Securities Operations Specialist

2 - 8 years

0 Lacs

Posted:11 hours ago| Platform: Shine logo

Apply

Work Mode

On-site

Job Type

Full Time

Job Description

As a Securities Operations Specialist at Wells Fargo, you will be responsible for participating in low to moderately complex lifecycle support initiatives within Securities Operations. Your key responsibilities will include: - Reviewing and analyzing basic or tactical functional operational tasks, exercising independent judgment related to low-to-medium risk deliverables - Providing information, collaborating, and consulting with peers, colleagues, and managers to resolve issues and achieve goals - Resolving escalated issues within the scope of responsibility in Security Operations - Researching business risks, providing input into policies, enhancing customer satisfaction, and reviewing time-sensitive documents and transaction requests - Supporting the overall effectiveness of the team by monitoring daily securities and cash-related production work - Contributing and leading implementation of projects, new or revised processes, and procedures that require coordination among operation teams - Performing daily Trade surveillance related reconciliation for CIB Products - Reviewing Trade surveillance alerts and conducting analysis of trading and market activity for various asset classes - Analyzing risk across markets by monitoring price/volume movement in the securities using surveillance application - Ensuring that surveillance reviews are performed properly from a qualitative and timeliness perspective - Participating in periodic risk assessments and identifying gaps within the process - Leading and driving projects from a surveillance perspective - Preparing MI reporting and ensuring accurate & timely reporting to all stakeholders - Identifying, facilitating, and implementing process improvement ideas to improve efficiency - Working closely with Oversight, Technology, and Production Support team to resolve issues/breaks Qualifications required for this role include: - 2+ years of Securities Operations experience or equivalent demonstrated through work experience, training, military experience, or education - Bachelor's degree in commerce or master's in business administration with a finance stream - Prior trade surveillance experience with a minimum of 8 years of overall experience - Experience with SMARTS, Actimize, or similar Trade surveillance systems is a plus - Experience with navigation and sourcing of information in Bloomberg/public sources - Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic environment - Detail-oriented, results-driven, with effective oral and written communication skills Please note that this job is located in Bangalore and the posting end date is 18 Sep 2025. Wells Fargo values Equal Opportunity and encourages applications from all qualified candidates. If you require a medical accommodation during the application or interview process, please visit Disability Inclusion at Wells Fargo. Wells Fargo maintains a drug-free workplace. Applicants are required to directly represent their own experiences during the recruiting and hiring process.,

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview
cta

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.

Job Application AI Bot

Job Application AI Bot

Apply to 20+ Portals in one click

Download Now

Download the Mobile App

Instantly access job listings, apply easily, and track applications.

coding practice

Enhance Your Skills

Practice coding challenges to boost your skills

Start Practicing Now
Wells Fargo logo
Wells Fargo

Banking and Financial Services

San Francisco

RecommendedJobs for You