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ASSISTANT MANAGER - COMPLIANCE

2 - 7 years

2 - 6 Lacs

Surat

Posted:2 months ago| Platform: Naukri logo

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Skills Required

NSE Business Associate Talent acquisition Cdsl Banking Depository services NSDL Assistant Manager Compliance Insurance broking SEBI

Work Mode

Work from Office

Job Type

Full Time

Job Description

Drafting and vetting of contracts with banks, insurance companies, exchanges, depositories, software vendors and business associates. To prepare application forms, KYC documentations for broking services, depository services, pms services, insurance broking services etc. Ensuring reporting compliance to PFRDA, BSE, NSE, NSDL and CDSL for submission of periodical returns, responses and reports. To ensure regular compliance with state authorities for renewal of license of franking machine, filing returns and approval of agreements. To ensure proper maintenance of records, statutory registers, minutes of various meetings as per applicable laws, filing and other compliance with authorities including Ministry of Companies Affairs, Reserve Bank, SEBI in respect of various businesses. To handle suits and matters lying in regulators, tribunals, courts and consumer forums and to coordinate with local lawyers across India. Drafting and vetting various contracts with third parties including software license agreement, agreement to sell, sale deeds, scrutiny of land title and approvals etc. Job Overview (7350) Experience 36 Month(s). City Surat. Qualification BL/LLB Area of Expertise DOCUMENTATION Prefer Gender Any Function Compliance

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NJ Wealth
NJ Wealth
www.nj-wealth.com

Financial Services

Newark

50 Employees

15 Jobs

    Key People

  • John Doe

    Founder & CEO

  • Jane Smith

    Chief Financial Officer

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