Assistant AVP Compliance

As an AVP/VP Compliance at a leading Pvt Bank in Mumbai, your primary responsibilities will include: - Designing, implementing, and updating compliance policies, procedures, and internal control systems to ensure adherence to laws and regulations. - Conducting compliance risk assessments, identifying vulnerabilities, and developing strategies to mitigate risks. - Overseeing daily operations to ensure compliance with internal and external standards, conducting audits, and maintaining accurate records. - Developing and delivering compliance and ethics training programs for employees, promoting a culture of compliance and ethical conduct. - Preparing and submitting required compliance reports to regulatory authorities and senior management. - Initiating and conducting investigations into potential violations of company policies or regulatory requirements, and recommending corrective actions. - Acting as the primary point of contact for senior management, external auditors, and regulatory agencies, facilitating communication between compliance, legal, audit, and business teams. - Staying updated on evolving laws, regulations, and best practices in compliance and corporate governance, and updating internal policies and training materials accordingly. If this challenging role in compliance management excites you, please reach out to shivani@thepremierconsultants.com.,