20 Brokerage Operations Jobs

Position Overview The Trade Recording/Management/Reconciliation Analyst Accountant will be responsible for recording and reconciling trades, maintaining books, and preparing reports to ensure the accuracy and integrity of financial records. This role requires strong attention to detail, numerical accuracy, and proficiency in Excel. Key Responsibilities Trade Recording & Reconciliation, Accurately record all trades and transactions across multiple accounts. Reconcile trade records with brokers to ensure accuracy and resolve discrepancies. Maintain and update financial ledgers and books. Reporting & Compliance Prepare daily, weekly, and monthly reports on trade activity and account balances. E...

Building the Future of Crypto Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology. What makes us different Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you'll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. For over a decade, Kraken's focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world. Before you apply, please read the Kraken Culture page to learn more about our internal culture, values, and mission. We also expect candidat...

About This Role Want to elevate your career by being a part of the world's largest asset manager Are analyzing sophisticated problems and identifying solutions your passion Look no further. BlackRock is currently seeking an Associate to become part of our team. We recognize that strength comes from diversity, and will embrace your rare skills, eagerness, and passion while giving you the opportunity to grow professionally and as an individual! We know you want to feel valued every single day and be recognized for your contribution. At BlackRock, we strive to empower our employees and actively engage your involvement in our success. With over USD $9 trillion of assets, we have an extraordinary...

As a Freight Broker at Cargo Solution Brokerage, you will be responsible for managing freight brokerage activities to ensure efficient delivery of goods. Your role will involve coordinating with carriers, negotiating rates, securing shipments, and overseeing dispatch operations. Your focus will be on providing exceptional customer service, maintaining accurate records, and ensuring timely deliveries to meet the dynamic needs of our clients. Key Responsibilities: - Coordinate with carriers for shipment management - Negotiate rates to secure cost-effective shipping solutions - Ensure timely deliveries and oversee dispatch operations - Manage customer relationships and provide exceptional custo...

Corporate Action - Business Analyst Important Details 5-15 years as a Technical Business Analyst Corporate Actions (Mandatory, in-depth knowledge) Capital Markets (North America/Europe) Fixed Income & Equity Brokerage Operations Technical Skills: SQL (hands-on, daily use) Ability to lead design & implementation of technical projects Functional Skills: Business process evaluation & optimization Requirement gathering & solution delivery Implementation cycle ownership Driving end-to-end implementation with strong client connect Keywords - Corporate Actions, Business Analyst, SQL, Capital Markets, Fixed Income, Equity, Brokerage Operations, Implementation Cycle, Requirement Gathering, Stakeholde...

Job Description Role Overview: You will be working as a Freight Broker in Gurugram, responsible for managing freight brokerage operations. Your main tasks will include coordinating freight dispatching, negotiating rates, and ensuring timely delivery of goods. Account management will be a key focus, with responsibilities including maintaining and expanding the client portfolio. Key Responsibilities: - Manage freight brokerage operations - Build and maintain relationships with clients and carriers - Coordinate freight dispatching and negotiate rates - Ensure timely and efficient delivery of goods - Focus on account management to grow the client portfolio Qualifications: - Experience in Freight...

Job Summary We are looking for a detail-oriented and experienced Senior Transaction Processing Executive/Officer to support our US Wealth - Brokerage Operations. This is a non-voice BPS role focused on handling Admin Solution work for a US-based wealth management client. The ideal candidate will have a strong background in capital markets operations, excellent communication, analytical skills, and the ability to work with high accuracy in a fast-paced environment. Experience Required 2 to 3 years of experience in US Wealth Management or Capital Markets operations, preferably within the Banking or Financial Services industry. Hands-on experience in Cash Management and New Account is highly de...

Key Responsibilities: Manage end-to-end billing processes and ensure accurate reconciliation of records. Handle enquiries from insurers and clients promptly and professionally. Support reporting activities and maintain effective communication with all stakeholders. Collaborate with team members to streamline processes and improve service delivery. Stay updated on industry trends and best practices to enhance knowledge and skills. Qualifications: Any graduate can apply; preferred Bachelor's degree in Business, Finance, or a related field. Strong knowledge of the insurance industry and broking processes. Excellent communication and interpersonal skills. Open to learning and adapting to new cha...

As a Client Service Representative at Ameriprise India LLP, you will play a crucial role in delivering exceptional customer service to clients and advisors. Your primary responsibilities will involve addressing service issues, resolving high-level problems, and providing guidance on account-related queries in a timely manner. Your focus will be on creating a unique client experience that sets our advisors apart. Key Responsibilities: - Be the first point of contact for service-related issues, troubleshoot problems, and enter complex service requests into appropriate systems - Educate clients and advisors on new services, systems, or procedures to enhance self-service capabilities - Process c...

Job Title: Manager - Customs, Center of Excellence Job Location: Mumbai RCS Grade: K In this role, you focus on enhancing the efficiency and compliance of customs processes across GSC locations. By standardizing procedures, leading digital transformation initiatives, and driving operational excellence, the position aims to align customs operations with global strategies while ensuring high-quality service delivery. Additionally, effective project management will facilitate the successful implementation of customs solutions, fostering collaboration and continuous improvement across teams. Key Responsibilities: Standardization Define and implement standardized customs processes across GSC loca...

About Bhavin Bhavin Turakhia is a serial entrepreneur and has founded multiple successful companies. His companies are unique in several ways - (1) all bootstrapped and self-funded (2) with an intense Focus on profitability (3) delivering High ROCE (4) serving Global Markets (6) in Enduring Categories (7) with Majority stake still owned by Bhavin. About Bhavin's Businesses Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future. Its flagship processing platform - Zeta Tachyon - is the industry's first modern, cloud-native, and fully API-enabled stack that brings together issuance, processing, lending, core banking, fraud & risk, and ...

About Bhavin Bhavin Turakhia is a serial entrepreneur and has founded multiple successful companies. His companies are unique in several ways - (1) all bootstrapped and self-funded (2) with an intense Focus on profitability (3) delivering High ROCE (4) serving Global Markets (6) in Enduring Categories (7) with Majority stake still owned by Bhavin. About Bhavin's Businesses Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future. Its flagship processing platform - Zeta Tachyon - is the industry's first modern, cloud-native, and fully API-enabled stack that brings together issuance, processing, lending, core banking, fraud & risk, and ...

Position Purpose: To ensure seamless and efficient branch operations by supporting business partners, implementing processes, maintaining compliance, and enhancing client satisfaction through proactive operational management. Key Responsibilities: Direct Responsibilities: Provide end-to-end operational support to business partners, including software installation, training, and guidance on processes, risk, and compliance. Implement new processes and products through on-site visits and continuous training sessions. Prepare and maintain Daily, Weekly, and Monthly MIS reports for management review. Resolve business partner queries related to trading, mutual funds, IPO, DP, account opening, sett...

The candidate will be responsible for working with advisors and clients to address service issues, requests, policies, procedures, and account information. You will engage in direct communication with clients and advisors to assist them with queries, open issues, and resolve high-level problems over the phone promptly. The emphasis is on creating and delivering a unique client experience that defines and differentiates advisors" practices. Your role will involve providing exceptional customer service by responding to advisor and client inquiries in a fast-paced, customer-focused environment. As the first point of contact for service issues, you will troubleshoot problems and enter complex se...

As the Lead - Product Management at Fidelity Center for Applied Technologies (FCAT), you will play a crucial role in developing innovative solutions within the financial services sector to enhance value for end customers. Your responsibilities will include analyzing data, gathering requirements, translating business vision into actionable stories, and collaborating cross-functionally in an Agile environment. To excel in this role, you should have a solid understanding of Capital Markets, Brokerage Functions, and Trading, along with a broad knowledge of Fidelity's diverse offerings across Personal Investing, Workplace Services, and Fidelity Institutional. Your expertise in business analysis, ...

The candidate will be responsible for working closely with advisors and clients to address service issues, requests, policies, procedures, and account-related information. Your primary role will involve direct communication with clients and advisors to assist them with their inquiries, address open issues, and resolve high-level problems over the phone in a timely manner. The focus will be on creating and delivering a unique client experience that defines and differentiates advisors" practices. Your aim will be to provide exceptional customer service by responding to advisor and client inquiries promptly in a customer-focused environment. Key Responsibilities: - Serve as the first point of c...

Job Description: 5+ years of hands-on Business Analyst experience. Strong in-depth knowledge of different Corporate Actions. Experience in leading design and implementation of custom and product strategy based technical projects. Strong client connect and should be able to drive the whole Implementation cycle. Should have a good SQL knowledge to carry out the daily work. Have good understanding of the North American/European Capital Markets, Fixed Income & Equity Brokerage Operations. Be able to evaluate business processes, anticipate requirements, uncover areas for improvement, develop and implement solutions and ensure that the solutions meet business needs and requirements. Lead ongoing r...

You will be responsible for leading a team of approximately 20 individuals in the Banking and Capital Markets domain as a Level 5 Transaction Processing Unit Manager for a Non-Voice BPS account (US Client). Your role will involve monitoring, identifying, and resolving performance, behavior, and attendance issues utilizing prescribed performance management techniques. You will conduct performance appraisals, provide constructive feedback, and ensure the team's performance meets the required standards. Additionally, you will offer Subject Matter Expertise, modify operations as necessary to meet service level agreements, and complete all client-related training successfully. It will be your res...

You will be responsible for managing a team of approximately 20 people in the Banking and Capital Markets domain as a Level 5 Transaction Processing Unit Manager for a Non-Voice BPS account (US Client). Your primary roles and responsibilities will include monitoring, identifying, and resolving performance, behavior, and attendance issues using prescribed performance management techniques. You will conduct performance appraisals, provide constructive feedback, and ensure the team's performance meets service level agreements. Additionally, you will provide Subject Matter Expertise, complete client-related training, and communicate process and client changes to your team within specific timelin...

About this role: Wells Fargo is seeking a Securities Operations Representative. In this role, you will: Perform various operational tasks on complex securities that require general knowledge of unit functions and systems Support securities operations Identify ways to improve the overall process Perform moderately complex duties such as processing, researching inquires and reconciling transactions Review time sensitive documents Receive direction from supervisor and coordinate situations involving other departments Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals Interact with internal customers Receive direction from leaders and exercise indepen...