Assistant to Vice President

Job title : AVP Regulatory /Compliance - From Investment Banking

Location : Mumbai - Powai

Duration : Fulltime

Support the FORR team in London in building out the Wholesale regulatory control framework.

Work closely with GM, Investment Banking (IB) and other Corporate functions including Compliance and Legal to define and deliver the regulatory control framework.

Review regulatory requirements and define controls, seeking appropriate SME input and management approval and signoff.

Assist in monitoring and implementing regulatory requirements, particularly around MiFID II, EMIR, Dodd-Frank (CFTC Swap Dealer (SD) and SEC Security Based Swap Dealer (SBSD)) and Global Margin regimes.

Utilise the Corlytics platform to analyse and respond to Compliance escalations on global enforcement actions and regulatory developments.

Perform impact assessment and read-across analysis of enforcement actions for business relevance.

Create and maintain comprehensive rule maps for Wholesale policies and procedures owned by FORR.

Assist in the delivery of the annual Appendix A annual rule assessments for CFTC SD and SEC SBSD requirements.

Maintain global regulatory calendar and track implementation timelines