99 Cdsl Jobs

Job Title: Business Development Executive (BDE) Product: Back-office Accounting Application for NSE, BSE, MCX, CDSL, NSDL Members Location: Pan India Role Summary The BDE will be responsible for selling Zillion s broker back-office Accounts software / related products to stock brokers, and DP participants, and financial intermediaries. The role involves lead generation, product demos, client acquisition, and revenue growth. Key Responsibilities Targeting Existing and New NSE/BSE/MCX/CDSL/NSDL members across India. Conduct product demos (online + onsite). Understand client Requirement Coordinate with technical team for on boarding and deployment. Submit daily & weekly reports: pipeline, follo...

Main Job Functions/Responsibilities Performing the due diligence on new Clients , requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients; Thoroughly and succinctly document the processes related to the KYC / AML / KRA & CKYC related activities, for an audience that includes Management, Regulators, Internal Audit & Internal Compliance ; Responsible for a good understanding of online (Digital) onboarding & modification processes . Responsible for a good understanding of KYC due diligence regulations, policies and procedures . Should have updated knowledge on SEBI, CDSL & Exchange regulations rela...

Equity sales to all clients of branch with special focus on HNI clients Revenue generation from equity, commodity & equity products to meet branch overall equity broking targets Generating Net interest income through Margin trade funding (MTF) Required Candidate profile Graduate / Post graduate in any stream with knowledge of capital markets. Min Exp : 2 Years Max CTC : 7 LPA NISM VIII is mandatory

Equity sales to all clients of branch with special focus on HNI clients Revenue generation from equity, commodity & equity products to meet branch overall equity broking targets Generating Net interest income through Margin trade funding (MTF) Required Candidate profile Graduate / Post graduate in any stream with knowledge of capital markets. Min Exp : 2 Years Max CTC : 7 LPA NISM VIII is mandatory

Acquiring new clients with benchmark assets Increase the total assigned SIP book from allocated and new clients Adding overall AUM by gathering assets from existing and new clients Increasing the basket of clients having AUM Required Candidate profile Graduate / Post graduate in any stream with knowledge of capital markets Minimum Experience : 2 Years Max CTC : 5 LPA NISM VA is mandatory

RTA & Operations Associate with 1+ year of RTA Operation required for a reputed capital market organization located in Mumbai . Salary: Up to Rs 25,000 per month Exp: 1+ year Send CV to shadabpatel93@gmail.com with subject line RTA Andheri ,

Kindly note we are looking for candidates from stock broking company background. Role & responsibilities We are seeking a dynamic and experienced Senior Compliance Officer to join our Compliance team at GRD, a leading Indian stock broking firm. The successful candidate will be responsible for overseeing, managing, and ensuring that the firm adheres to regulatory requirements and internal policies, while proactively identifying and mitigating compliance risks. You will play a key role in advising senior management on regulatory matters and will be instrumental in shaping the compliance culture within the organization. Key Responsibilities: Regulatory Compliance: Ensure the firm complies with ...

We are hiring for our client NEO Asset Management. Looking for a candidate with strong experience in Collateral Management and Depository Operations (NSDL/CDSL). Key Responsibilities Manual handling & filling of DIS slips for: Off-market transfers Pledge / Un-pledge Invocation Executing pledge/un-pledge and transfer requests through file uploads in NSDL & CDSL systems. Managing lien marking, lien release & invocation for Mutual Funds (including physical units). Handling AIF units for pledge/un-pledge transactions. Coordinating with custodians, brokers, and internal teams for smooth transaction execution. Ensuring documentation accuracy and compliance. Required Skills Min 2 years experience i...

Assist client onboarding & integration into the eSign platform Monitor compliance reports & regulatory submissions Manage timely billing Oversee eSign transactions resolve issues & document client concerns for quick action by internal teams Required Candidate profile Freshers can apply; prior experience in operations or compliance will be an advantage Science graduate preferred with proficiency in MS Office and basic eSign knowledge Strong Communication

Responsible for day to day activities related to onboarding of issuer DP Participants Co-ordinate with SEBI/ exchanges/ market participants Prepare MIS/Reports and agenda & minutes of various meetings Working on SEBI queries/Regulatory submissions Required Candidate profile Min 10+ yrs exp in capital markets in DP-Ops/ Clearing & Settlement /Market Infra Institutions Team Leadership Experience is a must Good analytical and verbal & written Communication Skills Perks and benefits 40% additional Performance Bonus + Mediclaim

-Support compliance activities for NBFC/capital market operation -Maintain statutory registers & documentation -Assist in regulatory filings (SEBI, RBI, Exchange-related) -Ensure adherence to internal processes & audits -Review client KYC, AML checks Required Candidate profile -Experience in compliance within MF, broking, NBFC or financial services -Understanding of SEBI/RBI guidelines -Strong documentation & reporting skills

- Responsible for the day-to-day activities of Regulatory Correspondence Department - Co-ordinate with regulators. Maintain updates of action take regarding various correspondence -Keep track of various circulars / notifications/ correspondence Required Candidate profile - 7+ Exp in Capital Market - Exp in coordinating & communicating with regulators - Prepare reports / MIS - Arranging & drafting minutes of the meetings

Roles & Responsibilities Financial Strategy & Planning - Develop and execute financial strategies to drive business growth. - Oversee budgeting, forecasting, and financial planning processes. - Support strategic initiatives with financial insights and analysis. - Regulatory Compliance & Governance - Ensure compliance with SEBI, NSE, and BSE regulations. - Maintain strong relationships with regulatory bodies - Stay updated on changes in financial and brokerage regulations. - Financial Operations & Reporting - Manage day-to-day financial activities, including cash flow and liquidity management. - Oversee financial reporting and ensure accuracy in financial statements. - Implement strong intern...

Role Details: Position: Finance Manager Senior Finance Manager Experience Required: 5+ years in financial management, preferably with hands-on experience in financial control functions within a retail broking firm. Key Responsibilities: - Manage day-to-day financial operations, including budgeting, forecasting, cash flow management, and reconciliations. - Ensure timely and accurate financial reporting in compliance with SEBI, BSE, and NSE guidelines. - Maintain robust internal controls and accounting systems. - Support statutory and regulatory audits, ensuring full compliance with exchange and SEBI norms. - Liaise with NSE, BSE, MCX, NCDEX, CDSL, SEBI, statutory auditors, and internal stakeh...

As an experienced professional, you will be responsible for managing Risk Management (RMS) and Depository Participant (DP) operations. Your role will involve overseeing equity and derivatives markets, risk controls, margin management, and ensuring regulatory compliance for smooth daily operations. Key Responsibilities: - Risk Management (RMS): - Monitor real-time client risk such as margins, exposure, and trading limits. - Set and review client trading limits based on collateral, risk profile, and regulatory norms. - Execute RMS calls, square-offs, and alerts to mitigate risk. - Track MTF collateral, client pledges/unpledges, and exposure sufficiency. - Review margin files, client-wise expos...

Key Responsibilities: • Terminal Handling: Ensure accurate and timely execution of client orders to the exchange. • Client Level Allocation: Manage proper allocation of trades and transactions at the client level to the exchange. • Margin Reporting: Oversee daily margin monitoring and reporting to ensure adequate client coverage and compliance with exchange norms. • MTF (Margin Trading Facility): Manage MTF operations, including monitoring client limits, exposure, and adherence to SEBI/exchange guidelines. • Billing: Oversee accurate and timely billing of clients, ensuring all applicable charges are accounted for. • DP Settlement: Handle all DP-related activities such as pay-in, pay-out, cor...

Partner IPO Advisory Lead and grow Capital Market Advisory practice Drive end-to-end IPO SME IPO, QIP, and Pre-IPO advisory—covering strategy, valuation, compliance, DRHP, SEBI filings, and investor engagement. Build client and regulator relationship Required Candidate profile CA/MBA/CFA with 15–20 yrs in capital markets, investment banking, or transaction advisory. Expertise in IPO/QIP/SME IPO, SEBI & listing norms. Proven leadership, client management, and execution skill

About Us PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our vision, we'd love to have you onboard. Role Overview We are seeking a detail-oriented and proactive Principal Compliance Officer to join our regulatory team. This role is central to ensuring the firm remains fully compliant with SEBI and exchange-related regulations while adapting swiftly to the evolving landscape of financial compliance....

1. Depository Backoffice UAT 2. Demat & Remat Request Process/ Execution of Physical DIS received from Client 3. Authorisation offmarket & buy back and variour transaction request 4. Pledge, Unpledge, Invocation Intruciton Process & File upload 5. Processing the EDIS & Cusa file from Settlement Team 6. Process & maintain records of offmarket & Buyback request received through easiest 7.Various batch export from DP Back office and upload on CDAS 8.Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easeist as per audit requirement 11.Physical Documents indexing and Storage 12.A...

Responsibilities: Regulatory Filings & Compliance: Prepare and file documents, forms, returns, and applications with regulatory authorities such as the Registrar of Companies (RoC), Stamp Authority, Depository (NSDL), CDSL, RTA and RBI. Ensure compliance with listed company requirements, including stock exchange regulations and SEBI Act. Meeting Management: Prepare and circulate papers for board, committee, and shareholders' meetings, including notices, agendas, and draft resolutions. Conduct board and committee meetings, as well as shareholders' meetings, and facilitate postal ballot processes. Records Management: Maintain statutory books and registers, including minutes books, charges, mem...

FATCA / CRS Reporting Knowledge of trading profile Future and Options derivatives, currency derivatives, commodity, SLBM, Dormant, RAL etc C lient master changes for demat and trading account Experience in back office application t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

1) Taking care of end to end process of clientsjourney from Account Opening to Closure. Reconciliation of Franking/E-stampingand storage. 2) Well-versed with KYC guidelines of CDSL / NSDL,SEBI, and Demat Account Opening. 3) Responsible for managing workflow for the teamand ensure adherence to departmental standards. 4) C oordinating with regulators like NSE, BSE,NSDL, CDSL and MCX to implement and adopt new regulations. 5) To work with senior management on audit andpreparation of reports, Co-ordination and timely closure of audit. 6) Responsible for processing KRA and C-KYC forall the new Accounts and Modification. 7) Well-versed with the DP, Exchange Platforms,and Back office Applications. ...

Job Summary: The Associate Corporate Action is responsible for processing, monitoring, and validating corporate action events such as dividends, mergers, stock splits, rights issues, and redemptions. This role ensures accurate and timely communication and execution of corporate actions in compliance with market regulations and client requirements. Key Responsibilities: Monitor and capture corporate action events from custodians, depositories, and vendors Validate and interpret event details such as record dates, payment dates, and entitlements Process voluntary and mandatory corporate actions in internal systems Liaise with custodians, counterparties, and internal teams for event confirmatio...