13 Is Audit Jobs

The primary function of the role will be to develop and manage the audit strategy and plan for proactively and qualitatively conducting the corporate functions audits across the corporate, risk management and control. Somebody who has experience doing IT Audit in Digital Lending space then this opportunity awaits you. Develop audit strategies for identification and assessment of various risks Information Technology (IT) Infrastructure, Information Security and IT Applications Audits and in corporate, risk management and control functions including Compliance risk, Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Liquidity risk, Financial risk, People risk, Reputational risk etc. Develop audit plans based on risk assessment and regulatory framework; ensure use of advanced integrated auditing concepts and extensive use of technology and data analysis for achievement of the audit objectives Develop specialized audit team for timely and quality execution of complex and specialized audit reviews covering all the key areas of corporate functions including risk management functions and control functions. Conduct risk-based, thematic and specialized audit reviews to assess the adequacy and effectiveness of the risk management and controls Conduct review of application controls (automated business process controls) in the applications used by corporate, risk management and control functions and management information systems to assess adequacy and effectiveness of the controls Provide effective recommendations for improvements to the organization policies, processes and practices based on leading industry practices and emerging risks Develop processes for adequate and effective audit coverage of various risks including Information Technology (IT) Infrastructure, Information Security and IT Applications, Compliance risk, Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Liquidity risk, Financial risk, People risk, Reputational risk etc. and various applicable laws and regulatory circulars / guidelines across various regulators. Keep audit procedures and checklists current and updated keeping pace and aligned with changes in internal policies/guidelines as well as legal/regulatory changes and evolving industry best practices. Ensure timely completion of audit plan and projects along with quality of audits, and meet with all audit documentation and reporting requirements as per audit policy and procedures and leading best practices. Active engagement with stakeholders for implementation of recommendations for effective risk mitigations and improvement in the control environment. Develop strategies for identification of triggers / risk hotspots and conduct unplanned reviews / investigations based on various triggers/ hot spots, directives received from regulators, board committees and senior management. Keep abreast of the emerging audit trends and drive key audit initiatives for efficient and effective achievement of the audit objectives. Implement an effective continuous monitoring framework for ongoing monitoring of risk relating to various business products, processes and units; Identify and develop automated test for ongoing monitoring of Information System & Security risk across the organization. Develop specialized audit team for execution of complex and specialized audit reviews covering IT Infrastructure, IT Applications, Information System & Security areas and risk management and controls across various risks including Compliance risk, Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Liquidity risk, Financial risk, People risk, Reputational risk etc. Develop, nurture and grow talent through effective employee engagement and management. Continuous development of self and the team through regular learning and sharing of knowledge / best practices.

Let s talk about the team you'll be part of the Marketing Operations team, which plays a crucial role in managing the Marketing Content Label Review (MLR) process. This team acts as the central hub for coordination, accuracy, and timely execution of marketing material reviews. With expertise in regulatory compliance and project management, the team ensures that every marketing asset is audit-ready and aligned with business goals. Collaboration across global, cross-functional teams drives continuous improvement and marketing excellence. Let s talk about the role We are seeking a detail-oriented and highly organized professional to manage the Marketing Content Label Review process from submission through final approval and archival. You will serve as the key liaison for marketing materials, ensuring completeness, accuracy, and compliance throughout the review lifecycle. Your role will include tracking review progress, managing document control systems, and driving improvements using process data and metrics. Key Responsibilities: Serve as the primary point of contact for submitting marketing materials into the Marketing Content Label Review (MLR) process Review submissions for completeness, accuracy, and compliance before routing to appropriate stakeholders Track materials throughout the review cycle to ensure timely progress and approval Oversee uploading of approved files into document control systems, maintaining proper classification, version control, and audit readiness Partner with marketing teams to provide guidance on submission requirements and MLR expectations Monitor and report on process metrics such as review cycle times and volume to identify and implement continuous improvements Let s talk about you 7+ years of experience in marketing operations, regulatory compliance, or a related function Familiarity with asset management and review systems/tools (eg, Workfront, Aprimo) is highly desirable Strong organizational and project management skills with the ability to manage multiple deadlines effectively Exceptional attention to detail and commitment to accuracy in process execution Excellent communication skills and proven ability to work collaboratively with cross-functional, global teams

You are a strategic thinker passionate about driving solutions in legal entity reorganization and capital actions. You have found the right team. As a Legal Entity Analyst in our Finance team, you will spend each day defining, refining, and delivering set goals for our firm. You will be responsible for partnering across the firm to provide support and strategic analysis for legal entity reorganization and capital actions. Our Legal Entity Management teams are responsible for a wide range of activities including reviewing legal entity reorganization, supporting execution of Reg W covered transactions, related reporting, managing the Reg W system, and contributing to internal IAG projects. You will work closely with IAG senior staff and all lines of business (LOBs) to ensure successful execution and compliance. Job Responsibilities Review transactions related to Re-organization Capital Action (RCA), Affiliate Support Document (ASD), New Business Initiative (NBIA), and Change Managements (CM). Understand IAG owned policies like RCA, ASD, Reg K, and Reg W, and help manage the end-to-end Central Reg W program, including leading weekly/quarterly analytics of Covered Transactions and managing weekly, monthly, and quarterly reporting. Assist with Reg W Governance by managing Reg W Governance Committee meetings, LOB Working Group Sessions, and IAG Department Meetings. Serve as Subject Matter Expert in Reg W Systems used for transaction approvals and reporting. Support the production of the FR Y-8 Reporting and LOB Attestation Process, and understand Reg W Reference Data and its impact on regulatory reporting. Contribute to Reg W Affiliate Analytics and Reporting, and develop and maintain cross-LOB relationships with key stakeholders, acting as the LOB point of contact for Reg W System questions and future enhancement requests. Own documentation of all Reg W processes, procedures, and policy. Utilize Alteryx and Tableau applications to improve existing processes and identify scope for improvement. Adhere to and enhance existing controls as applicable, ensuring the process is audit-ready at all times. Manage multiple mailboxes and ensure all emails are addressed diligently and timely, assisting with all IAG projects and ad hoc requests. Review and support analysts within the team to contribute to overall team objectives, and lead strategic initiatives for a better process and control environment. Required qualifications, capabilities, and skills Minimum 1 year Financial or regulatory reporting or policy experience Post graduate or Masters degree in Finance or related field of study Regulatory Reporting, Audit or Compliance background with strong analytical skills Strong interpersonal and communication skills Proficiency with MS Excel and PowerPoint Ability to identify and communicate issues in a timely manner Preferred qualifications, capabilities, and skills Good Understanding of financial product and global markets will be added advantage Optional to have business intelligent solution knowledge Ability to work independently and contribute to the team objectives

Job description: Senior Security Consultant will be involved mainly in Vulnerability Assessment and Penetration Testing and Information Security Audit, Cyber Security Audit Activities. Perform external and internal network infrastructure vulnerability assessments and penetration testing Perform Web and mobile Android and IOS applications vulnerability assessment and penetration testing Perform secure code reviews and software development lifecycle (SDLC) security review Perform secure configuration reviews Perform wireless penetration tests and social engineering assessments Active Directory VAPT Report Writing Maintain quality during project delivery Perform IS Audit, Gap Assesment, SAR Audit as per RBI Guideline and SEBI Guideline As Senior Security Consultant you will be responsible for writing detailed reports & providing mitigation opinions to customers. You will be mentoring a JUNIOR Security consultant. 3 - 5 Years of experience in OWASP top 10 - Web, Mobile & API

Team Leader- QA/QC | Rolex Rolled Rings Posted 2 months ago Team Leader- QA/QC Qualifications /B.Tech. or Diploma in Mechanical Engineering Work Experience:6-8 Years - Support, coach and mentor team members to apply knowledge gained to address technical queries and empower decision-making in order to build on their competence and experience. - Allocate work across the team to ensure business and customer requirements are met. - Provide regular updates to QA Manager, highlighting any challenges / barriers or resource constraints that could affect the on-time delivery of the service. - Perform regular reviews of completed documents/ checklists produced by the team and filing practices to monitor performance, quality and consistency. Ensure QA related documentation is audit / inspection ready at all times. - Participate in self inspection and regularly adopt GEMBA techniques engaging with personnel to understand challenges and identify areas where change is necessary. - Apply problem solving skills to a wide range of issues and act in a QA advisory - Co-ordinate / attend teleconferences / meetings / customer visits, as required, representing the Quality department.

ROLE PURPOSE & OBJECTIVE To assist Head Internal Audit & Vigilance in efficient management of Internal Audit activities in the Bank as per organizational needs. To assist in performance of annual risk assessment for development of audit universe and RBAP. To ensure completion of RBAP KEY DUTIES & RESPONSIBILITIES OF THE ROLE Business/ Financials To identify key risks to achieve business objectives including regulatory compliances To provide inputs for development of RBAP To ensure zero deviation in scope and timelines of RBI mandated audits To ensure timely completion of RBAP To review work papers of audits by team and ensure compliance to IADs processes/manuals To evaluate auditable data for completeness, integrity, accuracy and relevance by self and ensure the same by team Ensure to release draft audit reports and final audit reports on agreed timelines with functional heads To work with auditee in a consulting role to add value To ensure SMART action plans from management on audit report To inform or update Head Internal Audit & Vigilance of cases where management accepts risk. To assist Head Internal Audit & Vigilance on investigations. Customer (Both Internal & External) To ensure audit reports circulated or distributed meet the quality criteria i.e. accurate, objective, clear, concise, constructive, complete, and timely. To ensure that risks highlighted in the audit report are relevant. To coordinate with auditee for timely implementation of action plans. Promptly ensure to provide documentation of audit assignments upon requests by RBI or other regulator at the time of their AFI or information called for. To maintain documentation and audit trails demonstrating effective operation of issue tracking and closure mechanism and maintain relevant records. Internal Process To ensure complete documentation of work-papers by self and team in line with RBI requirements (as requested at the time of their AFI or otherwise) To maintain robust Internal MIS mechanism and submit information to management on prompt basis To ensure to adhere to IADs policy and manual in the conduct of audits, consulting reviews and maintain audit evidences thereof Ensure complete adherence to QAIP for central function audits To assist Head Internal Audit and Vigilance to carry ou t Internal QAIP testing . MINIMUM REQUIREMENTS OF KNOWLEDGE & SKILLS EducationalQualifications Chartered Accountant Mandatory Certified Internal Auditor and ISA (ICAI) or CISA- Good to have Experience Minimum 15+ years of experience in Risk Based Internal Audit, Process Audits, IS Audits and integrated approach to audits of which 10+ years in developing and delivering on IADs strategy and team management. Functional Skills Manage the expectations of Stakeholders Issuance of Quality Audit Reports Risk Management skills, understanding of RCSA , KRI s etc. In-depth understanding of Governance Frameworks and Auditing Standards Keep abreast with regulatory changes and industry standards Behavioural Skills Strong Leadership Effective Communication skills Attention to detail with an analytical mind and problem-solving skills Ability to work under pressure in a fast-paced environment Ability to deal with all levels of Management, specifically CXO positions Ability to promote the values of Internal Audit

Role & responsibilities Carrying out Inspection / RBIA of Branch / Office by visiting respective units as per schedule provided by department. Audit has to be carried out as per the extant guidelines - Branch visit, Documentation verification, Security verification, Interaction with multiple stakeholders etc., Audits like Credit Audit, IS Audit, Revenue Audit etc., as and when assigned. Any special assignment / investigation assigned have to be taken-up. Offsite Audit / monitoring assignments as allotted by the department. Skills Required Knowledge on Lending activities, documentation, monitoring in the Bank. Well-versed in guidelines issued on Asset and Liability Products. Branch Operational requirements, Compliance & Regulatory requirements. Updated knowledge on Internal and regulatory guidelines

->Support, coach and mentor team members to apply knowledge gained to address technical queries and empower decision-making in order to build on their competence and experience. ->Allocate work across the team to ensure business and customer requirements are met. ->Provide regular updates to QA Manager, highlighting any challenges / barriers or resource constraints that could affect the on-time delivery of the service. ->Perform regular reviews of completed documents/ checklists produced by the team and filing practices to monitor performance, quality and consistency. Ensure QA related documentation is audit / inspection ready at all times. ->Participate in self inspection and regularly adopt GEMBA techniques engaging with personnel to understand challenges and identify areas where change is necessary. ->Apply problem solving skills to a wide range of issues and act in a QA advisory ->Co-ordinate / attend teleconferences / meetings / customer visits, as required, representing the Quality department.

Job description: Senior Security Consultant will be involved mainly in Vulnerability Assessment and Penetration Testing and Information Security Audit, Cyber Security Audit Activities. Perform external and internal network infrastructure vulnerability assessments and penetration testing Perform Web and mobile Android and IOS applications vulnerability assessment and penetration testing Perform secure code reviews and software development lifecycle (SDLC) security review Perform secure configuration reviews Perform wireless penetration tests and social engineering assessments Active Directory VAPT Report Writing Maintain quality during project delivery Perform IS Audit, Gap Assesment, SAR Audit as per RBI Guideline and SEBI Guideline As Senior Security Consultant you will be responsible for writing detailed reports & providing mitigation opinions to customers. You will be mentoring a JUNIOR Security consultant. 3 - 5 Years of experience in OWASP top 10 - Web, Mobile & API

Job Title: Senior Manager/ Manager: Information Systems (IS) Auditor Location: Gurgaon Experience: 4-12 years Industry Preference: Banking / Financial Services / Fintech/ Insurance Education: ISO certification Job Summary: We are looking for an experienced Information Systems (IS) Auditor to execute and manage the IS Audit Plan , ensuring compliance with internal policies and external regulatory requirements. The ideal candidate will have a strong understanding of IT governance, risk assessment, and compliance within the banking sector. Key Responsibilities: Audit Planning & Execution: Conduct Risk-Based IS Audits across Applications, IT Infrastructure, Security Controls, and Vendor IS Audits . Develop and implement IS Audit Policy/Charter and ensure its annual review for continued relevance. Prepare and present the Annual IS Audit Plan & Strategy for Audit Committee approval . Independently execute IS audits, IT application audits, and vendor IS audits . Follow up on Audit Tracking Reports (ATR) for closure and compliance testing. Compliance & Reporting: Ensure audits align with regulatory guidelines and international IS Audit Standards . Provide recommendations and risk mitigation plans for non-compliance. Track and report progress on audit recommendations & compliance testing . Assist in fraud detection, compliance testing, and internal control improvement. Quality & Risk Management: Establish and implement a quality assurance process for IS audits. Ensure effective use of CAATs (Computer-Assisted Audit Techniques) to enhance audit efficiency. Identify and assess fraud risk factors within IT internal controls. Key Competencies & Skills: Expertise in IS Audit across Application Systems, IT Infrastructure, Governance, and Security. Strong knowledge of IT risk assessment, IT governance, and regulatory compliance . Experience in BCP/DR, Change Management, Logical Access, and Vendor IS Audits . Understanding of fraud detection, operational risk, and compliance testing . Ability to work independently with senior stakeholders and audit committees . Strong analytical, problem-solving, and decision-making skills. Interested candidate can share their cv at sanjana@beanhr.com

Role & responsibilities Job description: Devise and Enhance the IT Security Policies and Controls. Involving, Educating, Training all the stakeholders on IT Policies. Plan, lead and execute cyber audits/assessments, which include managing the conduct of audit(s) and ensure that they are delivered on time, on budget, to the required standard and audit methodology Articulate and discuss control issues/gaps and corrective action plans with stakeholders and audit Assist with the overall business technology planning, providing a current knowledge and future vision of technology and systems. Prepare audit reports for Senior management, audit committee and auditees Validate management's remediation for audit issue closure Document all interactions in the form of Incident (Phone / Walk-in / Web) Responsible for problem/incident management, tracking of all issues, escalation and reporting Budgeting and Implementation of Security Policies. Provide 24 * 7 supports as a team Skill Set Requirement: Must possess good written and Oral Communications skills. Good Telephone and Email etiquette. Basic IT Knowledge Interpersonal Skills Should have at least 5 years of exp in IT security and certified with CISA, CISM. Should possess working experience (i.e. technical hands-on experience) in cyber/IT audit role. Preferably in BFSI sector. Should possess good analytical and critical thinking skills in order to evaluate control adequacy and operating effectiveness Should possess a Bachelor degree related to Computer Engineering, Information Technology or equivalent Should possess good communication skills (verbal and written) in English Must be able to work independently as well as in a team Escalation procedures/protocols Excellent understanding of technologies, operating systems, networking, anti-virus, back-ups, systems and firewalls Ability to multi-task Additional Requirement: Self-motivated achiever who gains satisfaction in providing excellent Customer Support Empathize with Customers and prioritize their needs Accept assignments with open cooperative, positive, team-oriented attitude Actively participate in Team meetings & provide suggestions for improvement Ability to research and analysis for any new issues and to provide solutions

IS audit of Banks’ Application systems and related IT operations such as IT Governance, Information Security Governance, Audit of IT General Controls, IT Infrastructure audits, Audit of Outsourced agency having impact on banks’ IS operations, etc. Required Candidate profile Experience - 15 to 25+ years Location - Mumbai -Andheri East Deputy - IS Auditor Reporting to Co head IS Audit

Candidate should have minimum 3 to 5 years of experience carrying out RBI audits on PAPG, PSS, Data Localization and Tokenisation, IS Audit. Sound knowledge on the controls and approach to carry out the audit and preparation of detailed reports. Technical skills know hows- network segmentation, encryption, multi factor authentication Able to multitask Excellent analytical and communication skills. Mumbai location only.