8 - 13 years

9 - 14 Lacs

Posted:2 weeks ago| Platform: Naukri logo

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Work Mode

Hybrid

Job Type

Full Time

Job Description

Role & responsibilities

• Play a central role in the area of identifying the level of compliance risk in each business line, products and processes and issue instructions to operational functionaries /formulate proposals for mitigation of such risk.

  • Implement and manage an effective compliance program.
  • Develop and review company guidelines on policies / process / products.
  • Incorporate a robust mechanism to ensure that regulatory guidelines / instructions are promptly issued / disseminated within the organization, monitor compliance with the regulatory guidelines / instructions and highlight instances of compliance failures.
  • Monitor and test compliance by performing sufficient and representative compliance testing and the results of such compliance testing would be reported to the Senior Management.
  • Consider ways to measure compliance risk (e.g., by using performance indicators) and use such measurements to enhance compliance risk assessment.
  • Create and manage effective action plans in response to audit discoveries and compliance violations.
  • Co-ordinate for comprehensive review and reporting on compliance issues and actions at yearly / quarterly / monthly basis as may be decided by the Board / Audit Committee /CEO.
  • Must be proficient in e-filings and handling the website of RBI and the Ministry of Corporate Affairs.
  • Ensure employees are educated on the latest regulations and processes.
  • Assist in conducting of Board, general and other committee meetings.
  • Drafting of minutes of Board, general and other committee meetings and follow up actions there of.

Preferred candidate profile

• MBA Finance from a reputed college.

• Be a qualified member of the Institute of Company Secretaries of India (ICSI).

• The person will be responsible for assisting and managing the compliance, operations, and secretarial activities.

• Skilled in Legal Compliance, Company Law, Communication, Microsoft Office, and Patent Law.

Perks and benefits

Career Growth

Work Life balance

Hybrid Work Module

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