48 Control Monitoring Jobs

Some Careers Have More Impact Than Others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of AVP - Risk and Control Analytics Business: GPW & WPS Principal Responsibilities Engage in 1LOD risk management projects/BAU namely Issue Management, C...

As a Vice President, Audit Manager - Risk Transformation at Citi, your role involves leading, planning, and executing Internal Audit assurance activities primarily to support Citi's Risk and Control Transformation efforts. You will develop and execute Issue validation audit activities and contribute to all IA Transformation programs validation objectives. The IA Transformation Risk and Controls team is based in multiple locations in the US, as well as in Mississauga, Mumbai, London, and Dublin. **Responsibilities:** - Consistently develop, execute, and deliver audit reports in a timely manner, adhering to Internal Audit and Regulatory standards - Review and approve the Business Monitoring Qu...

As an Audit Manager at Citi, your role involves performing moderately complex audits and assessments to ensure that the firm meets audit standards and regulations. You will work closely with the Audit team and business leaders to address emerging issues and determine solutions. Key Responsibilities: - Develop, execute, and deliver audit reports in a timely manner following Internal Audit and Regulatory standards - Review and approve the Business Monitoring Quarterly summary and lead reviews - Collaborate with different teams to assess the impact on the control environment and audit approach - Manage audit activities for a specific component at the regional or country level - Utilize your exp...

As a Senior Auditor at our company, you will be responsible for performing moderately complex audits and assessments of our risk and control environments in coordination with the Audit team. Your main objective will be to apply in-depth disciplinary knowledge and execute direct audit activities for Markets Technology (Equities, Fixed Income, Commodities, FX) and Operations Technology. **Responsibilities:** - Oversee execution of testing as part of Technology and integrated audits of varying complexity - Complete assigned audits within budgeted timeframes, and budgeted costs - Monitor, assess, and recommend solutions to emerging risks - Contribute to the development of audit processes improve...

As a Vice President, Internal Audit - Markets Technology at Citi, you will be responsible for managing the timely delivery of high-quality, value-added assurance and audit reports for a portfolio of business activities. The Markets Technology Audit team provides technology audit coverage for Markets businesses including Equities, Fixed Income, FX, and Commodities globally. Your key responsibilities will include: - Delivering high-quality audit reports, Internal Audit and Regulatory issue validation, business monitoring, and risk assessment. - Managing and executing audit activities for a component of a product line, function, or legal entity at the regional or country level. - Applying exper...

Role Overview: As an Audit Manager at Citi, you will be responsible for performing moderately complex audits and assessments of Citis risk and control environments in coordination with the Audit team. Your main objective will be to utilize your in-depth subject matter expertise to ensure that the firm meets audit standards and regulations while working with business leaders to determine solutions for emerging issues. Key Responsibilities: - Consistently develop, execute, and deliver audit reports in a timely manner, following Internal Audit and Regulatory standards - Review and approve the Business Monitoring Quarterly summary and serve as the lead reviewer for all reviews - Collaborate with...

Role Overview: As the Audit Director - AI Technology, Cyber, Data and GenAI Engineering at Citi, you will be a senior-level management position reporting to the Chief Auditor Artificial Intelligence (AI) Assurance. Your main responsibility will be to strategically direct audit activities and assessments related to the adoption of AI/GenAI, specifically focusing on AI Technology, Cyber, Data, and GenAI Engineering. Your role aims to position Citi Internal Audit as a leading function in the financial services industry in terms of AI. Key Responsibilities: - Develop and execute a portfolio of concurrent assurance activities related to AI Technology, Cyber, Data, and GenAI Engineering within bud...

As the Governance & Controls Leader within the Enterprise Governance & Controls function and the Finance Center of Excellence (FCOE) at Johnson Controls, your role is critical in collaborating with key stakeholders to ensure that internal controls are effectively designed and operational. Your responsibilities will include overseeing control monitoring processes, collaborating with process owners, and maintaining strong relationships with internal and external stakeholders. Your key responsibilities will include: - Setting up and reviewing the control environment for business center processes across Johnson Controls" global business - Overseeing continuous control monitoring and self-certifi...

As a member of the InfoSec Risk & Compliance team at Walmart, your role as the SAP ITGC Lead will be crucial in enhancing and maintaining a robust IT SOX control environment. You will partner with the IT organization to ensure proactive detection and management of risks to the SOX compliance program. Reporting directly to the Director of SOX Compliance and IT General Controls (ITGC), your responsibilities will include: - Assessing the effectiveness of key IT General Controls (ITGCs) within SAP modules, such as user access controls, change management, system backups, data integrity, and system monitoring. - Identifying potential risks within the SAP environment related to data security, unaut...

7+years Degree in Engineering in Electrical,Electronics Experience or understanding of subsystem integration, including mechanical and electrical aspect Knowledge of systems & their subsystems PACIS, CCTV, Multimedia, Event Recorder, Safety equipment

Role Overview: You will be responsible for ensuring SOX ITGC compliance by conducting controls rationalization for IT assets, supporting the design of SOX IT controls and application controls, assisting in documenting SOX IT controls, and ensuring control deficiencies are remediated. Additionally, you will contribute to the development and maintenance of IT policies, procedures, and control matrices, provide training on SOX IT control requirements, track the progress of SOX IT control execution, monitor compliance efforts, facilitate collaboration between control owners, internal audit, and external auditors, and support continuous improvement of SOX IT controls and processes. Key Responsibi...

You will be working as a Senior Business Control Officer at DWS Group, a leading asset manager with a global presence. Your role will involve supporting Global DCO activities, executing DWS Findings Reporting process, improving forecasting methodology, and partnering with Risk Assessment and Control Monitoring teams to identify key risk and control indicators. - Execute DWS Findings Reporting process and deliver select reports to Senior Management on a regular basis - Continuously improve reporting processes for better quality and usefulness to stakeholders - Own and enhance Forecasting methodology by collaborating with Finding Owners and Divisional COO teams - Partner with Risk Assessment a...

Key Responsibilities: The objective of the Director Compliance Testing is to identify, assess, mitigate, and report on Compliance / Regulatory Risk within the multiple processes for American Express Banking Corp. (AEBC) to ensure adherence to regulatory standards, internal policy and enhance the Bank’s resilience through managing a clear methodology of inherent and residual risk. To lead a diverse team of high-performing professionals focused on Compliance testing. This will involve extensive collaboration with multiple partners across numerous business units, functional areas, and geographies. The Director will: Providing 2nd line credible challenge to protect American Express Banking Corp....

Job Description Senior Manager-Technology Compliance The Opportunity Based in Hyderabad, join a global healthcare biopharma company and be part of a 130- year legacy of success backed by ethical integrity, forward momentum, and an inspiring mission to achieve new milestones in global healthcare. Be part of an organisation driven by digital technology and data-backed approaches that support a diversified portfolio of prescription medicines, vaccines, and animal health products. Drive innovation and execution excellence. Be a part of a team with passion for using data, analytics, and insights to drive decision-making, and which creates custom software, allowing us to tackle some of the world's...

As a Vice-President - Audit Manager at Citi, you will play a crucial role in performing moderately complex audits and assessments of Citis risk and control environments. Your responsibilities will include developing, executing, and delivering audit reports in a timely manner, reviewing and approving Business Monitoring Quarterly summaries, collaborating with teams across the business to determine the impact on the overall control environment, and managing audit activities for a component of a product line, function, or legal entity at the regional or country level. You will leverage comprehensive expertise to manage a team, advise the business on change initiatives, recommend interventions t...

Role Overview: You will be working as a Technology Compliance Partner in the Animal Health R&D IT department. Your main responsibility will be reviewing and rewriting SDLC documents, providing advice on SDLC practical application to IT colleagues and business, and ensuring technology and process controls are implemented to meet policy and regulatory obligations. Key Responsibilities: - Engage with IT practitioners and act as a consultant for SDLC, Compliance Risk Profile, Digital SDLC, Good Documentation Practices, and IT Control Requirements Set. - Provide Regulatory advice on requirements such as GLP, GMP, GCP for regulated systems. - Support efforts to reduce SDLC documentation through au...

Role Overview: As a Governance & Controls Leader within Johnson Controls" Enterprise Governance & Controls function and the Finance Center of Excellence (FCOE), you will play a critical role in ensuring that internal controls are effectively designed and implemented at the Company's COEs. You will collaborate with key stakeholders such as the VP of Finance COE and the Global VP of Order to Cash to oversee the control environment for business center processes and enhance consistency and effectiveness in control monitoring programs. Key Responsibilities: - Set up and review control environments - Oversee continuous control monitoring and self-certification workstreams - Test the effectiveness ...

Role Overview: As an Audit Manager at Citigroup, you will be responsible for conducting moderately complex audits and assessments of the company's risk and control environments in collaboration with the Audit team. Your main focus will be leveraging your in-depth subject matter expertise to ensure compliance with audit standards and regulations, as well as collaborating with business leaders in developing solutions for emerging issues. Key Responsibilities: - Develop, execute, and deliver audit reports in a timely manner, following Internal Audit and Regulatory standards - Review and approve the Business Monitoring Quarterly summary and lead reviewer for all reviews - Collaborate with variou...

Role: Sr. GRC Analyst *Role Overview* We are seeking an experienced Sr. GRC Analyst to support our clients in achieving and maintaining compliance with ISO/IEC 27001:2022, SOC 2 Type 2 (2017 TSC), and NIST CSF/800-53. The role involves driving day-to-day compliance activities, control monitoring, and evidence readiness under the guidance of our vCISO. This is a hands-on role requiring strong technical and documentation skills, stakeholder engagement, and audit support experience. *Key Responsibilities* Evidence Collection & Documentation: Work with business/IT teams to gather, organize, and maintain audit evidence for ISO 27001, SOC 2, and NIST controls; ensure documentation is accurate, com...

Role Overview: You will be a Technology Compliance Partner in Animal Health R&D IT, responsible for reviewing & rewriting SDLC documents and providing SDLC advice to IT colleagues and business regarding the practical application of the SDLC. Your role is vital for IT product, engineering, and service teams to understand and implement technology and process controls to meet the company's policy and regulatory obligations. Key Responsibilities: - Engage with IT practitioners and act as a consultant for the System Development Life Cycle (SDLC), Compliance Risk Profile, Digital SDLC, Good Documentation Practices, and the IT Control Requirements Set including the adoption of agile ways of working...

As an Assistant Vice President, Senior Auditor in the Legal and Compliance Regulatory Issue Validation team at Citi, your role involves performing moderately complex regulatory issue validations and assessments to ensure Citis compliance with audit standards and regulatory expectations. Here are your key responsibilities: - Perform moderately complex regulatory issue validation following Internal Audit methodology and regulatory requirements. - Develop validation strategies and document the validation work using professional business communication standards. - Complete assigned regulatory issue validation within budgeted timeframes and costs. - Contribute to the development of audit process ...

As a Vice President, Audit Manager (Technology) at Citi based in Mumbai, India, you will play a crucial role in performing moderately complex audits and assessments of Citis risk and control environments. Your responsibilities will include: - Consistently developing, executing, and delivering audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards - Reviewing and approving the Business Monitoring Quarterly summary and serving as the lead reviewer for all reviews - Collaborating with teams across the business to determine the impact on the overall control environment and audit approach - Managing audit activities for a component of a product line, function...

The Senior Auditor role at Citi is an intermediate level position that involves conducting moderately complex audits and assessments of the organization's risk and control environments in collaboration with the Audit team. Your main goal will be to leverage your in-depth subject matter expertise to contribute to the development of new techniques and processes that support Citi in achieving its business objectives. As a Senior Auditor, your responsibilities will include performing moderately complex audits, preparing audit reports, presenting findings to business stakeholders, and discussing practical solutions. You will need to complete assigned audits within specified timeframes and costs, ...

Job Description At American Express, our culture is built on a 175-year history of innovation, shared and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. Global Merchant & Network Services (GMNS) brings together American Express merchant-and network related businesses to enable a sharp focus on using the po...

You should possess a strong understanding of Internal Controls and Compliance, particularly with respect to SOX and 404 requirements. Your expertise should lie in designing and implementing controls, especially application controls, to mitigate financial reporting risks. Your role will involve ensuring alignment in risk identification with both internal and external auditors, as necessary. Additionally, you will be responsible for evaluating control design and effectiveness, establishing continuous control solutions, and monitoring systems, business process applications, and processes. Your ability to document internal controls and identify areas for process enhancements will be crucial. Eff...