8 Circulars Jobs

As a Senior Executive - Technology (Regulatory Compliance) at MCX, you will play a crucial role in ensuring compliance with various directives of SEBI in the technology domain. Your responsibilities will include: - Periodic review of Technology Compliances with various directives of SEBI given by way of Act, Rules, Regulations, Circulars - Assessment of compliance implications of circulars and plan for implementing technology compliances - Define process/procedures for new compliance and coordinate with senior staff for obtaining approvals - Co-ordinate with other exchanges and regulator on the new compliance - Draft the standard operating procedure for Member compliance and issue the circul...

Must be skilled in MS Office, attendance & payroll management, vendor coordination, and statutory compliance (PF, ESIC, Factory License). Should handle site-level admin and workmen queries effectively. Required Candidate profile Candidate should have 5–10 years of experience in administration, HR operations, compliance, and employee relations.

As a member of our Direct Tax Assessment Department, you will specialize in managing complex Income Tax Scrutiny Assessments, including Regular Scrutiny under Section 143(3), Reassessment Proceedings under Section 147, and Assessments in Search & Survey Cases. Your role will involve handling TDS-related cases, representing clients before various Income Tax Authorities, including Income Tax Officers and the Investigation Wing, engaging with Faceless Authorities through Video Conferencing, and Benami Prohibition Units. Additionally, you will play a key role in preparing Transfer Pricing Study Reports, managing transfer pricing matters, and assisting clients with compliance services such as app...

You will work with MCX to contribute to the sharpening of your career growth path and excel in your professional journey. The success of MCX is attributed to the expertise and commitment of its employees. As MCX focuses on finding the right fit between roles and profiles, it provides ambitious and result-oriented professionals like you with exciting and challenging career opportunities, serving as a platform to realize your potential in your chosen area of expertise. As the Technology - Assistant Manager (Regulatory Compliance) in Mumbai, you will be responsible for ensuring compliance with various directives of SEBI through periodic reviews, assessment of compliance implications, defining p...

As an SEBI Audit (Fresher) in a reputed CA firm located at Sion, Mumbai, you will be responsible for assisting in the audit, inspection, and compliance of Authorized Persons (APs). This will involve conducting and executing audits of authorized persons of stockbrokers, scrutinizing documents and certificates to ensure regulatory compliance, and examining if authorized persons operate per SEBI regulations and Exchange guidelines. You will also be involved in preparing audit reports, documenting findings, and recommending improvements, as well as implementing circulars issued by SEBI/Exchanges related to AP audits. Additionally, you will handle outstation audits, ensuring smooth execution and ...

Periodic review of Technology Compliances with various directives of SEBI given by way of Act, Rules, Regulations, Circulars Assessment of compliance implications of circulars and plan for implementing for technology compliances good in SEBI , ISO Required Candidate profile Assisting audits conducted by regulator on the technology compliances. Automate the process for Member compliance and Drafting and review of Business Requirements and Coordinate with development team.

Role: Manager, Knowledge Management GCC Asia Tax Location: Gurgaon About Company Alvarez & Marsal (A&M) is a global consulting firm with over 10,000 entrepreneurial, action and results-oriented professionals in over 40 countries. We take a hands-on approach to solving our clients' problems and assisting them in reaching their potential. Our culture celebrates independent thinkers and doers who positively impact our clients and shape our industry. The collaborative environment and engaging workguided by A&M's core values of Integrity, Quality, Objectivity, Fun, Personal Reward, and Inclusive Diversityare why our people love working at A&M. For details, please visit the company website: http:/...

Role & responsibilities Define, implement and manage operational processes as per regulatory framework to ensure exchange compliance. • Vendor management. • Able to build and manage teams for important functions like account opening, paying payout stock, and funds, DP account, customer modification, RMS, KYC, settlement, etc. • Responsible for customer support and seamless experience in a stock broking business. • Ensure process-oriented, TAT-driven customer support as per defined SOP. • Mentor and monitor the team to ensure a high level of accuracy and timely execution. • Coordinate with IT and Sales team for the development of online customer support process and Process automation Preferre...