105 Aml Compliance Jobs - Page 3

Job TitlePM LocationMumbai Skill- End to end KYC, Periodic Review, AML, and Due Diligence Shift Timings:APAC , EMEA , NAM Roles & Responsibilities The KYC Lifecycle Team performs detailed KYC checks on new and existing clients to fulfil KYC & AML regulatory requirements in multiple jurisdictions, allowing our clients to engage in a risk compliant manner. This role will include the understanding of KYC lifecycle and manage complete KYC process. In this role you will be liaising with our clients, front and middle office staff to obtain KYC documentation of existing customers as part of reviews, interfacing with internal stakeholders on any KYC lifecycle related queries and conducting research clients to obtain KYC data from public sources. You will also be screening entity names against sanctions, adverse news and politically exposed person, provide disposition and escalate due diligence findings to Financial Crimes Compliance Key responsibilities include: Maintain working knowledge of various internal processes including KOPs, Local Regulations & Guidelines. Publishing of MIS on status of the KYC Periodic Review to the Senior Management of the Bank (Both Regional & Local) Ensure that there are no Critical Audit Points as a result of Regulatory or Internal Audits. Rollout of any new KYC Policy / Regulations and also proper understanding of the same within the team and stakeholders. For the delivery of high standards of client service, at the same time ensuring that all internal (e.g. Risk) and external (e.g. Compliance) standards requirements are met in full. Ensure appropriate escalation policies exist and are followed. Work collectively with management, develop and maintain a motivated and professionally trained staff, ensuring appropriate capacity planning, adherence to and improvement in performance and quality standards and appropriate career development. Provide leadership support, guidance and coaching to the team. Ensure key stakeholders are kept informed of the progress and challenges and escalating issues where appropriate. Work in a high-pressure and time-sensitive environment. Perform quality checks to ensure that defined guidelines are adhered for excellent QA scores. Work as the process owner and ensure end to end management of all activities associated with the process. Ensure adherence to standards, procedures and also identify risk mitigates wherever there is a control issue. Qualification and Skills Bachelors Degree (B.Com, BBA, BBM, BCA) / Masters Degree (M.Com, MBA, PGDM). 6 to 9 years' experience in AML Compliance & KYC within the financial services industry with experience in Data Quality and Controls Work closely with other internal teams to ensure top of the line service to Clients. Prioritize tasks and ensure adherence to timelines for completion of activities Initiate and lead change management initiatives within the team. Ensure structured upward & downward communication Responsible for ensuring that cases are managed effectively and consistently in line with the agreed process; ensuring that all aspects of delivery are running effectively and if necessary, escalating issues. Liaises with multiple internal stakeholders to ensure the smooth delivery of KYC & AML services to clients. Supports the production of critical metrics and reporting which provide data related to department performance, risk quantification and stratification. Review complex KYC cases and ensure appropriate escalation to internal teams such as AML. You will be an individual contributor as a part of a team with a predetermined focused scope of work. Good experience in MS-Office applications like Excel, Word, Power point, Outlook etc eClerx Financial Markets offers consulting, technological innovation, and process management expertise to uniquely solve operational challenges for financial organizations worldwide. With nearly two decades of industry experience, complemented by smart automation and robotics, our team of experts delivers holistic solutions across the trade lifecycle, change management, data analytics, compliance, cash securities operations, document digitization and generation, and outreach.

Job TitlePM LocationMumbai / Pune Skill- End to end KYC, Periodic Review, AML, and Due Diligence Shift Timings:APAC , EMEA , NAM Roles & Responsibilities The KYC Lifecycle Team performs detailed KYC checks on new and existing clients to fulfil KYC & AML regulatory requirements in multiple jurisdictions, allowing our clients to engage in a risk compliant manner. This role will include the understanding of KYC lifecycle and manage complete KYC process. In this role you will be liaising with our clients, front and middle office staff to obtain KYC documentation of existing customers as part of reviews, interfacing with internal stakeholders on any KYC lifecycle related queries and conducting research clients to obtain KYC data from public sources. You will also be screening entity names against sanctions, adverse news and politically exposed person, provide disposition and escalate due diligence findings to Financial Crimes Compliance Key responsibilities include: Maintain working knowledge of various internal processes including KOPs, Local Regulations & Guidelines. Publishing of MIS on status of the KYC Periodic Review to the Senior Management of the Bank (Both Regional & Local) Ensure that there are no Critical Audit Points as a result of Regulatory or Internal Audits. Rollout of any new KYC Policy / Regulations and also proper understanding of the same within the team and stakeholders. For the delivery of high standards of client service, at the same time ensuring that all internal (e.g. Risk) and external (e.g. Compliance) standards requirements are met in full. Ensure appropriate escalation policies exist and are followed. Work collectively with management, develop and maintain a motivated and professionally trained staff, ensuring appropriate capacity planning, adherence to and improvement in performance and quality standards and appropriate career development. Provide leadership support, guidance and coaching to the team. Ensure key stakeholders are kept informed of the progress and challenges and escalating issues where appropriate. Work in a high-pressure and time-sensitive environment. Perform quality checks to ensure that defined guidelines are adhered for excellent QA scores. Work as the process owner and ensure end to end management of all activities associated with the process. Ensure adherence to standards, procedures and also identify risk mitigates wherever there is a control issue. Qualification and Skills Bachelors Degree (B.Com, BBA, BBM, BCA) / Masters Degree (M.Com, MBA, PGDM). 6 to 9 years' experience in AML Compliance & KYC within the financial services industry with experience in Data Quality and Controls Work closely with other internal teams to ensure top of the line service to Clients. Prioritize tasks and ensure adherence to timelines for completion of activities Initiate and lead change management initiatives within the team. Ensure structured upward & downward communication Responsible for ensuring that cases are managed effectively and consistently in line with the agreed process; ensuring that all aspects of delivery are running effectively and if necessary, escalating issues. Liaises with multiple internal stakeholders to ensure the smooth delivery of KYC & AML services to clients. Supports the production of critical metrics and reporting which provide data related to department performance, risk quantification and stratification. Review complex KYC cases and ensure appropriate escalation to internal teams such as AML. You will be an individual contributor as a part of a team with a predetermined focused scope of work. Good experience in MS-Office applications like Excel, Word, Power point, Outlook etc

Key requirements: i) Very strong on domain, ii) Very strong on communication, iii) Ability to work independently and iv) Joining with 30 to 45 days. Also, this role will require UK shift work hours . PRINCIPAL RESPONSIBILITIES Excellent understanding of prevailing laws, regulations, and industry norms with respect to Anti Money Laundering, Financial Crime and client due diligence requirements and processes Demonstrate understanding of firms AML and Distributor Oversight Policies and procedures as well as systems and technology used in relation to the KYC/ KYD /AML processes. Demonstrate intellectual curiosity in respect of continuous learning and development in area of expertise and the wider industry, with an innovative mindset to ensure T Rowe Price stay ahead of development in this specialist area Manage various KYC operational aspects including compliance with regulation, policies, upwards management reporting, team KPIs and change projects support when required. Act as a subject matter expert and provide strategic guidance on required KYC/KYD documents and processes to onboard and/or renew clients and distributors. Responsible for overseeing and providing guidance on the coordination of the end-to-end account opening and distributor onboarding process in respect of KYC/KYD/AML including following up with teams responsible for completing sub-activities and assisting in client conversations from time to time. Undertake client/distributor due diligence on a timely basis and ensure they are performed to meet the required quality and detail standards as required by policy & procedures Perform risk assessment on clients and distributors, identify and escalate potential risks and operational issues as appropriate, in accordance with set policy and procedures Provide initial assessment report to the Distributor Governance & Oversight Committee (DGOC) on potential risks associated with the distributor relationship, such as jurisdiction, client base, regulatory status Ensure KYC documentation and due diligence questionnaires are collated, updated, retained and deleted in line with policy and procedures in TRP systems including Salesforce and other databases. Review, disposition or escalate the PEP and Sanctions screening matches to the MLRO/GFCC for guidance Track the new account and distributor onboarding status and to set and manage the priority of onboarding requests Maintaining a record of all clients and distributors with assigned risk ratings, results and dates of last review and to ensure periodic reviews are carried out in a timely manner and in accordance with policy and procedures set by the MLRO/GFCC in respect of Distributor Due Diligence standards Identify and escalate operational, regulatory and other risks and red flags to line manager and MLRO/GFCC as appropriate and in a timely manner; contribute to the development and implementation of business processes and controls Conduct transaction monitoring reviews and investigations on alerts, liaising with relationship managers where required Build strong relationships with partner teams and dependent stakeholders, in particular the MLRO, GFCC and Legal, as well as with clients, distributors and transfer agents Own management & resolution of day-to-day operational issues related to KYC/KYD and Distributor Oversight and take the lead on timely resolution of these issues/ escalations, instituting proactive measures to ensure operational effectiveness and resiliency, working in partnership with the MLRO/GFCC where policy is affected Maintain a strong working practice of anti-money laundering regulations Act as a KYC and AML subject matter resource for KYC Operations team Serve as a point of escalation for the first line business. Ensure risks and issues are handled in line with agreed policies and procedures and work on continuous improvement plans as required. Interface with both our second and third line of defense teams to ensure robust governance and control is achieved. PERSONAL ATTRIBUTES / SKILLS / QUALIFICATIONS 6+ years of demonstrable related work experience within an onboarding/ or AML/KYC focused role. Excellent written and oral communication skills, with prior experience of successfully working with various stakeholder teams. Self-motivated Able to work in an extremely fast-paced, high-volume environment that calls for constantly changing priorities Strong organizational skills with ability to multi-task and priorities workload accordingly Knowledge of fraud, bribery and corruption practice and mitigation desirable. A good knowledge of AML legislation and requirements. A good level of awareness and ability to understand legal corporate entities and corporate group structures. Ability to build process to support AML concepts and client focused experience. Previous experience working with salesforce, distributors, separate accounts and funds. Excellent attention to detail. Good interpersonal, relationship building and written / verbal communication skills.

Job Description: We are looking for a detail-oriented and analytical fresher to join our team as an Analyst. This role involves supporting day-to-day operations related to check fraud adjustments, Anti-Money Laundering (AML) monitoring, and Know Your Customer (KYC) compliance. Key Responsibilities: Assist in reviewing and processing check fraud claims and adjustments Perform AML transaction monitoring and flag suspicious activities Support KYC documentation reviews and data validation Ensure compliance with internal policies and regulatory standards Maintain accurate records and generate reports for audit trails Skills Required: Strong analytical and problem-solving skills Basic understanding of banking operations, fraud, AML, or KYC (training will be provided) Good communication skills (verbal and written) Proficiency in MS Excel and data entry Ability to work under pressure and meet deadlines Qualifications: Bachelors degree in Commerce, Finance, Business, or related field Fresh graduates or candidates with up to 1 year of experience

Support Anti-Money Laundering (AML) compliance efforts using Bridger, OneTrust, and other tools. You will perform risk assessments, manage investigations, and ensure adherence to regulations. Expertise in AML processes, compliance tools, and regulatory requirements is essential.

: Job TitleRegulatory Control Analyst to Associate Location: Jaipur, India Role Description Transaction monitoring (TM) is an essential element of the Anti-Money Laundering (AML) policy within Deutsche Bank (DB). DB is required to monitor transactions and undertakes a risk based approach towards transaction monitoring to identify potentially unusual and suspicious transaction behavior in order to detect and prevent the misuse of its products and accounts for the purpose of money laundering or terrorist financing (ML/TF). As an Associate in FCO APAC L1 TM you are a functional specialist/SME who will be responsible for reviewing transactions within APAC TM alerts to identify any ML/TF cautionary flags, evaluate the risk and dispense to close or escalate cases which requires further review by the next level. You are expected to display expertise in evolving AML typologies. You might call upon to deliver results in the areas of training, evaluating and setting process controls, QA gap analysis, KOD review & adherence and audit point mitigation. You are an extra-miler with good written and oral communication skills focusing on results and an analytical bent of mind toward problem solving. What well offer you 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Accident and Term life Insurance Your key responsibilities Main Responsibility is to review alerts as per KODs and set high standards in individual KPI delivery on timelines, QA and productivity Evaluate alert generation data as per product criteria regularly to check for anomalies Escalate any data anomalies to stakeholders and work with related offices to assist in resolution Evaluate/assist in evaluation of volume trends, procedures, QA feedback, audit finding and recommend/create action plan for training, procedural enhancements and/ audit gap mitigation Evaluate, in line with specified process goals, alert handling workflow to explore process automation/Robotics benefits Provide support/assist AVP in overseeing the teams production lifecycle, MI preparation, UAT testing and/or any associated process activity as tasked Assists with internal, external audits and regulatory inspections, when required. Your skills and experience Work exposure in TM on different products, regions and well versed in AML regulations Working experience in platforms like ACTIMIZE, FIRCOSOFT, MANTAS etc Has had exposure in delivering AML process automation/Robotics projects Self-driven, good interpersonal, communication and problem-solving skills Educated to bachelors degree level or equivalent qualification with at least 7+ years of relevant experience ACAMS or similar industrial accreditation would be highly desirable How well support you About us and our teams Please visit our company website for further information: https://www.db.com/company/company.htm We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

Hiring Alert!! Role: Fraud Investigation & Detection Role Location: Hyderabad & Bangalore Experience: 1 - 4 years Notice Period: Immediate Apply now: srividhya.g@twsol.com Required Skills: SAR AML Investigations Financial Crime Fraud Investigations Job Responsibilities: Analyze financial transactions to identify unusual or suspicious patterns. Conduct in-depth fraud investigations, gathering evidence as needed. Perform 360-degree reviews on alerts triggered by fraud thresholds (ATO, PTO, TOA, ID Theft, First Party Frauds, etc.). Detect and mitigate fraud risks across core banking, payments, and account openings. Investigate whistleblower complaints related to account hijacking, transactional fraud, and fund transfers. Implement real-time fraud detection solutions for ATOs, P2P Payments, ACH kiting, wire fraud, and more. Collaborate with internal & external teams for end-to-end fraud alert reviews and SAR filing. Analyze data trends and determine appropriate actions (case closure, reimbursements, escalations). Apply fraud mitigation strategies based on policies and procedures.

Hiring Alert!! Role: Fraud Investigation & Detection Role Location: Hyderabad & Bangalore Experience: 1 - 4 years Notice Period: Immediate Email: ramizun.s@twsol.com Required Skills: SAR AML Investigations Financial Crime Fraud Investigations Job Responsibilities: Analyze financial transactions to identify unusual or suspicious patterns. Conduct in-depth fraud investigations, gathering evidence as needed. Perform 360-degree reviews on alerts triggered by fraud thresholds (ATO, PTO, TOA, ID Theft, First Party Frauds, etc.). Detect and mitigate fraud risks across core banking, payments, and account openings. Investigate whistleblower complaints related to account hijacking, transactional fraud, and fund transfers. Implement real-time fraud detection solutions for ATOs, P2P Payments, ACH kiting, wire fraud, and more. Collaborate with internal & external teams for end-to-end fraud alert reviews and SAR filing. Analyze data trends and determine appropriate actions (case closure, reimbursements, escalations). Apply fraud mitigation strategies based on policies and procedures.

Role Details Team Lead KYC & Sanctions Manage a team and to independently execute projects assigned. Overall Job Description: Framing of Policies/ Processes related to KYC and AML Will be responsible for KYC & AML management reporting Should be conversant with transaction monitoring for prevention of Money Laundering Should be well versed with regulatory guidelines related to KYC, AML, Sanctions & Embargo. Preparation of appropriate responses to Regulators and LEA queries/ notices Handling of internal and external audit assessment on KYC and AML Drafting and/ or vetting of Standard Operating Procedures on KYC, AML and Sanctions. Education and Work Experience Requirements Education - Graduation or Post Graduation (preferred). CAMS and other AML certification will have added advantage Work Experience - Atleast 5 to 10 years in AML / KYC Sanctions

Overall Job Description - Regulatory Reporting Facilitate IFSCA onsite and offsite risk-based supervisions and Statutory audit, Internal audit, Concurrent audit, audit walkthrough, RCSA, BCP for IBU branch. Review of various IBU policies and SLAs Providing support and guidance to business, product and functional teams in terms of interpretation of IFSCA guidelines, circulars and doubt clearance thereof. Monitoring of General Banking Operations & Trade finance transactions Monitoring. Name Screening- Conduct sanctions, PEP, Adverse media and other watch list screening Review of alerts for identification for any suspicious activity within TAT Analyzing alerts and investigating customers and decide whether alert needs to be escalated further for STR filing Compiling and undertaking 1st level check of various reports and data to be submitted to regulator and internal stakeholders

Role Title- Associate/Senior Associate The Transfer Agency Department provides Fund Administration services to numerous Fund management companies covering the full range of shareholder servicing functions including Transaction processing, Reporting, AML and Registration and Payments. The department is responsible for Client and investor document management, processing and quality checking of transactions and updating the registers of clients in response to investor instructions. This role is to perform BAU activities in the TA department to ensure that not only Client Service Level Agreements are consistently met and/or exceeded but also to ensure that regulatory requirements are effectively met. Candidates should be flexible enough to work in 24*7 environment. Key duties and responsibilities Individual/You should be able to perform quality reviews for all entity types. i.e Corporates, foundation/ Charities, institutional Investors, designated bodies etc, based on the Anti-Money Laundering (AML) policies and guidelines. Individual/You should be able to identify and document the results of the quality reviews and proposed remedial actions. Individual/You should be able to provide clear feedback to associates and coaching as needed. Individual/You should be well versed with any or all AML guidance for Cayman, Delaware, Australia, Ireland, Bermuda etc. Individual/You should have working knowledge of any or all of screening tools viz. World Check, Pythagoras, Lexus-Nexus etc. Individual/You should be well versed with Microsoft applications. Expertise in excel and presentation skills is an added advantage. Individual/You should have working knowledge of FATCA/CRS reporting. He/She should be able to review US tax forms i.e., W9, W8-BEN, W8-IMY, Withholding statements etc. Individual/You should have good written and verbal communication skills. Individual/You should be able to keep records in good order and perform regular remediation activities as per the risk rating of investors. Individual/You should be able to work separately and also collectively in a group as the situation demands. Individual/You should be able to create the required reports in time, without any reminders. Positive attitude and team spirit is a must. Prior experience in Transfer agency functions will be an added advantage. Qualification and Experience Flexible enough to work in any shift as per business needs. Prior Transfer Agency processing experience is required. Bachelors degree in commerce is desired. 1-10 years of relevant experience Skills Required Strong analytical skills Responsible for meeting all client deliverables. Ability to navigate proficiently in a window environment. Strong knowledge of Microsoft Excel & Word. Ability to write messages in a clear and concise manner. Ability to read, write & speak English proficiently. Strong research, resolution, and communication skill Interpersonal skills - Relationship builder, respectful and resolves problems. Communication skills - Presentation skills, listening skills, oral & written communication skills. Self-management - Adaptability and resilience, learning behavior, integrity and ethics and relationship build. Motivational skills - Performance standards, achieving results and persistence. Innovative thinking - Creative thinking decision making, input seeking, logical thinking and solution finding. Attention to detail and ability to work on multiple tasks. Flexible enough to work in any shift as per business needs. Prior Transfer Agency processing experience is required. Bachelors degree in commerce is desired. 1-10 years of relevant experience Career with Apex A genuinely unique opportunity to be part of an expanding large global business. Exposure to all aspects of the business, cross-jurisdiction and to working with senior management directly.

Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development opportunities to foster skills and talent. In accordance with Anti-Money Laundering Requirements, Banks, such as Deutsche Bank AG (DB), are obliged to perform Know-your-client (KYC) reviews on all new clients they adopt. These checks and reviews are made in strict accordance with regulatory requirement and the banks internal policies. The project involves verification of the Client data, performing due diligence checks on the Clients, reviewing KYC documentation performing the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements and signing off on new client adoptions. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance. Your key responsibilities Responsible for verification of Client data Perform due diligence of new and existing clients covering a wide range of different client types including; Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as; SPVs, Co-operatives, Foundations and Funds, Governments, Joint Ventures, etc. Verifying KYC documentation of the Clients to be adopted/reviewed Perform the risk assessment of the Client to be adopted/reviewed Signing off on new client adoptions and periodic reviews Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the banks internal policies Manage exception ensuring that all SLAs defined with the Business on timeliness and quality are adhered Your skills and experience 6+ years of relevant work experience (AML/KYC/compliance related) within corporate financial services industry, Research/Analytics role in other Banks / KPOs etc Understanding of Control, Compliance, Investigation/chasing functions in banks Familiarity AML/KYC regulations and industry guidelines (FSA, JMLSG, 3rd EU Money Laundering Directive, MiFID) Ability to interpret regulatory guidelines and assessing risk scores and entity types Ability to interpreting alerts Ability to identifying trends and inconsistencies Understanding of end to end KYC process

Transaction monitoring (TM) is an essential element of the Anti-Money Laundering (AML) policy within Deutsche Bank (DB). DB is required to monitor transactions and undertakes a risk based approach towards transaction monitoring to identify potentially unusual and suspicious transaction behavior in order to detect and prevent the misuse of its products and accounts for the purpose of money laundering or terrorist financing (ML/TF). As an Analyst/Sr. Analyst in FCO APAC L1 TM you are a functional specialist/SME who will be responsible for reviewing transactions within APAC TM alerts to identify any ML/TF cautionary flags, evaluate the risk and dispense to close or escalate cases which requires further review by the next level. You are expected to display expertise in evolving AML typologies. You are an extra-miler with good written and oral communication skills focusing on results and an analytical bent of mind toward problem solving. What we'll offer you As part of our flexible scheme, here are just some of the benefits that youll enjoy, Best in class leave policy. Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Main responsibility is to review alerts as per KODs and set high standards in individual KPI delivery on timelines, QA and productivity Identifies and closes false alerts and false positive alerts Escalates alerts which cannot be deemed to be non-suspicious to AML Investigation team Support tasks or projects as assigned by Team Lead Ensures timely response to QA teams queries on alerts and timely remediation of any QA findings Support TL in MI preparation, UAT testing and/or any associated process activity as tasked Evaluate, in line with specified process goals, alert handling workflow to explore process automation/Robotics benefits Your skills and experience Work exposure in TM on different products, regions and well versed in AML regulations Working experience in platforms like ACTIMIZE, FIRCOSOFT, MANTAS etc Self-driven, good interpersonal, communication and problem-solving skills Educated to bachelors degree level or equivalent qualification with at least 3+ years of relevant experience ACAMS or similar industrial accreditation would be highly desirable

Only Experience in KYC Compliance / KYC /Transaction Monitoring. Work location: Chennai Should have Good communication Graduation mandatory 5 days working Salary 5lpa Core Knowledge in International KYC is Required Call Swathi 6357012499 . . . Required Candidate profile Candidate should have minimum 1 yr Experience in International KYC compliance / KYC and Transaction Monitoring. Immediate joiners preferred Refer your Friends & Colleagues

Essential Services : Role & Location fungibility At ICICI Bank, we believe in serving our customers beyond our role definition, product boundaries, and domain limitations through our philosophy of customer 360-degree. In essence, this captures our belief in serving the entire banking needs of our customers as One Bank, One Team. To achieve this, employees at ICICI Bank are expected to be role and location-fungible with the understanding that Banking is an essential service. The role descriptions give you an overview of the responsibilities, it is only directional and guiding in nature. About the role Relationship Manager - Custody, you will have the opportunity to offer the Bank's clearing & custody services through your interactions with senior fund managers of foreign and domestic funds, institutions, and family offices. In this role, you will be required to derive a clear understanding of the client's requirements and provide flexible solutions in collaboration with various business groups within the Bank. In line with our philosophy of offering 360-degree solutions to our clients, this role requires you to perform a comprehensive assessment of customers' needs in all engagements. This role also requires knowledge of evolving regulations with respect to investments/ capital markets space and providing suitable solutions to customers. A key responsibility is to work within the guardrails of risk and compliance while holding customer-centricity in all engagements. Key Responsibilities Process Orientation Develop suitable process for the product and service offering in line with the requirement of the client. Ensure 360 degree assessment of the client. Business Growth Interact with senior fund managers of foreign and domestic funds, institutions, and family offices in offering clearing and custody services. Ensure the relationship values are improved with customer-centric engagements and offerings. Client Advisory Expected to have a good understanding of macroeconomic developments to be able to engage with clients and possess market intelligence to ensure compliance with AML requirements. Customer Service Create service excellence by partnering with customers through their life cycle and offer suitable products and services based on their financial needs while being fair to the customer and fair to the bank in all engagements. Customised solutions Collaborate with product specialists, subject matter experts, and credit and service teams to ensure right products are offered to the customer. Behold our values Offer products that are fair to our customers and fair to the bank. Qualifications & Skills Educational Qualification MBA, Chartered Accountants, Engineers & Graduates with relevant work experience in the area of relationship management across industries. Domain Knowledge Knowledge on securities & custody services, AML compliance and relevant regulations. Synergize with Team Willingness to work with various teams for on-ground support and deliver enablers as required. Improvise Develop suitable process in-line with the requirements of the customer and the solution that is being offered. Communication skill Good oral and written communication skills. Market Sensing Monitor and evaluate industry trends, customer drivers and potential partnerships

Responsibilities for KYC Sr. Analyst : - Conducting Due Diligence and Know Your Customer (KYC) research for institutional & corporate clients as part of the business-wide Anti-Money Laundering (AML) Compliance remediation & refresh processes Perform hands on task related to KYC and account opening (Including working with front office on information and documents, updating system with relevant details, perform checks, validating & uploading documents, managing pipeline for new accounts and KYC rolling review- KYC refresh) Produce accurate and quality work (90-95%) under tight deadlines and minimal supervision Executing and reviewing negative media alerts from client screening and escalating where necessary Meeting production target volumes and dates as advised Communication with the front office staff and other employees involved in the maintenance of internal control standards Identify and resolve or escalate, as appropriate, any issues in relation to the onboarding process Conduct Office of Foreign Assets Control (OFAC) screenings through World-Check and other similar tools to identify Politically Exposed Persons (PEPs) and heightened risk individuals and organizations CAMS certification or any industry recognized AML certification will be a plus Fluent in English (spoken and written) University graduate Minimum 3+ years related banking, compliance, audit experience with a minimum of 2-3 years specific experience relating to on-boarding of clients according to relevant AML legislations across NA, EU & APAC jurisdictions Strong analytical and problem-solving skills would be a significant plus Proven ability to manage multiple projects simultaneously. Good understanding of Corporate & Institutional Banking and Global Markets framework under International Financial Groups. Good understanding of Due Diligence and local Anti-Money Laundering requirements Maintain a working knowledge of anti-money laundering related requirements including BSA, USA Patriot Act, OFAC, SEC, FINRA, and other applicable US, UK EMEA regulations Actively engage in the identification of potential process shortcomings or required enhancements Technical & Behavioural Competencies Proficient in Microsoft Word, Excel, Outlook and PowerPoint Well-developed interpersonal, problem-solving and influencing skills Exhibit high willingness to collaborate with all levels of the organization.

Dear Candidates, Huge Opening for Fraud / Sanction Screening / Risk investigator Sal up to 7ctc Job Responsibilities: Monitor fraud queues to eliminate the fraud risk from the customer accounts and ensure risky transactions are stopped Conduct thorough investigations using internal tools to detect fraudulent activity Review chargeback data to identify meaningful patterns Deliver a best-in-class, truly delightful experience to Toast restaurants and prospects through successful communication (both written and verbal) Provide insights on fraud trends for different Toast fintech products Discuss and work on the escalations to provide best solutions for customers Suggest and implement improvements to existing fraud SOPs and methodologies Provide insights to Data Analyst, Product and Engineering Teams to improve the existing fraud tools and procedures. Roles : Transaction Monitoring. Risk Assessment & Management. Fraud and Financial Crime Prevention. Internal Controls and Monitoring. Reporting and Documentation. Fraud and Financial Crime Prevention. Liaison with Regulators and Auditors. Risk Mitigation Strategy Development. CDD/EDD/PEP SAR/ATO/MONEY MULE Sanction Screening Desired Candidate Profile: Possess good analytical skills - detail oriented Possess good communication skills, both oral and written With min 1 years Exp and above Mandatory Have a good attitude - should be committed to the work Work Location Bangalore Looking for International Banking Experience Qualifications & Experience: Education: Graduate with Exp can apply Experience: 1-7years of experience in risk management, compliance, or internal audit. Experience in financial services, banking, or the relevant industry is a plus . Call HR Gayathri- 9538878905 Email ID - gayathri@thejobfactory.co.in

: Job Title: Head Compliance Location: Gurugram Industry: Housing Finance / NBFC Experience Required: 12+ Years Qualification: Chartered Accountant (CA) Team Handling Experience: Mandatory Key Responsibilities: Regulatory Compliance Ensure end-to-end compliance with applicable laws and regulations including RBI guidelines , NHB directives , Companies Act , and Income Tax Act . Oversee accurate and timely filings with RBI , MCA , FIU-IND , and other regulatory authorities . Stay updated on evolving laws and regulations, assess their impact, and implement necessary changes within the organization. Compliance Framework & Governance Develop, implement, and maintain a robust compliance framework , policies, and procedures in line with industry best practices. Establish a compliance calendar and monitor ongoing adherence across departments. Conduct periodic compliance risk assessments and internal audits . Team Management Lead and mentor a team of compliance professionals, ensuring productivity, training, and regulatory knowledge sharing. Coordinate with cross-functional teams including Legal, Finance, Risk, and Internal Audit. RBI / NHB / SEBI / Statutory Interface Act as a key liaison with regulatory bodies for inspections, audits, responses to queries, and compliance-related clarifications. Prepare and present reports to the Board of Directors and Audit Committee on compliance status and issues. Internal Controls & Reporting Monitor internal control systems to detect and prevent violations of regulations and internal policies. Ensure prompt and transparent reporting of compliance breaches , if any, and oversee corrective actions. Training & Awareness Organize compliance training programs and awareness initiatives across departments. Promote a strong compliance culture within the organization. Candidate Profile: Chartered Accountant (CA) with at least 12+ years of post-qualification experience. Proven track record of handling compliance in the housing finance/NBFC/banking sector. Demonstrated team leadership experience . Deep understanding of RBI regulations , NHB guidelines , AML/KYC norms , and statutory reporting . Strong communication, analytical, and stakeholder management skills.

Mandatory Skill(s): • Hands-on experience as a techno-functional consultant in implementing OFSAA FCCM (Financial Crime and Compliance Management) suite Anti Money Laundering (AML), Customer Screening (CS), KYC, Transaction monitoring & filtering, ECM, FATCA management, FCC Studio. • Excellent working knowledge on JAVA, PLSQL and Linux. • Knowledge on FCCM analytics, CRR and FATCA Desirable skills: Knowledge of FATCA, PL/SQL Soft skills: Excellent communication & presentation skills Job Type: Permanent Experience: 4 to 8 Years Job Location: Bangalore/Chennai/Pune/Mumbai Education: Any Graduate / Post Graduate.

Hiring for AIRBNB Location: Pan India 5+ years of experience in TMIR Immediate joiners needed Must've have strong communication skills. Job Title :Quality Insights Analyst( TMIR and Payment Risk)Keywords: Number of Positions:1 Remaining Positions:1 Job Description: Role title | PayCom Quality Insights Analyst - Payments Compliance - TMIR and Payment Risk Description The Quality Assurance Audit Analyst will manage Airbnb Payments AML Compliance quality assurance activities and support other audit initiatives, as needed. This position is responsible for performing detailed testing of investigations performed by the Payments & Compliance Operations teams, including investigative reports required by AML Compliance. About Airbnb Capability Center: Airbnb Capability Centre (formerly known as Airseva) was set up in 2017 in Gurgaon. We provide specialized operational services which enable Airbnb's business and functions across the world. These include Finance Technology, Finance Shared Services, Analytics, Engineering, amongst other verticals. Our offices are home to multi-skilled teams with an insightful and deep understanding of our business and community. We're hospitable, fun and we welcome all with open arms. The Community You Will Join: Our small and extremely capable team of Gurgaon-based colleagues strive to make the impossible happen for our inbound and outbound travelers within this big and diverse market. ACC is providing varied services under Community Support thereby providing world-class customer experience to our customers. Besides this, ACC is also building deep capabilities for different verticals like Homes, Finance Technology Group, Finance Shared Services, Payments, Analytics, etc. The Payments (Payments Risk and Compliance Quality Team) teams mission is to keep the online payment ecosystem safe and optimized to enable anyone, anywhere to pay and be paid with confidence, create a world-class compliance organization and have a data driven approach to building an innovation friendly, scalable compliance program. Our goal is to ensure that Airbnb Payments can grow in a safe fashion, with risks appropriately measured and mitigated. • You will work with Payments & Compliance Quality Team • This position is responsible for performing detailed testing of investigations performed by the Payments Compliance Operations teams You will report to Quality Supervisor Key partners will be Operations Team and Functional Operations Managers The Difference You Will Make: • The Quality Insight Analyst supports Airbnbs payments compliance quality activities. This role is responsible for ensuring adherence to compliance processes such as AML, KYC, Sanctions Screening, Transaction’s Monitoring and other regulatory programs, with a focus on maintaining high standards of quality assurance and control across compliance programs. • Responsible for Analyze patterns, risks, and trends in compliance case reviews, providing feedback to improve operational processes and assist in updating workflows based on quality insights. • This role will also assist with activities related to internal control monitoring and improvement of fraud risk management. A Typical Day: • Conduct assessments on alerts, cases, and escalations processed by Operations teams, ensuring supporting documentation, narratives, and compliance decisions meet regulatory and internal standards. • Oversee case reviews processed by compliance analysts, ensuring decisions are consistent, accurate, and adhere to regulatory timelines. • Verify that systems are used effectively for decision-making and that determinations (e.g., Fraud/Non-Fraud, sanctions checks) are based on sound logic. • Ensure case notes, escalations, and other documentation meet quality benchmarks set by the compliance team. • Review detailed reports prepared by analysts to verify consistency in decisions, supporting documentation, and comprehensive narratives. • Work closely with operations teams and stakeholders to ensure quality standards are maintained across all compliance workflows, including risks related to Sanctions, AML, and KYC. • Review alerts/cases processed by the team, identify gaps, and maintain a high standard to mitigate risks to the business. • Work closely with the compliance teams to determine the root cause of issues, provide coaching, and define necessary follow-up actions. • Track all remedial actions through to completion, confirming accurate closure. • Create, manage, and maintain metrics to monitor the quality of operational processes and maintain a comprehensive understanding of current operational procedures. Your Expertise: • Bachelor’s Degree or Technical Equivalent • 5+ Years work experience, with demonstrated experience in regulatory compliance, Transaction Monitoring, SAR, Transaction Analysis, fraud, quality, risk management, audit or related fields. Preferred Transaction Monitoring, SAR or AML Compliance experience directly with at least 1+ years of experience in Payments Compliance Quality. • Comprehensive understanding of Fraud, Regulatory Compliance, SAR Reporting and AML investigations processes • Strong process thinker and Superior attention to detail • Strong ability to think clearly and rationally in order to understand logical connections between various data points. • Strong problem solving skills with an emphasis in adaptability and resilience • Ability to gather objective information and make a subjective determination and be able to defend that determination both verbally and textually • Ability to work closely and build trust with investigators and management • Mission-driven, enthusiastic to learn and grow within the Airbnb community and embody our Core Values; team-oriented with a positive, can-do attitude. Ability and desire to work in a fast-paced environment CFE or ACAMS certification preferred.

Dear Candidates, Huge Opening for Sanction screening/AML/Transaction monitoring SAL upto 7.5LPA Job Responsibilities: Sanction screening Conduct thorough investigations using internal tools to detect fraudulent activity Deliver a best-in-class, truly delightful experience to Toast restaurants and prospects through successful communication (both written and verbal) Discuss and work on the escalations to provide best solutions for customers Roles : Transaction Monitoring. Internal Controls and Monitoring. Reporting and Documentation CDD/EDD/PEP SAR/ATO/MONEY MULE Sanction Screening Desired Candidate Profile: Possess good analytical skills - detail oriented Possess good communication skills, both oral and written With min 1 years Exp and above Mandatory Have a good attitude - should be committed to the work Looking for International Banking Experience Work Location Bangalore ONLY Qualifications & Experience: Education: Graduate with Exp can apply Experience: 1-4 ears of experience in risk management, compliance, or internal audit. Call HR Sameera--9900975043 EMAIL ID --- sameera@thejobfactory.co.in

Role & responsibilities You like to analyze information and have a flair for writing. You have a way with words and can express your thoughts both verbally and in writing. You are a peoples person and make friends easily. The job entails investigative research and analysis of cases involving Business Intelligence, forensics and Fraud Investigations. Analyze financial records and datasets to identify trends, gaps, or inconsistencies. Conduct structured research on entities, sectors, and events. Based on evidence gathered and research conducted, prepare clear, concise reports and presentations for clients and internal stakeholders. Conduct due diligence on entities. Perform AML Compliance. Preferred candidate profile Prior working experience as analyst, consultative selling, basic knowledge of finance or operations is helpful. Graduate / MBA / Law Graduate / CS with at least 1-year work experience. You have strong analytical and problem-solving skills. You have excellent spoken and written English communication. Knowing an additional language is an added plus! (apart from the Mother Tongue, that is) You know how computers work, especially MS Office: Excel, Word, PowerPoint. You should be able to work independently and in a team. You are multi-dimensional and can think out of the box while inside the beautiful box. You have the patience to work under pressure and meet stringent client deadlines. You should be willing to travel around India. You have exemplary integrity, values and work ethics (and love cutting chai and cookies)

Dear Candidates, Huge Opening for Sanction screening/AML/Transaction monitoring SAL upto 7.5LPA Job Responsibilities: Sanction screening Conduct thorough investigations using internal tools to detect fraudulent activity Deliver a best-in-class, truly delightful experience to Toast restaurants and prospects through successful communication (both written and verbal) Discuss and work on the escalations to provide best solutions for customers Roles : Transaction Monitoring. Internal Controls and Monitoring. Reporting and Documentation CDD/EDD/PEP SAR/ATO/MONEY MULE Sanction Screening Desired Candidate Profile: Possess good analytical skills - detail oriented Possess good communication skills, both oral and written With min 1 years Exp and above Mandatory Have a good attitude - should be committed to the work Looking for International Banking Experience Work Location Bangalore ONLY Qualifications & Experience: Education: Graduate with Exp can apply Experience: 1-4 ears of experience in risk management, compliance, or internal audit. Call HR PAVITHRA--9538878908 EMAIL ID --- pavithrat@thejobfactory.co.in

Description We are seeking a detail-oriented and analytical professional for the role of Transaction Monitoring/AML/SAR/EDD. The ideal candidate will be responsible for identifying and reporting suspicious transactions while ensuring compliance with AML regulations. This is an excellent opportunity for individuals looking to grow their careers in the financial compliance sector. Responsibilities Conduct thorough transaction monitoring to identify suspicious activities. Prepare and file Suspicious Activity Reports (SAR) as per regulatory guidelines. Perform Enhanced Due Diligence (EDD) on high-risk customers and transactions. Analyze financial data and trends to assess potential risks. Collaborate with law enforcement agencies and regulatory bodies when necessary. Stay updated on AML regulations and best practices. Prepare and present reports on findings to senior management. Skills and Qualifications Strong understanding of Anti-Money Laundering (AML) regulations and compliance requirements. Experience in transaction monitoring tools and software. Excellent analytical and problem-solving skills. Detail-oriented with strong organizational abilities. Good written and verbal communication skills. Ability to work independently and as part of a team. Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint).

We are looking for an experienced Team Leader to oversee the AML (Anti-Money Laundering) and KYC (Know Your Customer) operations team. The role involves managing daily activities, ensuring compliance with regulatory requirements, and leading the team to achieve operational excellence. Key Responsibilities: Lead and manage the AML/KYC team to meet performance targets Monitor and review customer documentation for compliance with KYC guidelines Ensure timely identification and escalation of suspicious activities Provide training and guidance to team members on AML/KYC processes Coordinate with compliance and risk teams for audits and investigations Prepare and submit reports to regulatory authorities as required Implement process improvements to enhance operational efficiency Candidate Profile: Strong knowledge of AML and KYC regulations and guidelines Proven leadership and team management skills Experience in banking or financial services compliance preferred Excellent analytical and problem-solving abilities Good communication and interpersonal skills Graduate or Postgraduate degree in Finance, Law, or related field Immediate joiners preferred