) with additional qualification such as BA LLB, Company Secretary (CS) etc.

- Minimum of 5 years of experience in NBFC compliance, The Foreign Contribution (Regulation) Act (FCRA) compliance, internal audits.

- In-depth knowledge of RBI regulations, NBFC frameworks, FCRA compliances and financial laws in India.

- Strong analytical, communication, and problem-solving skills.

- Worked primarily in the Industry in the field of Internal Audit.

- Internal Audit Exposure from Big 4 Audit firms would be an added advantage

- Sound analytical skills and good working knowledge of Computers (MS Office, ERP etc.);

- Excellent communication skills both verbal and written English;

(ii)

- Should be able to work under pressure, Multi-task and still deliver on time;

- Have a positive attitude, be a team player and skillful in counselling of sub-ordinates;

- Should be matured and tactful as job involves dealing with senior professional from multiple fields in the various business units;

- Have an impeccable level of Integrity, sincerity and commitment.

(iii)

- Ensure adherence to all RBI guidelines and regulatory requirements specific to NBFCs.

- Ensure adherence to all The Foreign Contribution (Regulation) Act (FCRA) compliance and regulatory requirements specific to NBFCs.

- Monitor changes in compliance laws and update company policies accordingly.

- Review statutory reports, returns, and other filings to regulatory authorities.

- Act as a liaison between the organization and regulatory bodies such as the RBI auditors / FCRA auditors.

- Manage regulatory inspections, audits, and queries efficiently.

- Follow up of past RBI / FCRA audit reports.

- Readiness for RBI / FCRA regularly asked queries.

- Identify gaps or irregularities and recommend corrective actions.

- Design and implement robust audit frameworks and processes.

- Develop and update compliance policies, risk management frameworks, and standard operating procedures.

- Ensure alignment of internal processes with RBI and other applicable laws.

- Provide training and guidance to staff on compliance requirements and best practices.

- Proficient in preparation and updation of Standard Internal Audit Plans.

Interested candidates may inbox@khushbu.kaushik01@hclgroup.in