Compliance Analyst

Job Description

The Compliance Analyst assists with broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws, regulations, and policies, and to prevent illegal, unethical or improper business practices within the organization. Working under close supervision, this job assists team members with identifying, investigating, and reporting compliance risks. Key Responsibilities and Duties Assists compliance risk assessments to identify compliance issues, concerns and deficiencies. Supports with invitations in response to complaints and/or potential violates of rules, regulations, policies and procedures. Performs basic tasks to assist with organization and implementation of compliance audits. Assists with the design and implementation of corrective action plans to resolve problematic compliance issues and to ensure that compliance deficiencies are corrected. Prepares reports on the results of compliance and ethics initiatives of the business unit. Organizes documentation of compliance activities to provide a record of issues, and to ensure easy accessibility and retrieval of documents. Assists with the implementation of preventative measures and compliance processes, while contributing to the revision of policies and procedures to improve the general operation of business unit compliance programs as needed. Supports the development of employee communication and training programs to educate employees on the elements of company-wide compliance program. Researches industry compliance regulations and policies to support compliance assessments and implementation of compliance control programs. Educational Requirements University (Degree) Preferred Work Experience No Experience Required Physical Requirements Physical Requirements: Sedentary Work