123 Nsdl Jobs

Role & responsibilities Intimation of Board Meeting, Annual General Meeting to Bombay Stock Exchange Quarterly, Half Yearly and Annual Compliances of SEBI (LODR) Regulations Holding Board Meetings as per SEBI (LODR) Regulations, Companies Act, 2013 and Secretarial Standards. All listed Compliance. Annual filing in e-forms (AOC-4, AOC-4 XBRL, AOC-4 CFS, MGT-7, Form 11 and Form 8) Change in the name of a Private Limited Company Alteration of Memorandum of Association and Articles of Association. Striking off of a Private Limited Company Register of Companies Subdivision of Equity Shares Quarterly, Half-yearly and Annual compliances as per Listing Obligation and Disclosure Requirements, 2015 An...

1. Depository Backoffice UAT 2. Demat & Remat Request Process/ Execution of Physical DIS received from Client 3. Authorisation offmarket & buy back and variour transaction request 4. Pledge, Unpledge, Invocation Intruciton Process & File upload 5. Processing the EDIS & Cusa file from Settlement Team 6. Process & maintain records of offmarket & Buyback request received through easiest 7.Various batch export from DP Back office and upload on CDAS 8.Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easeist as per audit requirement 11.Physical Documents indexing and Storage 12.A...

Department: Regulatory Compliance Job Location: Bangalore,Jammu,Gandhinagar,Vadodara,Surat Education: Bachelor's degree in Finance, Law, Business, or related field; Post Graduation and any additional certifications in these fields will be an added advantage. Experience: 6+ years of relevant experience in the Compliance division in financial services institutions - credit rating agencies/banks/NBFCs. Preference will be given to Immediate / Early Joiners About Brickwork Ratings Brickwork Ratings (BWR) is one of India's leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions. Established in 2007, Bri...

Department: Regulatory Compliance Job Location: Bangalore,Jammu,Gandhinagar,Vadodara,Surat Education: Bachelor's degree in Finance, Law, Business, or related field; Post Graduation and any additional certifications in these fields will be an added advantage. Experience: 6+ years of relevant experience in the Compliance division in financial services institutions - credit rating agencies/banks/NBFCs. Preference will be given to Immediate / Early Joiners About Brickwork Ratings Brickwork Ratings (BWR) is one of India's leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions. Established in 2007, Bri...

1 Preparation of notices for meetings, Agendas, minutes &resolutions for General and Board Meetings 2 Should be working with listed company 3 have good understanding of all SEBI compliance 4 Have knowledge of listing agreement and other formalities

Responsibilities: Regulatory Filings & Compliance: Prepare and file documents, forms, returns, and applications with regulatory authorities such as the Registrar of Companies (RoC), Stamp Authority, Depository (NSDL), CDSL, RTA and RBI. Ensure compliance with listed company requirements, including stock exchange regulations and SEBI Act. Meeting Management: Prepare and circulate papers for board, committee, and shareholders' meetings, including notices, agendas, and draft resolutions. Conduct board and committee meetings, as well as shareholders' meetings, and facilitate postal ballot processes. Records Management: Maintain statutory books and registers, including minutes books, charges, mem...

FATCA / CRS Reporting Knowledge of trading profile Future and Options derivatives, currency derivatives, commodity, SLBM, Dormant, RAL etc C lient master changes for demat and trading account Experience in back office application t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

1) Taking care of end to end process of clientsjourney from Account Opening to Closure. Reconciliation of Franking/E-stampingand storage. 2) Well-versed with KYC guidelines of CDSL / NSDL,SEBI, and Demat Account Opening. 3) Responsible for managing workflow for the teamand ensure adherence to departmental standards. 4) C oordinating with regulators like NSE, BSE,NSDL, CDSL and MCX to implement and adopt new regulations. 5) To work with senior management on audit andpreparation of reports, Co-ordination and timely closure of audit. 6) Responsible for processing KRA and C-KYC forall the new Accounts and Modification. 7) Well-versed with the DP, Exchange Platforms,and Back office Applications. ...

Managing of Share records, liaising Secretarial work related experience Coordinate with Registrar and Share transfer statutory returns filing, Ministry of Corporate Affairs Listing SEBI Compliance Preparatory work for the Pre & Post AGM Annual bonus Health insurance

Hiring - Senior Stock Market Strategist (Equity Division) Location: Bangalore Experience: Minimum 10 Years (Active Market Experience Preferred) About the Role: We are looking for a seasoned stock market professional to join our Stock Division The role involves monitoring and taking corrective or strategic decisions on stocks purchased by the Purchase Desk including determining when to hold, sell, or rebalance. This position requires in-depth knowledge of Indian equity markets (BSE/NSE), historic price trends, sector performance, and strong analytical ability to challenge or validate existing portfolio positions. Key Responsibilities: • Review daily purchase entries by the Purchase Desk and d...

Job Summary: The Associate Corporate Action is responsible for processing, monitoring, and validating corporate action events such as dividends, mergers, stock splits, rights issues, and redemptions. This role ensures accurate and timely communication and execution of corporate actions in compliance with market regulations and client requirements. Key Responsibilities: Monitor and capture corporate action events from custodians, depositories, and vendors Validate and interpret event details such as record dates, payment dates, and entitlements Process voluntary and mandatory corporate actions in internal systems Liaise with custodians, counterparties, and internal teams for event confirmatio...

We are hiring for a Depository Executive role and are looking for candidates with the following skill set Depository Participant operations, SEBI, Depository guidelines in NSDL/CDLS, DP regulations, Internal audit . Experience: 1 - 2 years Location: Thane

Managing of Share records, liaising, Secretarial work related experience. Coordinate with Registrar and Share transfer statutory returns filing, Ministry of Corporate Affairs. Listing SEBI Compliance Preparatory work for the Pre & Post AGM Male. Annual bonus

Roles and Responsibility: 1. Depository Backoffice UAT 2. Demat & Remat Request Process/ Execution of Physical DIS received from Client 3. Authorisation off market & buy back and various transaction request 4. Pledge, Unpledge, Invocation Introduction Process & File upload 5. Processing the EDIS & Cusa file from Settlement Team 6. Process & maintain records of off market & Buyback request received through easiest 7. Various batch export from DP Back office and upload on CDAS 8. Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easiest as per audit requirement 11. Physical Do...

WBO:CCMO-Compliance & MIS-Head INTERNAL USAGE No of Vacancies Reports to Head CCM) Is a Team leader Y Team Size 3 Grade Assistant Vice President Business Corporate Centre Department Wholesale Banking Operations Sub - Department CCMO Location NPC I, Airoli, Navi Mumbai About Explain: The function of the department The department handles operations and compliance relating to Bank as a SEBI registered Depository Participant of CDSL and NSDL Importance and contribution towards the organization All operations are centralized and handled by the Department Department official is the designated Compliance Officer for SEBI/NSDL/CDSL About the Role Why does the role exist To handle Compliance related ...

Roles & Responsibilities Financial Strategy & Planning - Develop and execute financial strategies to drive business growth. - Oversee budgeting, forecasting, and financial planning processes. - Support strategic initiatives with financial insights and analysis. - Regulatory Compliance & Governance - Ensure compliance with SEBI, NSE, and BSE regulations. - Maintain strong relationships with regulatory bodies - Stay updated on changes in financial and brokerage regulations. - Financial Operations & Reporting - Manage day-to-day financial activities, including cash flow and liquidity management. - Oversee financial reporting and ensure accuracy in financial statements. - Implement strong intern...

Graduate/Post Graduate (fresher or Exp)+NISM Certificate may Apply Fluent Coms in English & hindi May apply Salary 14.5k for Fresher & upto 25k for Exp 9-6pm (sun+ alt Sat off Call 9082104424 Sanika email- hyflyhr9@gmail.com www.hyfly.in Required Candidate profile Handling Inbound calls Making Outbound calls to allotted privilege customers Resolving Customers query for their Saving account, Demat Account etc Proactive Updates to customers on their investment Perks and benefits Medical Allowance + Daily Allowance

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile Proven experience in sales, business development, or client servicing within the Mutual Fund or financial services industry. Strong understanding of Mutual Fund products and investment strategies. Perks and benefits Attractive incentive structure.

Responsibilities: * Ensure NSE, BSE & Stock Exchange compliance * Manage SEBI regulations * Oversee CDSL/NSDL operations * Adhere to securities laws * Prepare and enforce internal compliance for stock brokers

About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). 1. To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. 2. Proactively analyze the impacts, allocate actions to business owners, and provide guidance on implementation. 3. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & operating effe...

Key Accountabilities Account opening for various entities including FPI, FVCI, FDI, AIF etc Timeliness to ensure that all Corporate Announcements and settlements processing are done within TAT of receipt of announcements or proceeds Accuracy to ensure at least 100% accuracy. Should be aware of the latest SEBI / RBI regulations governing custody. Responsive to ensure that all clients queries are responded to within 24 hours of receipt of query or if not to provide interim reply and to follow with a response within 3 days Risk- to ensure that there are no critical audit findings / issues and to escalate any immediate and time critical issues to higher authorities. People to participate in staf...

Graduate/Post Graduate (fresher or Exp)+NISM Certificate may Apply Fluent Coms in English & hindi May apply Salary 14.5k for Fresher & upto 25k for Exp 9-6pm (sun+ alt Sat off Call 9137797705 Isha email- hyflyhr9@gmail.com www.hyfly.in Required Candidate profile Handling Inbound calls Making Outbound calls to allotted privilege customers Resolving Customers query for their Saving account, Demat Account etc Proactive Updates to customers on their investment Perks and benefits Medical Allowance + Daily Allowance

About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). 1. To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. 2. Proactively analyze the impacts, allocate actions to business owners, and provide guidance on implementation. 3. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & operating effe...