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NJ India Invest
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COMPANY SECRETARY

COMPANY SECRETARY

NJ India Invest

0 years

2 - 8 Lacs

Mumbai

Posted:3 days ago| Platform: GlassDoor logo

Apply

Skills Required

reports risk regulations marketing audit management updating monitoring trading compliance query training video

Work Mode

On-site

Job Type

Part Time

Job Description

Job description

Primary role

Preparing offer document, notice / addendum / reports for SEBI and Board of Directors / Investment Risk Report
KYC requirements and ensuring that the procedures are followed and regularly reviewed
Ensuring compliances with SEBI under the Mutual Fund's Rules, Regulations, FEMA, Anti Money Laundering laws.
Creation of limits in the Front Office System
Vetting of Advertisement / marketing materials.
Liaising with auditors and resolving any audit query.
Review of Risk Management Framework.

Seconday role

Conducting Committee meeting.
Preparing & updating manuals and policies on timely basis.
Monitoring of Insider Trading policy implementation.
Providing regulatory updates to stakeholders & handling compliance query raised by internal stake holders.
Ensure all compliance mandatory training are provided.

Job Overview (8106)

Experience
36 Month(s).

City
MUMBAI.

Qualification
CS

Area of Expertise
NA

Prefer Gender
Male

Function
AMC - COMPLIANCE

Audio / Video Profile
NA

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