Job
Description
Company Description As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner. With over 4,000 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us. Describe The Role This position will be responsible for executing a wide range of processes within Fund Services and the Client Group. This includes, but is not limited to, anti-money laundering transaction monitoring, review of accounts/holdings against matches on sanctions lists/adverse media, trading functions for Defined Contribution plans, and trading/reporting functions for pooled and single Equitable Separate Accounts. The best candidate for this position will possess outstanding analytical and problem-solving skills, strong stakeholder focus, and excellent communication skills. This individual should also be highly organized and detail oriented. The key job responsibilities include, but are not limited to: Conduct research/analysis, and monitor account transactions to safeguard the firm against money launderingPerform review, assess match validity, and document research details on accounts and holdings in relation to hits on sanctions lists and adverse mediaExecute trading related functions for Defined Contribution Plans, and ensure delivery/confirmation of daily tradesProcess, reconcile, and generate reporting on Separate Account transactions and their corresponding money movementsPerform ancillary tasks to support functions within Fund Services and the Client GroupDevelop and maintain relationships with internal and external clientsUpdate documentation of department processes and procedures Meet SLA delivery and productivity targets for each functionMeet quality standards as outlines by department management What is the professional development value of this role, i.e. what learning and professional growth does the role offer the candidate? This is an opportunity to contribute to various teams’ critical functions across ABIS. This individual will be able to learn numerous functions within operations to enhance their skillsets. The candidate will be encouraged to develop better practices for existing tasks, enhance procedures and cross train on various areas of our business. Qualifications, Experience, Education Job Qualifications (The ideal candidate should have the following): The ideal candidate should have a bachelor’s degree or equivalent in Finance, Economics, Accounting or another relevant discipline that provides an understanding and interest in the financial markets and trade flowExperience in compliance-focused processes and strong aptitude in researching and analyzing risk3-5 years’ experience in financial back-office operations and transfer agency processesExperience working within a team environment with time sensitive deadlines is required Skills Detail-oriented – Delivers high quality, accurate work in a fast-paced environmentOrganized and thorough - Establishes priorities and follows through on tasks to completionStrong analytical skills – Ability to follow documented procedures and apply sound professional judgmentThe individual will be expected to work as a part of a global team and will need to be able to communicate effectively with various internal and external teams. Candidates should have a strong ability to work in a collaborative environment exhibiting strong verbal and written communication skillsAbility to work in a fast paced, dynamic, and changing environment which includes daily interaction internally and externally with various Transfer Agent and Operations teamsWorking knowledge in MS Excel and MS Access is a plus Special Knowledge (if Applicable) Strong knowledge of transfer agency compliance requirements and business operations, as well as familiarity with capital markets, banking, and securities Pune, India
