AVP Assurance (Laws, Rules & Regulations)

7 - 12 years

15 - 25 Lacs

Posted:1 week ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

Role & responsibilities

  • Provide

    independent assurance

    on adherence to Laws, Rules & Regulations (LRR) across banking functions.
  • Design and execute

    control testing frameworks

    to assess effectiveness of

    internal controls

    .
  • Identify, evaluate, and escalate risks aligned with the banks risk & control framework.
  • Report testing results to senior stakeholders and drive corrective action.
  • Collaborate with business units and assurance teams to ensure robust governance.
  • Leverage data analytics to perform end-to-end testing and assurance reviews.
  • Influence stakeholders on compliance outcomes and support implementation of assurance strategy.

Preferred candidate profile

7+ years

Required Skills / Qualifications:

  • Graduate/ Post Graduate / Chartered Accountant / MBA / ACCA (or equivalent).
  • Strong experience in

    Internal Audit, Control Testing, Assurance, and Compliance.

  • Hands-on knowledge of

    Regulatory Processes, and Operational Risk

    .
  • Experience in

    control design effectiveness assurance & operating effectiveness testing

    .
  • Strong stakeholder management and proven ability to influence senior leadership.

Good to have Skills:

  • Exposure to

    US/UK regulatory frameworks

    and financial services compliance requirements.
  • Knowledge of

    Market Risk, Operational Risk, and Regulatory Risk

    frameworks.
  • Professional certifications in

    Risk, Audit, or Compliance

    (e.g., CIA, CRISC, CISA, FRM, Prince2, etc).

Global MNC

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