Audit Compliance Manager

Company Description

RS Wealth Management Pvt. Ltd., established in 2013, is a comprehensive financial service provider offering a wide range of investment options and services. The firm is a member of the NSE, BSE, and MCX, facilitating trade in equities, derivatives, mutual funds, insurance, and more. RS Wealth Management supports a diverse clientele comprising corporations, institutions, HNIs, NRIs, and trusts. Backed by a team of financial experts, the company emphasizes rigorous research, staff training, and tailored client support. Its mission is to deliver prompt and specialized financial solutions globally with trust and respect at the core.

Role Description

This is a full-time on-site role for an Audit Compliance Manager based in New Delhi. The Audit Compliance Manager will oversee adherence to regulatory and internal compliance procedures, conduct quality audits, and facilitate IT audit processes. Responsibilities include analyzing processes to identify risks, implementing compliance measures, and ensuring organizational standards are maintained. The manager will also collaborate across departments to manage compliance frameworks and improve operational effectiveness.

Qualifications

• Proficiency in Regulatory Compliance and Compliance Management
• Strong Analytical Skills essential for evaluating risks and ensuring adherence
• Expertise in Quality Auditing to assess the effectiveness of internal processes
• Experience in IT Audit to ensure security and operational integrity
• Bachelor’s degree in finance, accounting, or a related field; professional qualifications such as CA, CS,CPA, CIA, or similar are a plus
• Excellent leadership, communication, and problem-solving abilities