67 Securities Operations Jobs

About this role: Wells Fargo is seeking a Securities Operations Associate In this role, you will: Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures Provide information to, collaborate, and consult with peers, col...

About this role: Wells Fargo is seeking a Securities Operations Associate In this role, you will: Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures Provide information to, collaborate, and consult with peers, col...

About this role: Wells Fargo is seeking a Securities Operations Associate In this role, you will: Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures Provide information to, collaborate, and consult with peers, col...

About this role: Wells Fargo is seeking a Executive Director - Securities Operations Senior Manager In this role, you will: Manage professional teams accountable for overall operational performance of Securities Settlements line of business Engage with internal partners and peers associated with the function Identify and recommend opportunities for process improvement and risk control development Determine appropriate strategy and actions of security operations team to meet high risk deliverables Develop policies and procedures for security operations within the scope of moderate complexity and responsibility Collaborate and influence all levels of professionals including managers Lead team ...

About this role: Wells Fargo is seeking a Securities operations Associate manager In this role, you will: Manage a team of specialists in transactional tasks ensuring quality and compliance in securities operations Provide support for being a first point of contact for all delivery tasks and escalations Identify opportunities for process improvement and risk control development Ensure team consistently meets delivery expectations and resolve issues related to reporting, career path and related activities for direct reports Collaborate and influence all levels of professionals including more experienced managers Lead team to achieve objectives Manage allocation of people and financial resourc...

About this role: Wells Fargo Investment Operations is seeking for a candidate to perform various back office or middle office functions that includes Trade allocations and Reconciliation within Advisory Operations. The Team is responsible for the allocation of trades and reconciliation of advisory accounts across trading platform and providing liaison services for the Money managers, financial advisors and Traders. In this role, you will: Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low ris...

About this role: Wells Fargo is seeking a Securities operations Associate manager In this role, you will: Manage a team of specialists in transactional tasks ensuring quality and compliance in securities operations Provide support for being a first point of contact for all delivery tasks and escalations Identify opportunities for process improvement and risk control development Ensure team consistently meets delivery expectations and resolve issues related to reporting, career path and related activities for direct reports Collaborate and influence all levels of professionals including more experienced managers Lead team to achieve objectives Manage allocation of people and financial resourc...

Requirements Description and Requirements Job Responsibilities Responsible for daily cash & position reconciliation of MetLife investments Responsible for ensuring completion of tasks within prescribed timelines Establishing and maintaining effective communications with each team member Ensuring smooth communication with supervisor and stateside partners Imparting training to other new associates for things that have been performed over 6 months Task or activity completion must be within timelines or per the agreed SLA Knowledge, Skills And Abilities Education Graduate in Commerce Experience 1-2 years of experience Knowledge and skills (general and technical) Good understanding of securities...

As a Compliance Analyst, you will play a crucial role in ensuring the effectiveness and compliance of the Global Compliance program. Your responsibilities will include: - Working closely with the Senior Compliance Manager to onboard and train new team members for the respective Center of Expertise (CoEs). - Collaborating with the Assessment and Testing team to develop testing protocols for various aspects of the compliance program. - Supporting regional and global compliance evaluations by continuously assessing the adequacy of policies and procedures. - Contributing to the development and execution of compliance testing, including periodic, annual, and forensic assessments. - Analyzing docu...

Job Title: Associate Corporate Actions (Income & Tax Operations) Location: Bangalore Department: Global Markets Operations Corporate Actions Experience: 25 years (preferred) Education: Bachelor’s degree in Finance, Accounting, or related field Job Summary: We are seeking an Associate to join the Corporate Actions – Income & Tax Operations team within the Global Markets Operations division. The role involves managing corporate income events such as dividends and interest, ensuring accurate record-keeping, reconciliation, and compliance with regulatory and fiscal requirements. Key Responsibilities: Primary Responsibilities: Track and notify income events (dividends, interest, etc.) to internal...

Position Overview Job Title: Operations Team Leader, AS Location: Pune, India Role Description Our purpose as a business is to be dedicated to our clients lasting success and financial security. We want to be a bank that creates a positive impact for clients, employees, investors, and society. This is made possible by our people. As you'll discover, our culture supports this - diverse, international, and shaped by a variety of different perspectives. We are driven by a shared sense of purpose. At every level agile thinking is nurtured and rewarded with support and provided with opportunities to excel together. Trust & Agency Services (Part of TSS) have over 1,500 clients ranging from multi-n...

Job Description Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area This is a unique opportunity for you to work in the Portfolio Analysis team to partner with the Business As a Portfolio & Performance Analyst within the Portfolio Analysis Group, you will play a crucial role in providing performance measurement and attribution analysis for our clients. You will collaborate with Client Advisors, Portfolio Managers, and other teams to deliver accurate and timely performance reports. Your work will involve improving systems and technology, ensuring data quality, and communicating insights to senior management. This position offers ...

In this role as an Executive Director - Securities Operations Senior Manager at Wells Fargo, you will be responsible for managing professional teams accountable for the overall operational performance of the Securities Settlements line of business. Your key responsibilities will include engaging with internal partners and peers, identifying and recommending opportunities for process improvement and risk control development, determining appropriate strategy and actions to meet high-risk deliverables, developing policies and procedures, collaborating with professionals at all levels, and leading the team to achieve objectives. You will also manage the allocation of people and financial resourc...

Role Overview: You will be working as a Corporate Action and Income Analyst, responsible for the front-to-back processing of corporate action and income related processes for the bank. This includes handling Mandatory and Voluntary Corporate Action event types, as well as dividend and coupon processing. Key Responsibilities: - Building a strong mechanism to manage volume peaks during peak season. - Proactively identifying and mitigating operational risks. - Demonstrating sound knowledge of Corporate Actions, Mandatory and Voluntary processes, Income Processing, Fixed Income, redemptions, proxy, and class action. - Serving as an internal/external escalation point. - Ensuring adequate back-ups...

In this role, you will: Perform various operational tasks on complex securities that require general knowledge of unit functions and systems Support securities operations Identify ways to improve the overall process Perform moderately complex duties such as processing, researching inquires and reconciling transactions Review time sensitive documents Receive direction from supervisor and coordinate situations involving other departments Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals Interact with internal customers Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, p...

Position Purpose The Program Managers main objective would be to create a Centre of Expertise in Securities Services Operations (2S Operations) team and to target accomplishing the below (not exhaustive) To achieve an optimal Change Management model across Business lines in Securities Services Operations Make 2S Operations the primary hub for Change management in Securities Services Standardized project and program management practices within Change teams Facilitating Business to Manage projects through organization change Responsibilities Direct Responsibilities Formulate, organize and monitor inter-connected projects Analyse and define on suitable strategies and objectives Coordinate cross...

As a Securities Operations Specialist at Wells Fargo, you will be responsible for participating in low to moderately complex lifecycle support initiatives within Securities Operations. Your key responsibilities will include: - Reviewing and analyzing basic or tactical functional operational tasks, exercising independent judgment related to low-to-medium risk deliverables - Providing information, collaborating, and consulting with peers, colleagues, and managers to resolve issues and achieve goals - Resolving escalated issues within the scope of responsibility in Security Operations - Researching business risks, providing input into policies, enhancing customer satisfaction, and reviewing tim...

Location: Bengaluru Shift timings: 1:30/2:30 to 10:30/11:30 PM Must have skills: Experience with SMARTS, Actimize or similar Trade surveillance systems is a plus Experience with navigation and sourcing of information in Bloomberg/public sources Product experience with exchange traded products (including equities, futures and Fixed income) and/or information barriers / Asset management An understanding of markets and potential market manipulative behavior and a demonstrated ability to conduct reviews relating to regional rules and regulations Experience with reviewing trading activity for Compliance and familiarity with securities laws and regulations for identifying potential trading violati...

Ensure accuracy and completeness of capital markets data transactions. Gain a strong understanding of core processes to identify process improvements efficiencies Work collaboratively to meet SLAs and escalate issues to managers when required Required Candidate profile Document procedures, prepare training materials, support process updates Training & mentoring to new team members Quality Control (QC) Analyst when needed Contribute to team development initiatives Perks and benefits Perks and Benefits

Support Fixed Income processes to ensure accuracy completeness of financial data Gain a thorough understanding of core processes to identify and implement process efficiencies Ensure SLA compliance escalate issues to managers when needed Required Candidate profile Document procedures, prepare training materials, update process manuals. Provide training mentoring to new joiners; act as a QC analyst when required. Conduct team huddles, one-on-one meetings Perks and benefits Perks and Benefits

About this role: Wells Fargo is seeking a Securities Operations Representative In this role, you will: Perform various operational tasks on complex securities that require general knowledge of unit functions and systems Support securities operations Identify ways to improve the overall process Perform moderately complex duties such as processing, researching inquires and reconciling transactions Review time sensitive documents Receive direction from supervisor and coordinate situations involving other departments Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals Interact with internal customers Receive direction from leaders and exercise independ...

About this role: Wells Fargo is seeking a Securities Operations Representative In this role, you will: Perform various operational tasks on complex securities that require general knowledge of unit functions and systems Support securities operations Identify ways to improve the overall process Perform moderately complex duties such as processing, researching inquires and reconciling transactions Review time sensitive documents Receive direction from supervisor and coordinate situations involving other departments Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals Interact with internal customers Receive direction from leaders and exercise independ...

About this role: Wells Fargo is seeking a Associate Securities Operations Representative In this role, you will: Support a variety of operational tasks for simple or routine securities Identify ways to improve the overall process Perform routine duties such as processing, reconciling transaction and research inquires Regularly receive direction from supervisor and escalate issues to more experienced roles Review less complex documents Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals Interact with internal customers Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, pr...

Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you'd like, where you'll be supported and inspired by a collaborative community of colleagues around the world, and where you'll be able to reimagine what's possible. Join us and help the world's leading organizations unlock the value of technology and build a more sustainable, more inclusive world. Your Role: Establish and review standards for operations risk in all accounts. Support transition activities by setting up effective control and monitoring mechanisms. Provide guidance to the business on matters of Operations Risk and help shape policies and procedures. Provide Senior managemen...

This role is pivotal in conducting rate of return calculations, return attribution, and risk analytics, aiding clients in understanding portfolio returns and evaluating our product strategies. The ideal candidate will have a strong grasp of performance metrics, be organized, and collaborate effectively across teams, offering insights to leadership. JPMorgan Asset & Wealth Management delivers premier investment solutions across all asset classes, with the Portfolio Analysis Group specializing in performance measurement and analytics for valuable client insights. As a Team Lead in the Portfolio Analysis Group within Asset Management, you will play a crucial role in providing performance measur...