Job
Description
This role requires expertise in SEBI, NSE, and BSE regulations, along with hands-on experience in budgeting, financial planning, and investor relations. The CFO will play a key role in driving sustainable financial excellence in a fast-paced fintech environment. Key Responsibilities: Manage day-to-day financial operations, including budgeting, forecasting, cash flow management, and reconciliations. Ensure timely and accurate financial reporting in compliance with SEBI, BSE, and NSE guidelines. Maintain robust internal controls and accounting systems. Support statutory and regulatory audits, ensuring full compliance with exchange and SEBI norms. Liaise with NSE, BSE, MCX, NCDEX, CDSL, SEBI, statutory auditors, and internal stakeholders on financial matters. Contribute to financial strategy, process improvements, automation, and system upgrades. Qualifications : CA ,CMA or MBA with 58 years of experience, including prior Finance role in a SEBI-regulated retail broking firm Strong expertise in financial strategy, capital markets, and regulatory financial planning within brokerage operations In-depth knowledge of SEBI, NSE, BSE, and depository compliance norms; hands-on experience with inspections and audits Proven ability to manage financial operations including client fund segregation, capital adequacy, and brokerage reporting Track record of implementing risk controls, audit readiness, and finance-tech automation in trading environments
