Senior Compliance Specialist

We are looking for a Compliance Specialist to join our Risk & Compliance team in Gurugram, India. In this role you will join an international team of colleagues of compliance in Hong Kong, Singapore, China, Australia and India in our Corporate and Legal Solutions (CLS) business unit (“BU”).

Your Position

You will report directly to the Compliance Director for APAC CLS and be responsible to ensure risk and compliance with the relevant legal and regulatory requirements as well as in-house policies and procedures for the jurisdiction. Your key responsibilities will include –

1. Act as the Principal Officer/MLRO for CSC IN entity.
2. Provision of independent sound risk & compliance advice and support on client acceptance based on the prevailing company and group policies as well as the relevant local legislation, rules and industry practice.
3. Liaise with the local regulators.
4. To conduct risk & compliance monitoring on a timely basis, including but not limited to regular review of client entities, transaction monitoring, processing & clearance of suspicious hits, and specific thematic review(s).
5. Liaise and deal with Internal Audit inspections or enquiries.
6. To conduct risk & compliance investigation pertaining to incidents, complaints or administration issues (where required).
7. To conduct risk & compliance induction to new staff and provide ongoing risk & compliance training to existing staff.
8. To prepare relevant risk & compliance management information & reports.
9. To participate in ad hoc risk & compliance related projects.

Your Profile

• Degree holder in Law, Accounting, Finance or related discipline.
• Minimum of 5 years’ experience of successfully working within a Compliance function.
• Solid experience in managing risk & compliance framework in accordance with regulatory and statutory requirements.
• Good understanding of Corporate Services Business in India. Sound knowledge of local regulations including both PMLA rules and regulations and AML qualifications (ACAMs or equivalent).
• Strong organization and time management skills.
• Ability to independently and effectively work with different stakeholders.
• Excellent command of English is required (oral and in writing).
• Independent, meticulous, pro-active, attentive to details, self-motivated, outspoken, keen to learn, and capable of meeting new challenges with excellent communication skills

Best Regards,

Babini.V

Intelli Search Services Pvt Ltd,

Bangalore - 560094

• : + 91 9342164916

babini.v@intellisearchonline.net