42 Corporate Action Jobs - Page 2

The Securities & Derivative Analyst 1 is an entry-level position that involves processing orders and transactions from trading desks and branch offices in coordination with the Operations - Transaction Services team. Your main responsibility will be to assist in the clearance, settlement, and investigation of client securities and derivatives transactions. You will be expected to have excellent working knowledge of trade initiation & execution, trade capture, trade enrichment, contract note confirmation, and trade settlements. Additionally, a comprehensive understanding of products such as Equities, Bonds, MLI, Structure Products, etc., with a focus on trade initiation through settlements is...

As a Market Data Operations Analyst at Addepar, your primary responsibility will be ensuring that our clients have access to timely and accurate data to facilitate informed investment decisions. You will be part of the team that focuses on public markets Investment Data, which includes equities, bonds, funds, and derivatives. This data is utilized by our wealth management platform, serving over 1000 firms globally and impacting more than 100,000 users. Your daily tasks will involve conducting data quality validations on pricing, fundamental, and corporate action data. You will be expected to investigate and resolve exceptions related to various data assets, such as reference data, pricing da...

The Reference Data Services Analyst 1 is a trainee professional role that requires a good knowledge of Corporate Action and Asset servicing procedures and systems. You should have a basic understanding of the underlying concepts and principles upon which the job is based. Additionally, you should have a good understanding of how the team interacts with others to achieve the objectives of the area. Your role will involve making evaluative judgments based on the analysis of factual information and resolving problems by identifying and selecting solutions through the application of acquired technical experience. While you will be guided by precedents, you are expected to exchange information in...

As an experienced professional in Corporate Actions, you will be responsible for having an excellent understanding of the Corporate Action working model from a Global Custodian or Middle office perspective. You must possess comprehensive processing knowledge of all Corporate Action types including Mandatory, Voluntary, and CHOS. Additionally, a strong understanding of swift messages such as MT564, MT565, MT566, MT567, MT568, MT202, and MT103 is required. Your role will involve handling critical events with a robust control environment to mitigate operational and Regulatory Risk effectively. With 8-10 years of relevant experience, you should have a fundamental understanding of the operating m...

The Reference Data Services Analyst 1 role is a trainee professional position that requires a solid understanding of Corporate Action and Asset Servicing procedures and systems. You should have a basic grasp of the fundamental concepts and principles that underpin the role. It is essential to comprehend how your team collaborates with others to achieve shared objectives. Your decision-making will be based on factual analysis, and you will be expected to solve problems by leveraging your technical expertise and referring to past experiences. Communication skills are key, as you must effectively exchange information in a clear and concise manner while being mindful of the diverse audience you ...

Job Title: Corporate actions Location: Hyderabad Bangalore (Hybrid) Exp - 8+ Years Mandatory skills- Corporate action , ISO 15022 MT564/568, Implementation ,SQL Job Description: Strong in-depth knowledge of different Corporate Actions. Experience in leading design and implementation of custom and product strategy based technical projects. Strong client connect and should be able to drive the whole Implementation cycle. Should have a good SQL knowledge to carry out the daily work. Have good understanding of the North American/European Capital Markets, Fixed Income & Equity Brokerage Operations. Be able to evaluate business processes, anticipate requirements, uncover areas for improvement, dev...

As a Tax Reporting Manager at FIS, you will play a crucial role in providing tax information reporting outsourced solutions to the financial services industry. Your responsibilities will include gathering and analyzing security level attributes, maintaining a security repository, working on SEC Edgar filings, updating database information on various financial products, and providing tax season support on income reallocation services and REMIC mortgage data. Additionally, you will ensure accuracy and confidentiality in all operations, establish effective working relationships with employees, and address client queries on security set-up. The ideal candidate for this role will have 2/3 years o...

Main responsibilities and duties of the role 1. To perform KYC due diligence of new relationships for Hong Kong, Singapore, China, Malaysia, Australia, Taiwan and Japan entities as a KYC Maker. 2. To conduct checks and due diligence on these clients primarily looking out for PEP/Adverse news/information that may be detrimental to the reputation of the bank. 3. To liaise and coordinate with Front Office and Client on the collection of the KYC documents/information. 4. To prepare escalation of complex cases to APAC Financial Security for advice, clarification or validation where applicable. 5. To provide guidance and sharing of KYC knowledge to the junior team members in the team and other dep...

Role & responsibilities The Incomes and Taxes Officer will manage income-related financial events, including dividends and fixed payments, ensuring accurate booking and reconciliation across different business lines. The role requires close coordination with internal teams and external parties, along with maintaining compliance with fiscal and accounting standards. Key Responsibilities: Monitor and follow-up on financial events, ensuring timely notifications to business lines and external parties. Ensure accurate treatment and booking of income events within accounting systems. Process payments, claims, and receivables in accordance with company policies. Coordinate with trading teams and cu...

Job Summary The candidate should be well versed with Trades processing, Reference data management, Security Setups, Security Pricing, & Corporate action events. He/She must be a dynamic personality with ability to work in a challenging environment and delivering as per business requirements. He/she should be able to manage deliverables accurately and as per the agreed timelines. The candidate should be tactical in dealing with day to day issues wherever required. The candidate must have good communication skills and should be competitive to connect with stakeholders across the globe. He/she should be a team player, a self-starter and self-motivated individual. Job Responsibilities: Processin...

Associate -OTC ( Over-the-Counter ) Valuation Knowledge and skills required Strong analytical skills, detail orientation, service commitment, and solid organizational and interpersonal skills. Identify Operational Risk Areas within the Client Business Revenue Process. Supervise, Monitor, Control and Co-ordinate all activities in the department. Ability to work independently, as well as in a team environment, prioritizes multiple tasks, and meets strict deadlines • Proficient in Microsoft Office Applications and strong MS Excel skills required. • Experience of operations in a Fund Management, Custody, Reconciliation like cash and collateral. • Extensive experience of working within Derivative...

Associate -OTC ( Over-the-Counter ) Valuation Knowledge and skills required Strong analytical skills, detail orientation, service commitment, and solid organizational and interpersonal skills. Identify Operational Risk Areas within the Client Business Revenue Process. Supervise, Monitor, Control and Co-ordinate all activities in the department. Ability to work independently, as well as in a team environment, prioritizes multiple tasks, and meets strict deadlines • Proficient in Microsoft Office Applications and strong MS Excel skills required. • Experience of operations in a Fund Management, Custody, Reconciliation like cash and collateral. • Extensive experience of working within Derivative...

Position Purpose Primary responsibilities of the team includes: Monitoring Corporate Actions in all reliefs and identification of eligible global positions Follow-up of events announcements, forecast and deadlines leading to an efficient management regarding scrubbing, notifications and bookings in our general books and recording systems Managing the election process for voluntary events by interacting with other internal support functions, compiling aggregated instruction to be sent to agents/custodians and ensure good receipt. Strict follow-up of the expected proceeds/results at payment date, and follow-up controls in regards to theoretical bookings and forecast assumptions that may leave ...

Position Purpose Senior Associate will be managing the daily operations/workflow within the business group and helps the Line Manager in achieving the process deliverables. Solid functional understanding of the business is recommended along with strong knowledge of products related to Settlement/Corporate Action/Trade Processing. Experience in working with Intellimatch will be an additional attributes. The candidate should have hands on experience in cash & securities reconciliation process. All static and migrations should be managed with respect to reconciliation requirements. Solid technical understanding of the business is expected, including strong knowledge of Intellimatch system. Demo...

Role & responsibilities Functional Expertise: • 15-17 Years of experience with Strong understanding of Wealth management Operations • Have experience of leading Global Wealth Management team of 100 -120+ with strong expertise in running Brokerage and Fiduciary functions - broker dealer, Corporate Actions, Reconciliations, Account Opening / Maintenance / Closing, Asset Transfer, Cash Sweep, Account Conversion • Good knowledge and working experience in equities & fixed income, money market, alternative investment, mutual fund, Insurance products for Global Markets • Deep domain experience in managing Account Opening / Maintenance / Closing process within Brokerage and Fiduciary functions • Sou...

Role & responsibilities Functional Expertise: 15-17 Years of experience with Strong understanding of Wealth management Operations Have experience of leading Global Wealth Management team of 100 -120+ with strong expertise in running Brokerage and Fiduciary functions - broker dealer, Corporate Actions, Reconciliations, Account Opening / Maintenance / Closing, Asset Transfer, Cash Sweep, Account Conversion Good knowledge and working experience in equities & fixed income, money market, alternative investment, mutual fund, Insurance products for Global Markets Deep domain experience in managing Account Opening / Maintenance / Closing process within Brokerage and Fiduciary functions Sound underst...

Job Summary The candidate should be well versed with Trades processing, Reference data management, Security Setups, Security Pricing, & Corporate action events. He/She must be a dynamic personality with ability to work in a challenging environment and delivering as per business requirements. He/she should be able to manage deliverables accurately and as per the agreed timelines. The candidate should be tactical in dealing with day to day issues wherever required. The candidate must have good communication skills and should be competitive to connect with stakeholders across the globe. He/she should be a team player, a self-starter and self-motivated individual. Job Responsibilities: Processin...