81 Cdsl Jobs

1. Depository Backoffice UAT 2. Demat & Remat Request Process/ Execution of Physical DIS received from Client 3. Authorisation offmarket & buy back and variour transaction request 4. Pledge, Unpledge, Invocation Intruciton Process & File upload 5. Processing the EDIS & Cusa file from Settlement Team 6. Process & maintain records of offmarket & Buyback request received through easiest 7.Various batch export from DP Back office and upload on CDAS 8.Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easeist as per audit requirement 11.Physical Documents indexing and Storage 12.A...

Responsibilities: Regulatory Filings & Compliance: Prepare and file documents, forms, returns, and applications with regulatory authorities such as the Registrar of Companies (RoC), Stamp Authority, Depository (NSDL), CDSL, RTA and RBI. Ensure compliance with listed company requirements, including stock exchange regulations and SEBI Act. Meeting Management: Prepare and circulate papers for board, committee, and shareholders' meetings, including notices, agendas, and draft resolutions. Conduct board and committee meetings, as well as shareholders' meetings, and facilitate postal ballot processes. Records Management: Maintain statutory books and registers, including minutes books, charges, mem...

FATCA / CRS Reporting Knowledge of trading profile Future and Options derivatives, currency derivatives, commodity, SLBM, Dormant, RAL etc C lient master changes for demat and trading account Experience in back office application t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

1) Taking care of end to end process of clientsjourney from Account Opening to Closure. Reconciliation of Franking/E-stampingand storage. 2) Well-versed with KYC guidelines of CDSL / NSDL,SEBI, and Demat Account Opening. 3) Responsible for managing workflow for the teamand ensure adherence to departmental standards. 4) C oordinating with regulators like NSE, BSE,NSDL, CDSL and MCX to implement and adopt new regulations. 5) To work with senior management on audit andpreparation of reports, Co-ordination and timely closure of audit. 6) Responsible for processing KRA and C-KYC forall the new Accounts and Modification. 7) Well-versed with the DP, Exchange Platforms,and Back office Applications. ...

Job Summary: The Associate Corporate Action is responsible for processing, monitoring, and validating corporate action events such as dividends, mergers, stock splits, rights issues, and redemptions. This role ensures accurate and timely communication and execution of corporate actions in compliance with market regulations and client requirements. Key Responsibilities: Monitor and capture corporate action events from custodians, depositories, and vendors Validate and interpret event details such as record dates, payment dates, and entitlements Process voluntary and mandatory corporate actions in internal systems Liaise with custodians, counterparties, and internal teams for event confirmatio...

As a Principal Compliance Officer at PlusWealth Capital Management LLP, your role is pivotal in ensuring the firm's full compliance with SEBI and exchange-related regulations. You will work collaboratively with leadership, legal, trading, and operations teams to uphold integrity and operational discipline. **Key Responsibilities:** - Handling Compliance activities w.r.t Stockbroking and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, ROC, GIFT Authority, SEZ Operations and AIF (Alternative Investment Fund Cat-3) - Regularly Coordinating with Regulators, Auditors, Custodian, Tax Consultants, RTA, Investors, Vendor, Consultants -...

WBO:CCMO-Compliance & MIS-Head INTERNAL USAGE No of Vacancies Reports to Head CCM) Is a Team leader Y Team Size 3 Grade Assistant Vice President Business Corporate Centre Department Wholesale Banking Operations Sub - Department CCMO Location NPC I, Airoli, Navi Mumbai About Explain: The function of the department The department handles operations and compliance relating to Bank as a SEBI registered Depository Participant of CDSL and NSDL Importance and contribution towards the organization All operations are centralized and handled by the Department Department official is the designated Compliance Officer for SEBI/NSDL/CDSL About the Role Why does the role exist To handle Compliance related ...

Role Details: Position: Finance Manager Senior Finance Manager Experience Required: 5+ years in financial management, preferably with hands-on experience in financial control functions within a retail broking firm. Key Responsibilities: - Manage day-to-day financial operations, including budgeting, forecasting, cash flow management, and reconciliations. - Ensure timely and accurate financial reporting in compliance with SEBI, BSE, and NSE guidelines. - Maintain robust internal controls and accounting systems. - Support statutory and regulatory audits, ensuring full compliance with exchange and SEBI norms. - Liaise with NSE, BSE, MCX, NCDEX, CDSL, SEBI, statutory auditors, and internal stakeh...

Roles & Responsibilities Financial Strategy & Planning - Develop and execute financial strategies to drive business growth. - Oversee budgeting, forecasting, and financial planning processes. - Support strategic initiatives with financial insights and analysis. - Regulatory Compliance & Governance - Ensure compliance with SEBI, NSE, and BSE regulations. - Maintain strong relationships with regulatory bodies - Stay updated on changes in financial and brokerage regulations. - Financial Operations & Reporting - Manage day-to-day financial activities, including cash flow and liquidity management. - Oversee financial reporting and ensure accuracy in financial statements. - Implement strong intern...

Role & responsibilities 1.Daily monitoring of total DP operations of company and KYC related activities. 2. Co-ordinating other Divisions managers for Compliance with the Rules and Regulations and Circulars issued by the Exchanges from time to time. 3. Co-ordination with both external and Internal Auditors. 4. Dealing with CDSL and Stock Exchanges. 5. Handling of Transaction related activities like off-market, Inter Depository instructions. 6. Handling of Non- Financial transactions like Demat, Remat, Pledge, Unpledge, Confiscication,Destatementisaton, Restatementisation, Redemption requests on daily basis. 7. Handling of account opening in DP , Exchanges and updation in KRAs and CERSAI. 8. ...

Responsibilities: * Ensure NSE, BSE & Stock Exchange compliance * Manage SEBI regulations * Oversee CDSL/NSDL operations * Adhere to securities laws * Prepare and enforce internal compliance for stock brokers

About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). 1. To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. 2. Proactively analyze the impacts, allocate actions to business owners, and provide guidance on implementation. 3. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & operating effe...

About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). 1. To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. 2. Proactively analyze the impacts, allocate actions to business owners, and provide guidance on implementation. 3. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & operating effe...

Job Overview: We are seeking a qualified Company Secretary with 3 to 7 years of post-qualification experience, specializing in listing compliances (equity or debt), SEBI regulations, and IPO-related activities. The ideal candidate will ensure adherence to statutory and regulatory requirements and provide end-to-end support during IPO execution. Responsibilities we Entrust you with: 1. Listing & SEBI Compliances Ensuring compliance with all regulatory and statutory requirements from a Secretarial perspective in connection with the process of IPO of a company. Ensure ongoing compliance with SEBI (LODR) Regulations, 2015, Companies Act, 2013, Prohibition of Insider Trading regulations and other...

Job Overview: We are seeking a qualified Company Secretary with 5 to 7 years of post-qualification experience, specializing in listing compliances (equity or debt), SEBI regulations, and IPO-related activities. The ideal candidate will ensure adherence to statutory and regulatory requirements and provide end-to-end support during IPO execution. Responsibilities we Entrust you with: 1. Listing & SEBI Compliances Ensuring compliance with all regulatory and statutory requirements from a Secretarial perspective in connection with the process of IPO of a company. Ensure ongoing compliance with SEBI (LODR) Regulations, 2015, Companies Act, 2013, Prohibition of Insider Trading regulations and other...

of the Role & responsibilities We are looking for Company Secretary All Corporate Social Responsibility Activity About you Strong understanding of Indian Companies Act and relevant regulations At least 3 years of working experience as a Company Secretary. Should be a qualified CS Preferred candidate profile : Candidate must have completed CS(Company Secretary) course with experience of one to two years

Acquiring new clients with benchmark assets Increase the total assigned SIP book from allocated and new clients Adding overall AUM by gathering assets from existing and new clients Increasing the basket of clients having AUM Required Candidate profile Graduate / Post graduate in any stream with knowledge of capital markets Minimum Experience : 2 Years Max CTC : 5 LPA NISM VA is mandatory

Equity sales to all clients of branch with special focus on HNI clients Revenue generation from equity, commodity & equity products to meet branch overall equity broking targets Generating Net interest income through Margin trade funding (MTF) Required Candidate profile Graduate / Post graduate in any stream with knowledge of capital markets. Min Exp : 2 Years Max CTC : 7 LPA NISM VIII is mandatory

Designation: Company Secretary About the Company: Ticker Data Limited is one of the leading global content providers in the financial information services industry that integrates and disseminates ultra-low latency data feeds, news and information. Real-time market data and information is distributed in a user friendly and flexible format on Tickers own state-of-the-art platform as well as on third-party websites, including mobile Phones, at competitive prices. Tickers adoption of open technology standards allows it to integrate content with rich features and analytical tools, enhancing customer experience through customized delivery and display of data and tools. Resilient data management s...

Manage IPO & capital market operations (Rights Issue, Buyback, Open Offer, Delisting) with SEBI/Exchanges compliance. Coordinate with stakeholders, ensure timely execution, handle investor grievances & drive revenue growth.

Role & responsibilities Operate DPM, e-DPM, DMS, i-Assist, and CDAS systems for daily transaction processing and BOD/EOD operations Execute dematerialization, rematerialization, and mutual fund redemption transactions with strict adherence to timelines Handle DIS execution, scanning, and uploading to depository systems while ensuring regulatory compliance Process account closures, transmissions, closure-cum-transfers, freeze/unfreeze operations, and pledge management Maintain client master data modifications and handle pay-in/pay-out settlement obligations Prepare daily MIS reports, maintain operational checklists, and resolve client queries within Preferred candidate profile Deep knowledge ...

Should have experience in Bank Reconciliation including checker maker concept of Data entries. Have knowledge of different platform for banking channel, funds movement Able to do multilevel Funds Pay In & Pay Out Knowledge of Basic Excel (Look-up, pivot table, formula etc) accounting entry Required Candidate profile Work knowledge of Bank Reconciliation Must be from finance background

Responsible for the day-to-day activities of Regulatory Correspondence Department Co-ordinate with regulators. Maintain updates of action take regarding various correspondence Keep track of various circulars / notifications/ correspondence Required Candidate profile 7+ Exp in Capital Market Exp in coordinating & communicating with regulators Prepare reports / MIS Arranging & drafting minutes of the meetings