23 Mifid Ii Jobs

As a Project Manager - Business Transformation (Investment Banking & Wealth Management) with the client, you will lead end-to-end delivery of complex projects involving digital transformation, regulatory compliance, product enhancements, and technology implementations across wealth and investment domains. You will play a pivotal role in driving operational excellence within a leading financial organization. - Lead cross-functional project teams to deliver strategic initiatives within scope, time, and budget. - Drive the delivery of wealth and investment banking products such as portfolio management systems, trading platforms, advisory tools, and client onboarding solutions. - Collaborate wit...

Position Overview Job Title: Regulatory Reporting Team - AVP Location: Jaipur, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). What We'll Offer You As part of our flexible scheme, here are just some of the benefits that you'll enjoy, Best in class leave policy. Gender n...

Regulatory Reporting - AVP Position Overview Job Title: Regulatory Reporting - AVP Location: Bangalore, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR and SFTR .This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). What we'll offer you Best in class leave policy Gender neutral parental leaves 100% reimbursement under child care assi...

Position Overview Job Title: Regulatory reporting team, AVP Location: Bangalore, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). The role is to perform a number of key functions that support and control the business in complying with a number regulatory requiremen...

Position Overview Job Title: Regulatory Reporting Team - AVP Location: Jaipur, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). What We'll Offer You As part of our flexible scheme, here are just some of the benefits that you'll enjoy, Best in class leave policy. Gender n...

As a Software Test Engineer at Trading Technologies, you will be responsible for ensuring the quality of state-of-the-art trading applications by designing, developing, and executing test plans and test cases. Your role will involve collaborating with the Development and Product Management teams to identify and resolve software issues, recommend product improvements, and enhance usability. Key Responsibilities: - Design, develop, and execute test plans and test cases based on software requirements and technical design specs. - Assist in reproducing, investigating, and debugging software issues in coordination with the Development team. - Recommend product improvements, usability enhancements...

About this role: Wells Fargo is seeking a Institutional Investment Operations Specialist In this role, you will: Participate in lifecycle support tasks for institutional trade initiatives and identify opportunity for process improvements Assist leadership in bringing individual or teams together in order to resolve complex issues Assist in client account onboarding, input and monitoring of cash payments, customer service, project support, funding operations, custodial operations, securities settlement services, structured loan operations, general ledger reconciliation, as well as, work to resolve confirmation and ISDA related issue Provide subject matter expertise on projects along with inte...

You are urgently seeking a highly skilled Technology Support Analyst with hands-on experience in the Broadridge Regulatory Reporting platform. This role requires specialized expertise in supporting the platform, collaborating with business, operations, and technology teams to resolve production issues effectively in a critical financial reporting environment. Your responsibilities will include providing L2/L3 production support for Broadridge's Regulatory Reporting platform, ensuring system availability and stability. You will investigate, triage, and resolve application issues and data discrepancies across various systems. Working closely with Broadridge product teams will be essential to e...

Who are we looking for We're seeking a motivated and detail-oriented professional to join our global team of Regulatory Trade Reporting Specialists. In this role, you'll be responsible for analyzing trade and transaction reporting requirements, assessing their impact on State Street Markets and our clients, and collaborating closely with Front and Middle Office teams. Your goal will be to ensure that regulatory submissions to global authorities remain complete, accurate, and timely. Success in this role requires a proactive mindset, strong analytical skills, and the ability to manage multiple priorities under tight deadlines. If you thrive in a fast-paced, collaborative environment and are e...

Who are we looking for We are looking for a result driven individual to manage the Regulatory Reporting team responsible for assessing regulatory reporting requirements, identifying SSGM change as a result of those requirements, and working closely with the front office and middle office to understand booking models and business transactions such that regulatory reporting submissions to regulators globally continues to be complete, accurate and timely. You will report to the India Head of Global Markets and work closely with the Global Markets business teams, Business Risk Management, Compliance and Technology. Your ability to take initiative, exercise independent thinking, juggle multiple t...

Who are we looking for We're seeking a motivated and detail-oriented professional to join our global team of Regulatory Trade Reporting Specialists. In this role, you'll be responsible for analyzing trade and transaction reporting requirements, assessing their impact on State Street Markets and our clients, and collaborating closely with Front and Middle Office teams. Your goal will be to ensure that regulatory submissions to global authorities remain complete, accurate, and timely. Success in this role requires a proactive mindset, strong analytical skills, and the ability to manage multiple priorities under tight deadlines. If you thrive in a fast-paced, collaborative environment and are e...

Who are we looking for We're seeking a motivated and detail-oriented professional to join our global team of Regulatory Trade Reporting Specialists. In this role, you'll be responsible for analyzing trade and transaction reporting requirements, assessing their impact on State Street Markets and our clients, and collaborating closely with Front and Middle Office teams. Your goal will be to ensure that regulatory submissions to global authorities remain complete, accurate, and timely. Success in this role requires a proactive mindset, strong analytical skills, and the ability to manage multiple priorities under tight deadlines. If you thrive in a fast-paced, collaborative environment and are e...

You will be joining a leading global investment firm, KKR, which specializes in alternative asset management, capital markets, and insurance solutions. At KKR, the focus is on generating attractive investment returns through a patient and disciplined approach, employing top-tier professionals, and fostering growth within portfolio companies and communities. The firm sponsors investment funds in private equity, credit, and real assets, along with strategic partnerships managing hedge funds. Moreover, KKR's insurance subsidiaries offer retirement, life, and reinsurance products under the management of Global Atlantic Financial Group. Your role will be within KKR's Gurugram office, where you wi...

Implement and supervise all daily reporting processes and controls for EMIR, REMIT, MiFID II, MAS and ASIC transaction reporting. This includes providing daily assurance on the accuracy, completeness and timeliness of all in-scope regulatory reporting obligations. Work closely with Compliance Managers in the team and our Technology partners to close out reporting exceptions in the reporting solutions, including counterparty reconciliation mismatches. Where necessary, liaise with other business and functional partners including Reg Legal, Front Office and other business functions to resolve regulatory reporting queries. Supervise the regulatory thresholds dashboards for variances and review t...

You will be responsible for leading as a Business Analyst with expertise in Non-Financial Regulatory Reporting. Your role will involve implementing and managing regulatory controls using third-party systems such as Kaizen and Droit. You must have experience in Change Management related to remediation and implementation in Regulatory Reporting projects, specifically in MIFID II, EMIR, and SFTR within the banking or financial services sector. A strong understanding of Agile and Waterfall frameworks is essential for this position. Your excellent communication, problem-solving, and stakeholder management skills will be crucial in this role. It is preferred that you have previous experience worki...

You will be joining KPMG India, a professional services firm affiliated with KPMG International Limited, with offices across India including Bangalore. As a Lead Business Analyst, you will be responsible for specialized Non-Financial Regulatory Reporting projects, focusing on regulatory controls and implementation using systems like Kaizen and Droit. Your expertise in change management, particularly in projects related to MIFID II, EMIR, and SFTR within the banking or financial services sector, will be crucial. You should have a solid grasp of Agile and Waterfall frameworks, with excellent communication, problem-solving, and stakeholder management skills. Previous experience in a Global Bank...

About KPMG INDIA KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada. KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-enabled services, wh...

Hiring, Sustainable, Client and Regulatory Reporting Data Product Owner - ISS Data (Associate Director) About your team The Technology function provides IT services that are integral to running an efficient run-the business operating model and providing change-driven solutions to meet outcomes that deliver on our business strategy. These include the development and support of business applications that underpin our revenue, operational, compliance, finance, legal, marketing and customer service functions. The broader organisation incorporates Infrastructure services that the firm relies on to operate on a day-to-day basis including data centre, networks, proximity services, security, voice, ...

Join our dynamic team as a Regulatory Reporting Manager within the Global Clearing Operations team, where you will play a pivotal role in shaping the future of regulatory reporting across EMEA and NA. This is your chance to lead the charge in requirement analysis, testing, and post go-live checks for groundbreaking new regulations, transformative changes to existing regulations, and strategic system transformations and migrations. As a Regulatory Reporting Manager within the Global Clearing Operations team, you will be responsible for managing all regulatory reporting requirements in EMEA and NA. You will lead requirement analysis, testing, and post go live checks for new regulations, change...

Role Description We are seeking a highly experienced and strategic leader to join our FCR&C division as Vice President Financial Crime Risk and Control - Technology Risk Strategy & Controls . This role is critical in shaping the risk and control landscape across our technology platforms, with a strong emphasis on Python-based automation , audit readiness , and strategic risk governance . The ideal candidate will bring a blend of technical acumen , regulatory insight , and banking domain expertise to drive innovation and resilience in a complex, fast-paced environment. What well offer you As part of our flexible scheme, here are just some of the benefits that youll enjoy Best in class leave p...

The Embedded Risk Team is an independent Risk Management group aligned to IB and Cross Product Operations, with the responsibility of supporting Operational Risk & Control for Investment Bank & Cross Product Operations. You will be aligned primarily to work with operations teams that support DBs Money Market & Treasury Operations business globally, with primary responsibility for Risk Management, Risk Reporting, and Incident & Finding Management, alongside broader control-led initiatives. You will partner with our global risk team and work collaboratively with 1st line operational staff to proactively managing all risk attributes, ensuring risk is managed in line within the group appetite. T...

Operations span all product lines and markets, serving as internal business partners who develop the processes and controls, and help to specify the systems that deliver accuracy, timeliness and integrity to our business. Regulatory Operations has responsibility for position and trade reporting to key American, European and Asian exchanges and regulators. The Regulatory Operations Bangalore team's mission is to support Regulatory Operations in the production of various trade and position reports within the Americas, Europe and Asia. The team plays an integral role in ensuring that the Firm meets its regulatory reporting obligations globally. The Team consists of talented and highly motivated...

Hiring, Sustainable, Client and Regulatory Reporting Data Product Owner - ISS Data (Associate Director) About your team The Technology function provides IT services that are integral to running an efficient run-the business operating model and providing change-driven solutions to meet outcomes that deliver on our business strategy. These include the development and support of business applications that underpin our revenue, operational, compliance, finance, legal, marketing and customer service functions. The broader organisation incorporates Infrastructure services that the firm relies on to operate on a day-to-day basis including data centre, networks, proximity services, security, voice, ...