223 Actimize Jobs - Page 6

KYC CANDIDATES PLEASE DONT APPLY Job Title: FCC Transaction Monitoring Investigator Job description: Good understanding of AML Transaction Monitoring regulations Monitoring financial transactions for suspicious activity and identify financial crime related red flags flagged as potentially suspicious transactions or exceptions AML analysts must be able to analyze large datasets, identify patterns, and detect anomalies that may indicate suspicious activity Ability to analyze and interpret information exercising sound judgement and attention to detail Ability to conduct thorough research into customer records, public domain information, transaction details, and other relevant information is vital for investigations Effective communication, both written and verbal, essential for reporting findings, collaborating, and interacting Years 2-4 years experience mandatory 1. Good understanding of AML Transaction Monitoring regulations Monitoring financial transactions for suspicious activity and identify financial crime related red flags flagged as potentially suspicious transactions or exceptions AML analysts must be able to analyze large datasets, identify patterns, and detect anomalies that may indicate suspicious activity Ability to analyze and interpret information exercising sound judgement and attention to detail Ability to conduct thorough research into customer records, public domain information, transaction details, and other relevant information is vital for investigations Effective communication, both written and verbal, essential for reporting findings, collaborating and interacting. 2. Good to have Actimize skills 3. Shift timing: 7 AM to 10 PM (Between shift) 4. 3 days in office , 2 days wfh 5 days working

Relevant experience as a AML investigator in a transaction monitoring and SAR writing capacity or equivalent experience or education Working knowledge of Transaction Monitoring systems (e.g. Actimize, Mantas) for Correspondent Banking clients Ability to identify, escalate and communicate issues to management in an effective and succinct manner. Effective decision-making skills and strong problem-solving skills Strong knowledge of AML laws (USA PATRIOT Act), regulations (Fed, SEC, FINRA) and their application to the supported products/business lines Working knowledge of MS Excel, including pivot tables, macros, filtering, and sorting. Applied experience of effective internet search techniques. Excellent writing and communication skills

Hiring for Transaction Monitoring in FCC in one of our prestigious banking company . Role : FCC Transaction Monitoring Exp : 2-5 years Notice Period : Immediate - 30 days Job Location :Chennai Work Mode:Hybrid Roles ans Responsibilities: Good understanding of AML Transaction Monitoring regulations Monitoring financial transactions for suspicious activity and identify financial crime related red flags flagged as potentially suspicious transactions or exceptions AML analysts must be able to analyze large datasets, identify patterns, and detect anomalies that may indicate suspicious activity Ability to analyze and interpret information exercising sound judgement and attention to detail Ability to conduct thorough research into customer records, public domain information, transaction details, and other relevant information is vital for investigations Effective communication, both written and verbal, essential for reporting findings, collaborating and interacting. 2. Good to have Actimize skills 3. Shift timing: 7 AM to 10 PM (Between shift) Interested candidates please drop your resume to saarumathi.r@kiya.ai

Hiring for Senior Associate AML & Sanctions for Mumbai location Responsibilities : Transaction Monitoring : Analyze account activity using Actimize tool. Case Management : Document findings in centralized case management system. Recommendations : Recommend course of action to management based on analysis. Communication : Collaborate with Global AML Compliance Team and management. Qualifications : Experience : 10-13 years of experience in AML compliance. Certification : ACAMS certification. Required Skills : Strong knowledge of BSA/AML regulations Excel Word BSA monitoring systems How to Apply : Please send your CV to Shabnam.s@liveconnections.in. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Level: 42-Senior Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Level: 42-Senior Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At PwC, our people in data and analytics focus on leveraging data to drive insights and make informed business decisions. They utilise advanced analytics techniques to help clients optimise their operations and achieve their strategic goals. In business intelligence at PwC, you will focus on leveraging data and analytics to provide strategic insights and drive informed decision-making for clients. You will develop and implement innovative solutions to optimise business performance and enhance competitive advantage. Focused on relationships, you are building meaningful client connections, and learning how to manage and inspire others. Navigating increasingly complex situations, you are growing your personal brand, deepening technical expertise and awareness of your strengths. You are expected to anticipate the needs of your teams and clients, and to deliver quality. Embracing increased ambiguity, you are comfortable when the path forward isn’t clear, you ask questions, and you use these moments as opportunities to grow. Skills Examples of the skills, knowledge, and experiences you need to lead and deliver value at this level include but are not limited to: Respond effectively to the diverse perspectives, needs, and feelings of others. Use a broad range of tools, methodologies and techniques to generate new ideas and solve problems. Use critical thinking to break down complex concepts. Understand the broader objectives of your project or role and how your work fits into the overall strategy. Develop a deeper understanding of the business context and how it is changing. Use reflection to develop self awareness, enhance strengths and address development areas. Interpret data to inform insights and recommendations. Uphold and reinforce professional and technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence requirements. Competency Risk Consulting (CR&R) Skill Actimize Developer (with understanding of AML and OOB solutions like SAM, WLF) Job Overview Experience Range: From 4 years to 7 years Positional Requirement Ability to perform enhancements for Actimize including installing and configuring STAR platform Ability to develop DART reports, Ability to develop alert workflows and enhance/configure Actimize platform per user needs Experienced with Suspicious Activity Monitoring (SAM), Watch List Filtering (WLF), Customer Due Diligence (CDD), DART - components of Actimize. Designation Sr. Associate Preferred Knowledge 5-7 years of Strong knowledge & understanding of Actimize AIS, Actimize RCM Strong experience with Actimize custom model development With at least 3-5 years hands-on experience driving Actimize implementations using SAM v3.x or 8.x / AIS / UDM / ERCM 5, x / DART / Multi-Tenancy & Multi-Currency Good Understanding & experience with implementing ERCM Workbench, Work Items, Cases, Roles and Permissions, and Alert Ingestion Process Good Understanding & experience with implementing Peer Group, Population Group, and AML-SAM Policy Manager Strong experience implementing Dashboards / Workflows / Reports / DART views in Actimize ERCM application Ability to develop alert workflows and enhance/configure Actimize platform per user needs Sound understanding of AML, Suspicious Activity Monitoring (SAM), Watch List Filtering (WLF), Customer Due Diligence (CDD), DART - components of Actimize Ability to work with Compliance to identify appropriate models to cover various scenarios and validate existing setup Ensure adherence to Bank and information systems policies and procedures, security measures and audit standards Contribute to development/Writing of Technical Specifications document, Test plan, and Test Cases Contribute to documentation of solution and configurations of the developed models in Actimize application Good exposure in Banking IT, with an understanding of the Corporate and Institutional Banking activity and AML monitoring Should have strong database skills: SQL Server (and / or) Oracle Proven record interpreting and fulfilling requirements by developing high performing, scalable and maintainable solutions with multiple technologies. Hands-on experience with SDLC methodologies and best practices including Waterfall Process, Agile methodologies, deployment automation, code reviews, and test-driven development. Strong coordination and organizational skills Excellent communication skills and multi-tasking capabilities. Being aware of new technologies and frameworks Preferred Skills Good knowledge in systems, application frameworks, database optimization, and experience being responsible for the success of software development projects Intermediate skills in developing integrations with Web Services, XML, JSON, SQL and or other integration technologies. Proven skills as a team member, team lead on at least three full life cycle implementations Professional & Educational Background Bachelor’s Degree in Computer Science or equivalent is preferred. Full-time master’s degree/equivalent is an added bonus. Additional Information Collaborating with leadership to deliver client engagements and associated outputs, supporting the team in day-to-day client management, project management, and the development of high-quality client deliverables. Emphasizing the ability to build solid and collaborative relationships with team members and also taking initiative to build relationships with client stakeholders. Excellent written and verbal communication skills. Show more Show less

Hiring for Actimize UAT Tester Role 12+3 years of Regular Education with 5+ yrs in Frauds, AML/KYC especially for US region(UAT Testing,entire Testing & Control System acts using Acitmize) Salary-9 LPA to 25 LPA Rukhsar- 9899875055 Suhani-9911988552

About This Role Wells Fargo is seeking a Financial Crimes Associate Manager In This Role, You Will Supervise entry to mid level roles in transactional or tactical less complex tasks and processes to ensure timely completion, quality and compliance Manage the implementation of procedures, controls, analytics and trend analysis to ensure identification, prevention execution, detection, investigation, recovery, government and internal reporting of financial crime activity Maintain awareness of financial crimes activity companywide and ensure all issues are proactively addressed, and escalated where necessary Ensure compliance with regulatory requirements such as Bank Secrecy Act, USA PATRIOT Act, and FATCA Identify opportunities for process improvement and risk control development in less complex functions Manage a risk based financial crimes program or functional area with low to moderate risk and complexity Lead implementation of multiple complex initiatives with low to moderate risk Make supervisory and tactical decisions and resolve issues related to team supervision, work allocation and daily operations under direction of functional area management Leverage interpretation of policies, procedures, and compliance requirements Collaborate and consult with peers, colleagues and managers Ensure coordination with team, line of business, other business units, Audit, and regulators on risk related topics Manage allocation of people and financial resources for Financial Crimes Mentor and guide talent development of direct reports and assist in hiring talent Required Qualifications: 2+ years of Financial Crimes, Operational Risk, Fraud, Sanctions, Anti-Bribery, Corruption experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education 1+ years of Leadership experience Desired Qualifications: Hands on experience as a people manager in financial institution managing team of fin crime data quality , model development as well as financial reporting analysts Experience with managing procedures and controls for teams that support data analytics, data platforms, and reporting Demonstrated experience working in Anti-Money Laundering (AML) programs and/or data platform management for large financial institutions Experience mentoring and guiding guide talent development of direct reports and assist in hiring talent Hands on experience with handling BSA/AML/OFAC laws and regulation specific and financial crimes /regulatory/fraud specific data Knowledge of fin crime data quality activities and controls required for large financial institutions. Demonstrated experience with report and dashboard creations using large data sets, including non-standard data is desired but not mandatory Team handling experience for UAT/regression testing on data outputs involving complex data mapping designs Hands on experience as a people manager leading a team of 15 + data analysts who are responsible for conducting data quality analysis to support financial crime data modelling Prior Experience enhancing AML Monitoring Models and Systems including Oracle/Actimize using tools like Advance SQL/SAS/Python Manage team of technical analysts working on AML technology leveraging SAS/SQL/Python/Teradata and technical data validation tools and relevant AML technologies including Norkom, Actimize, Oracle FCCM etc.to support technical project deliveries Support AML technology initiatives during new AML product implementation as well as during technology migrations for Transactions Monitoring and Fraud Detection Handle large technology transformation programs with phased delivery of technical deliverables /features of a Transactions Monitoring and Fraud Detection system and associated data validations/transformation logics as well as MIS reporting using Power BI/Tableau Manage team to deliver AML/BSA technology project deliveries including AML model developments, Transactions Monitoring Model validations and enhancements, Critical Data Elements identification, Data quality/data validation, Threshold testing , MIS Reporting using Tableau/Power BI as well as AI/ML based AML technology developments and testing Manage the implementation of procedures, controls, analytics and trend analysis to ensure identification, prevention execution, detection, investigation, recovery, government and internal reporting of financial crime activity Maintain awareness of financial crimes activity companywide and ensure all issues are proactively addressed, and escalated where necessary Ensure compliance with regulatory requirements such as Bank Secrecy Act, USA PATRIOT Act, and FATCA Posting End Date: 28 May 2025 Job posting may come down early due to volume of applicants. We Value Equal Opportunity Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process. Applicants With Disabilities To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo . Drug and Alcohol Policy Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more. Wells Fargo Recruitment And Hiring Requirements Third-Party recordings are prohibited unless authorized by Wells Fargo. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process. Reference Number R-448974 Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Level: 42-Senior Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Level: 42-Senior Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Level: 42-Senior Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Business Consulting TPRC – Traded Products Risk and Capital Profile: Trading book – Market Surveillance SME Profile: Description EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. FSO practice provides integrated advisory services to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers, asset managers (traditional and alternative), insurance and energy trading companies, and the Corporate Treasury functions of leading Fortune 500 Companies. The service offerings provided by the FSO Advisory include: market, credit and operational risk management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement, risk and security, program advisory, and process & controls. Within EY’s FSO Advisory Practice, the Financial Services Risk Management (FSRM) group provides solutions that can help FSO clients to identify, measure, manage and monitor the market (trading book), credit (banking book), operational, and regulatory risks associated with their trading, asset-liability management, capital management and other capital markets activities. Within FSRM, the Market Risk (MR) team assists clients to design and implement strategic and functional changes across risk management, treasury, front office, middle office, and back office activities with a focus on risk and valuation processes, regulatory compliance, analytics, strategy, and organizational structure. Practical implementation knowledge of risk and capital management is a key competency of MR, focused on regulatory capital, market and counterparty credit risk management and broker-dealer capital requirements. Clients include large domestic and global financial institutions, broker-dealers, foreign banking organizations, asset management firms and insurance companies with significant capital markets activities. Project teams frequently work with the senior management of these firms, including CFOs and CROs Skills And Attributes For Success Demonstrate deep technical capability and industry knowledge of financial products Lead components of large-scale client engagements and/or smaller client engagements while consistently delivering quality client services Understand market trends and demands in the financial services sector and issues faced by clients by staying abreast of current business and industry trends relevant to the client's business Monitor progress, manage risk, and effectively communicate with key stakeholders regarding status, issues and key priorities to achieve expected outcomes Play an active role in mentoring junior consultants within the organization To qualify for the role, you should have : Deep knowledge of new policies and procedures, including controls for managing: Market manipulation Risk: Algo Trading, Wash Trades etc. Trade Data Risk: Stop-Loss Triggers, Fix Manipulation etc. Suspicious Transactions: Insider Dealing, Partial Fills, Front Running, Best Execution etc. The candidate should have a thorough understanding of Market Abuse Regulations, including key legislative frameworks such as MiFID II, UK MAR, Dodd-Frank Act, and EU MAR. Escalating unreasonable rationale or pattern of suspicious activity to management. Monitor emails to identify potential market abuse or violations of policy. Conduct a thorough analysis on the fundamental research data collected by the trading groups through their interactions with external industry The candidate should possess practical experience with internationally recognized Trade Surveillance platforms, including but not limited to NICE Actimize, B Next, and Aquis. Additionally, the candidate should demonstrate a comprehensive knowledge of financial information systems like Bloomberg and Reuters, with familiarity in navigating various interface screens such as CACT, HCPI, ANR, among others. Able to design, implement, and oversee a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. Escalate anomalies, fraud activity and working collaboratively with senior management across the first and second lines of defence to determine the appropriate resolution of the matter. Deep understanding of market dynamics or market operation e.g. How an orderbook functions (Bid / Ask spread), Price levels etc. Review and analysis of surveillance alerts and/or reports relating to firm, employee, and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. Assisting on inquiries received from governmental and exchange regulatory bodies. Supporting the client in evaluating surveillance results for potential problems, communicating surveillance findings to management. Able to assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, Qualifications: Bachelor's degree in finance, economics, accounting, engineering or a related discipline and more than 2 years of related/relevant work experience; or a Master’s degree in Finance, Accounting, Business, Management or a related field and approximately 3-7 years of work experience in the Financial Services industry. Should have more than 3 years of experience in market or trade surveillance. Preparation of reports and studies on market movements Some knowledge of Compliance laws, rules, regulations, risks and typologies. Excellent written and verbal communication skills. Must be a self-starter, flexible, innovative and adaptive. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization Strong project management and organizational skills and capability to handle multiple projects at one time Proficient in MS Office applications (Excel, Word, PowerPoint) Good-to-have: Certifications such as FRM, CQF, CFA, PRM Proficient knowledge of the Bloomberg terminal and its various functionalities, including the ability to navigate and utilize screens such as HCPI (Historical Price Comparison Interface), ANR (Analyst Recommendations), and other relevant interfaces within the Bloomberg suite. Hands on experience with industry-recognized Trade Surveillance systems, including but not limited to NICE Actimize, Aquis Exchange, and B Next. Willingness to travel to meet client needs What Working At EY Offers We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer: A collaborative environment where everyone works together to create a better working world Excellent training and development prospects, both through established programs and on-the-job training An excellent team of senior colleagues, dedicated to managing and varying your workload EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate. Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today. Show more Show less