39 Mifid Ii Jobs

You are a Microsoft Gold Partner and a Great Place to Work-certified company. "Happy Team Members, Happy Clients" is a principle you hold dear. Your company is an international IT consulting and software services firm committed to providing cutting-edge services and products that satisfy your clients" global needs. Since established in 2005, you've expanded your team by including more than 350+ talented skilled software professionals. Your clients come from various regions, including the United States, Canada, Europe, Australia, the Middle East, and India, for whom you create and design IT solutions. As a QA Automation Engineer (Java/Selenium) with strong UI and API automation skills and sol...

As a QA Automation Engineer (Java/Selenium) at Beyond Key, you will play a crucial role in designing scalable automation frameworks and ensuring high-quality releases across multiple trading and data platforms in the Capital Markets domain. Your responsibilities will include: - Developing, maintaining, and executing automation frameworks using Selenium WebDriver with Java. - Implementing frameworks such as Hybrid, Page Object Model (POM), and BDD (Cucumber). - Building and executing API automation using Rest Assured, Postman, and Swagger. - Conducting schema validation, authentication, request chaining, and using mocking tools (WireMock / Postman Mock Server). - Working with TestNG/JUnit for...

Role Overview: As a Python QA Automation Engineer at Beyond Key, you will be responsible for designing, developing, and executing automated testing solutions for trading and post-trade applications. Your role will involve combining technical automation expertise with a strong domain understanding across asset classes and regulatory environments in the Capital Markets. Key Responsibilities: - Design and execute functional, integration, and regression testing frameworks using Python. - Develop and maintain automation frameworks utilizing PyTest, Unittest, Behave, and NumPy. - Conduct REST API testing using tools such as Postman, Swagger, or Python request libraries. - Validate trading data in ...

As a Business Analyst (BA) specializing in Regulatory Trade and Transaction Reporting, your role will involve working with global banks or financial institutions to ensure compliance with evolving trade reporting regulations. You will be responsible for gathering requirements, defining reporting processes, and liaising with stakeholders. Your expertise in regulatory regimes such as EMIR, MiFID II, CFTC, SFTR, ASIC, MAS, and HKMA will be crucial in this role. **Key Responsibilities:** - Act as the primary liaison between business users, compliance, operations, and technology teams. - Gather, analyze, and document business requirements related to trade/transaction reporting obligations. - Tran...

Legal Assistant ( SAT-SEBI, Securities Law & Regulatory Compliance) Exp - 2 to 10 years Location: [Mumbai West] Employment Type: Full-time Department: Securities Lawyer Key Responsibilities: Securities Law & Regulatory Compliance ?Advise on compliance with securities regulations including [SEC rules, Exchange Act, Securities Act, FINRA, MiFID II, SEDAR+, etc.]. ?Oversee periodic reporting requirements (e.g. 10-K, 10-Q, 8-K, proxy statements) and disclosures for public companies. ?Ensure timely and accurate regulatory filings with relevant stock exchanges and securities commissions. Capital Markets Transactions ?Support equity and debt offerings, IPOs, private placements, and secondary offeri...

As a Technology Support Analyst with expertise in the Broadridge Regulatory Reporting platform, your role will involve providing L2/L3 production support to ensure high availability and stability of the system. Your responsibilities will include: - Investigating, triaging, and resolving application issues and data discrepancies across front-to-back systems. - Collaborating with Broadridge product teams to escalate and resolve platform-specific issues. - Acting as the subject matter expert for the platform within the support team. - Monitoring daily reporting workflows, scheduled tasks, and regulatory submissions. - Supporting monthly/quarterly release cycles, including validation and post-de...

Role Overview: EY Consulting in France supports clients in achieving their strategic transformations, contributing to sustainable and inclusive economic growth and the creation of a better world of work. The consulting services are focused on Business Consulting, Technology Consulting, and People Consulting. Key Responsibilities: - Participate in various missions for clients in the financial sector, including: - Diagnosis and transformation in areas such as organization, governance, processes, technology, data, and human resources. - Definition of a target operating model for Business functions. - Process optimization and cost reduction. - Change management support. - Implementation of new s...

About The Role We are seeking an experienced Test Lead / Scrum Master with strong expertise in Regulatory and Trade Reporting within financial services. This role involves leading QA/testing efforts for critical regulatory reporting platforms and facilitating agile delivery as a Scrum Master. The ideal candidate will have hands-on knowledge of regulations such as MiFID II, Dodd-Frank, EMIR, APRA, or other trade/transaction reporting frameworks, along with deep understanding of SDLC and Agile best practices. Qualifications Bachelor's or Master's degree in Computer Science, Engineering, or related field. 8+ years of experience in QA/Testing with at least 23 years in a Lead or Scrum Master role...

Hiring, Sustainable, Client and Regulatory Reporting Data Product Owner - ISS Data (Associate Director) About the Role The Sustainable, Client and Reg Reporting Data Product Owner - ISS Data (Associate Director) role is instrumental in the creation and execution of a future state data reporting product to enable Regulatory, Client, Vendor, Internal & MI reporting, and analytics. The successful candidate will have an in- depth knowledge of all data domains that represent institutional clients, the investment life cycle, regulatory and client reporting data requirements. The role will sit within the ISS Delivery Data Analysis chapter and fully aligned with our cross functional ISS Data Program...

Job Title: Embedded Risk Manager - Risk, DCO/Risk team, AVP Location: Bangalore, India Role Description The Embedded Risk Team is an independent Risk Management group aligned to IB and Cross Product Operations, with the responsibility of supporting Operational Risk & Control for Investment Bank & Cross Product Operations. You will be aligned primarily to work with operations teams that support DB's Money Market & Treasury Operations business globally, with primary responsibility for Risk Management, Risk Reporting, and Incident & Finding Management, alongside broader control-led initiatives. You will partner with our global risk team and work collaboratively with 1st line operational staff t...

As a MiFID II and FinFraG Trade Reporting Specialist at UBS, your role will involve the following responsibilities: - Have exposure to Equity, FX, Rates, and Credit products - Good understanding of MiFID II & FinFraG especially from Order Recordkeeping & Journalling requirement - Proficient in Reconciliation of data to assure completeness & accuracy of our reporting under MiFID II and FinFraG - Ability to perform Level 1 analysis on resulting exceptions, identify misreporting with appropriate remediation actions - Understand the importance of Regulatory reporting and report / escalate the issues as per required risk coverage - Good understanding of Reference data including Client, Entities &...

Who We Are Looking For: The Regulatory Reporting Centre of Excellence Team (RRCOE) within State Street Investment Management's Operations department is committed to delivering expert operational services through collaboration and clear thinking. This team plays a vital role in ensuring compliance with global regulatory requirements and industry standards. The primary responsibility of the role is to monitor, analyze, and report financial transactions to relevant regulators or trade repositories, ensuring timely resolution and escalation of exceptions. The RRCOE team handles key regulatory reporting obligations including EMIR, ASIC, SFTR, MiFID, and disclosures to the Irish and UK Takeover Pa...

Who we are looking for: The Regulatory Reporting Centre of Excellence Team (RRCOE) within State Street Investment Management's Operations department is committed to delivering expert operational services through collaboration and clear thinking. This team plays a vital role in ensuring compliance with global regulatory requirements and industry standards. The primary responsibility of the role is to monitor, analyze, and report financial transactions to relevant regulators or trade repositories, ensuring timely resolution and escalation of exceptions. The RRCOE team handles key regulatory reporting obligations including EMIR, ASIC, SFTR, MiFID, and disclosures to the Irish and UK Takeover Pa...

Job title : AVP Regulatory /Compliance - From Investment Banking Location : Mumbai - Powai Duration : Fulltime Support the FORR team in London in building out the Wholesale regulatory control framework. Work closely with GM, Investment Banking (IB) and other Corporate functions including Compliance and Legal to define and deliver the regulatory control framework. Review regulatory requirements and define controls, seeking appropriate SME input and management approval and signoff. Assist in monitoring and implementing regulatory requirements, particularly around MiFID II, EMIR, Dodd-Frank (CFTC Swap Dealer (SD) and SEC Security Based Swap Dealer (SBSD)) and Global Margin regimes. Utilise the ...

Job Description About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada. KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-e...

As a member of the Regulatory reporting team at NCT, your role involves supporting and controlling the business to ensure compliance with various regulatory requirements such as MiFID II, EMIR, CFTC, and SFTR. You will be working in a team based in Bangalore that handles Regulatory reporting for different asset classes including Rates, Credit, Commodities, Equities, Loans, and Foreign Exchange. Your key responsibilities will include day-to-day exception management, MIS Compilation, User Acceptance Testing (UAT), and supporting in-house tech requirements such as building reports and macros. **Key Responsibilities:** - Performing and managing exception management functions across reporting for...

As a Project Manager - Business Transformation (Investment Banking & Wealth Management) with the client, you will lead end-to-end delivery of complex projects involving digital transformation, regulatory compliance, product enhancements, and technology implementations across wealth and investment domains. You will play a pivotal role in driving operational excellence within a leading financial organization. - Lead cross-functional project teams to deliver strategic initiatives within scope, time, and budget. - Drive the delivery of wealth and investment banking products such as portfolio management systems, trading platforms, advisory tools, and client onboarding solutions. - Collaborate wit...

Position Overview Job Title: Regulatory Reporting Team - AVP Location: Jaipur, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). What We'll Offer You As part of our flexible scheme, here are just some of the benefits that you'll enjoy, Best in class leave policy. Gender n...

Regulatory Reporting - AVP Position Overview Job Title: Regulatory Reporting - AVP Location: Bangalore, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR and SFTR .This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). What we'll offer you Best in class leave policy Gender neutral parental leaves 100% reimbursement under child care assi...

Position Overview Job Title: Regulatory reporting team, AVP Location: Bangalore, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). The role is to perform a number of key functions that support and control the business in complying with a number regulatory requiremen...

Position Overview Job Title: Regulatory Reporting Team - AVP Location: Jaipur, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). What We'll Offer You As part of our flexible scheme, here are just some of the benefits that you'll enjoy, Best in class leave policy. Gender n...

As a Software Test Engineer at Trading Technologies, you will be responsible for ensuring the quality of state-of-the-art trading applications by designing, developing, and executing test plans and test cases. Your role will involve collaborating with the Development and Product Management teams to identify and resolve software issues, recommend product improvements, and enhance usability. Key Responsibilities: - Design, develop, and execute test plans and test cases based on software requirements and technical design specs. - Assist in reproducing, investigating, and debugging software issues in coordination with the Development team. - Recommend product improvements, usability enhancements...

About this role: Wells Fargo is seeking a Institutional Investment Operations Specialist In this role, you will: Participate in lifecycle support tasks for institutional trade initiatives and identify opportunity for process improvements Assist leadership in bringing individual or teams together in order to resolve complex issues Assist in client account onboarding, input and monitoring of cash payments, customer service, project support, funding operations, custodial operations, securities settlement services, structured loan operations, general ledger reconciliation, as well as, work to resolve confirmation and ISDA related issue Provide subject matter expertise on projects along with inte...

You are urgently seeking a highly skilled Technology Support Analyst with hands-on experience in the Broadridge Regulatory Reporting platform. This role requires specialized expertise in supporting the platform, collaborating with business, operations, and technology teams to resolve production issues effectively in a critical financial reporting environment. Your responsibilities will include providing L2/L3 production support for Broadridge's Regulatory Reporting platform, ensuring system availability and stability. You will investigate, triage, and resolve application issues and data discrepancies across various systems. Working closely with Broadridge product teams will be essential to e...

Who are we looking for We're seeking a motivated and detail-oriented professional to join our global team of Regulatory Trade Reporting Specialists. In this role, you'll be responsible for analyzing trade and transaction reporting requirements, assessing their impact on State Street Markets and our clients, and collaborating closely with Front and Middle Office teams. Your goal will be to ensure that regulatory submissions to global authorities remain complete, accurate, and timely. Success in this role requires a proactive mindset, strong analytical skills, and the ability to manage multiple priorities under tight deadlines. If you thrive in a fast-paced, collaborative environment and are e...