Bank Controller, Accounting Policy and Reporting

You are a strategic thinker passionate about driving solutions in legal entity reorganization and capital actions. You have found the right team.

As a Legal Entity Analyst in our Finance team, you will spend each day defining, refining, and delivering set goals for our firm. You will be responsible for partnering across the firm to provide support and strategic analysis for legal entity reorganization and capital actions. Our Legal Entity Management teams are responsible for a wide range of activities including reviewing legal entity reorganization, supporting execution of Reg W covered transactions, related reporting, managing the Reg W system, and contributing to internal IAG projects. You will work closely with IAG senior staff and all lines of business (LOBs) to ensure successful execution and compliance.

Job Responsibilities

• Review transactions related to Re-organization Capital Action (RCA), Affiliate Support Document (ASD), New Business Initiative (NBIA), and Change Managements (CM).


• Understand IAG owned policies like RCA, ASD, Reg K, and Reg W, and help manage the end-to-end Central Reg W program, including leading weekly/quarterly analytics of Covered Transactions and managing weekly, monthly, and quarterly reporting.


• Assist with Reg W Governance by managing Reg W Governance Committee meetings, LOB Working Group Sessions, and IAG Department Meetings.


• Serve as Subject Matter Expert in Reg W Systems used for transaction approvals and reporting.


• Support the production of the FR Y-8 Reporting and LOB Attestation Process, and understand Reg W Reference Data and its impact on regulatory reporting.


• Contribute to Reg W Affiliate Analytics and Reporting, and develop and maintain cross-LOB relationships with key stakeholders, acting as the LOB point of contact for Reg W System questions and future enhancement requests.


• Own documentation of all Reg W processes, procedures, and policy.


• Utilize Alteryx and Tableau applications to improve existing processes and identify scope for improvement.


• Adhere to and enhance existing controls as applicable, ensuring the process is audit-ready at all times.


• Manage multiple mailboxes and ensure all emails are addressed diligently and timely, assisting with all IAG projects and ad hoc requests.


• Review and support analysts within the team to contribute to overall team objectives, and lead strategic initiatives for a better process and control environment.

Required qualifications, capabilities, and skills

• Minimum 1 year Financial or regulatory reporting or policy experience


• Post graduate or Masters degree in Finance or related field of study


• Regulatory Reporting, Audit or Compliance background with strong analytical skills


• Strong interpersonal and communication skills


• Proficiency with MS Excel and PowerPoint


• Ability to identify and communicate issues in a timely manner

Preferred qualifications, capabilities, and skills

• Good Understanding of financial product and global markets will be added advantage


• Optional to have business intelligent solution knowledge


• Ability to work independently and contribute to the team objectives

You are a strategic thinker passionate about driving solutions in legal entity reorganization and capital actions. You have found the right team.

As a Legal Entity Analyst in our Finance team, you will spend each day defining, refining, and delivering set goals for our firm. You will be responsible for partnering across the firm to provide support and strategic analysis for legal entity reorganization and capital actions. Our Legal Entity Management teams are responsible for a wide range of activities including reviewing legal entity reorganization, supporting execution of Reg W covered transactions, related reporting, managing the Reg W system, and contributing to internal IAG projects. You will work closely with IAG senior staff and all lines of business (LOBs) to ensure successful execution and compliance.

Job Responsibilities

• Review transactions related to Re-organization Capital Action (RCA), Affiliate Support Document (ASD), New Business Initiative (NBIA), and Change Managements (CM).


• Understand IAG owned policies like RCA, ASD, Reg K, and Reg W, and help manage the end-to-end Central Reg W program, including leading weekly/quarterly analytics of Covered Transactions and managing weekly, monthly, and quarterly reporting.


• Assist with Reg W Governance by managing Reg W Governance Committee meetings, LOB Working Group Sessions, and IAG Department Meetings.


• Serve as Subject Matter Expert in Reg W Systems used for transaction approvals and reporting.


• Support the production of the FR Y-8 Reporting and LOB Attestation Process, and understand Reg W Reference Data and its impact on regulatory reporting.


• Contribute to Reg W Affiliate Analytics and Reporting, and develop and maintain cross-LOB relationships with key stakeholders, acting as the LOB point of contact for Reg W System questions and future enhancement requests.


• Own documentation of all Reg W processes, procedures, and policy.


• Utilize Alteryx and Tableau applications to improve existing processes and identify scope for improvement.


• Adhere to and enhance existing controls as applicable, ensuring the process is audit-ready at all times.


• Manage multiple mailboxes and ensure all emails are addressed diligently and timely, assisting with all IAG projects and ad hoc requests.


• Review and support analysts within the team to contribute to overall team objectives, and lead strategic initiatives for a better process and control environment.

Required qualifications, capabilities, and skills

• Minimum 1 year Financial or regulatory reporting or policy experience


• Post graduate or Masters degree in Finance or related field of study


• Regulatory Reporting, Audit or Compliance background with strong analytical skills


• Strong interpersonal and communication skills


• Proficiency with MS Excel and PowerPoint


• Ability to identify and communicate issues in a timely manner

Preferred qualifications, capabilities, and skills

• Good Understanding of financial product and global markets will be added advantage


• Optional to have business intelligent solution knowledge


• Ability to work independently and contribute to the team objectives