Senior Executive - Technology (Regulatory Compliance)

3 - 7 years

0 Lacs

Posted:3 days ago| Platform: Shine logo

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On-site

Job Type

Full Time

Job Description

As a Senior Executive - Technology (Regulatory Compliance) at MCX, you will play a crucial role in ensuring compliance with various directives of SEBI in the technology domain. Your responsibilities will include: - Periodic review of Technology Compliances with various directives of SEBI given by way of Act, Rules, Regulations, Circulars - Assessment of compliance implications of circulars and plan for implementing technology compliances - Define process/procedures for new compliance and coordinate with senior staff for obtaining approvals - Co-ordinate with other exchanges and regulator on the new compliance - Draft the standard operating procedure for Member compliance and issue the circular - Automate the process for Member compliance and Drafting and review of Business Requirements and Coordinate with development team - Implement the new process, track the compliance, and generate MIS - Prepare the regulator reports and coordinate with senior staff for review and approval - Ensure timely submissions of regulator compliances and drafting responses on queries - Review reports and provide feedback for improvements - Preparation of agenda and ATR for the updating committee on compliances - Comply with the latest regulations and compliance requirements - Oversee the Member compliance related to Technology compliances recommended by the Regulator - Assist audits conducted by the regulator on the technology compliances - Address queries raised by SEBI/regulator and respond within stipulated timelines Qualification Profile: - Full-time B.E./B.Com/BSc Electronics & Telecommunication/IT/Computer Science from a reputed university/CA-System Audit experience - Good written and verbal communication skills - Interpersonal and collaborative skills - Must be a critical thinker with strong problem-solving skills - Poise and ability to act calmly and competently in high-pressure, high-stress situations - Ability to manage multiple projects under strict timelines and work well in demanding environments Experience: - 3-6 years of relevant experience with a reputed IT Company/IT-enabled Services Company/System Integrator - Experience in Exchange/BFSI (Banking and Financial) Segment is an added advantage At MCX, you will find exciting and challenging career opportunities that will help you excel and grow in your career path. Join us to realize your potential and contribute to our success driven by employee expertise and commitment.,

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