Compliance Associate

Company - Aionion Capital Market Services Private Limited

About Aionion Group:

Aionion Group is a leading financial services conglomerate offering a wide range of

investment, insurance, and capital market solutions. With a strong commitment to innovation and customer-centric services, Aionion provides a seamless financial experience to clients through its various entities, including Aionion Investment Services, Aionion Capital Market Services, and Aionion Insurance Marketing. Our mission is to empower investors and policyholders with tailored financial solutions, expert guidance, and superior service quality.

Chennai -https://www.aionioncapital.com/

Job Profile: Compliance Associate

Qualification: Company Secretary (CS)

Experience: 2 years experience in stock broking / capital market compliance

Department: Compliance & Secretarial

Reporting To: Compliance Officer / Company Secretary

Key Responsibilities:

• Assist in compliance with SEBI regulations, Stock Exchange and Depository norms applicable to stock brokers
• Support day-to-day broking compliance, regulatory reporting, and exchange submissions
• Handle ROC filings (AOC-4, MGT-7, MGT-14, PAS-3, etc.)
• Prepare Board and General Meeting notices and minutes
• Maintain statutory registers and compliance records
• Coordinate with auditors, regulators, and internal teams

Skills & Competencies

• Sound knowledge of:

i)

ii)

• Strong drafting skills (notices, minutes, compliance notes)
• Attention to detail and strong documentation discipline
• Ability to interpret regulatory circulars and implement controls
• Proficiency in MCA portal, Exchange portals, and MS Office
• Good communication and coordination skills

Note:

- Work from office

- 6 days / week (Mon - Sat)

- Timings - 9 AM to 6 PM