Senior Manager - Head of Compliance Monitoring

8 - 12 years

0 Lacs

Posted:2 days ago| Platform: Shine logo

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On-site

Job Type

Full Time

Job Description

As the Head of Compliance Monitoring at Navi, you will be a crucial part of ensuring the company's compliance with evolving regulatory standards. Your role involves leading a team to develop and implement robust compliance monitoring frameworks, identify and address compliance risks, and provide actionable insights to the leadership. You must possess a sharp eye for detail, deep regulatory knowledge, and the ability to collaborate across functions to maintain a culture of compliance and accountability at scale. **Key Responsibilities:** - Develop and implement a comprehensive compliance monitoring strategy aligned with regulatory requirements and industry best practices. - Lead a team of compliance monitoring professionals, providing guidance, mentoring, and performance management support. - Design and execute compliance monitoring plans and procedures to assess the effectiveness of internal controls and adherence to regulatory standards. - Conduct risk assessments to identify key compliance risks and prioritize monitoring efforts accordingly. - Collaborate with business units, legal, risk management, and internal audit teams to coordinate compliance monitoring activities and ensure alignment with organizational objectives. - Analyze monitoring results, identify trends, and communicate findings to senior management, highlighting areas of improvement and recommending corrective actions. - Stay updated on regulatory developments, emerging risks, and industry trends to continuously enhance the compliance monitoring program. - Foster a culture of compliance awareness and accountability throughout the organization, promoting adherence to regulatory requirements. **Qualifications Required:** - Bachelor's degree in finance, business administration, law, or a related field. - Proven experience (8+ years) in compliance monitoring, audit, or regulatory compliance within the financial services industry, with a focus on non-banking financial services, asset management, and insurance being desirable. - Strong understanding of relevant regulatory requirements and industry standards. - Demonstrated leadership skills with the ability to effectively manage teams, prioritize tasks, and drive results in a fast-paced environment. - Excellent analytical and problem-solving skills, with a keen attention to detail and the ability to interpret complex regulations and policies. - Outstanding communication and interpersonal skills, with the ability to influence and build relationships across all levels of the organization. - Proactive mindset, self-motivated, and able to work independently with minimal supervision. - Commitment to integrity, ethics, and professionalism, with a passion for promoting a culture of compliance excellence. At Navi, you will be shaping the future of financial services for a billion Indians through innovative and customer-first solutions. Founded in 2018, we are one of India's fastest-growing financial services organizations, with a culture that values ambition, perseverance, self-awareness, ownership, and integrity. If you are impact-driven, strive for excellence, and embrace change, Navi is the place where you will thrive.,

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