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0.0 years

0 Lacs

mumbai, maharashtra, india

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Job title : AVP Regulatory /Compliance - From Investment Banking Location : Mumbai - Powai Duration : Fulltime Support the FORR team in London in building out the Wholesale regulatory control framework. Work closely with GM, Investment Banking (IB) and other Corporate functions including Compliance and Legal to define and deliver the regulatory control framework. Review regulatory requirements and define controls, seeking appropriate SME input and management approval and signoff. Assist in monitoring and implementing regulatory requirements, particularly around MiFID II, EMIR, Dodd-Frank (CFTC Swap Dealer (SD) and SEC Security Based Swap Dealer (SBSD)) and Global Margin regimes. Utilise the ...

Posted 1 week ago

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