26 Securities Laws Jobs

As part of the Business and Strategic Alliances team at CoinDCX, you will be responsible for driving innovation through key partnerships to enhance offerings and market reach. Your role will involve collaborating with team members and utilizing strategic thinking to create value for CoinDCX and its partners. Key Responsibilities: - Work closely with the corporate legal team on PE, M&A, and general corporate transactions. - Assist in drafting, reviewing, and proofreading commercial agreements and legal documents. - Support due diligence exercises and transaction documentation. - Conduct legal research on corporate, regulatory, and securities laws. - Prepare internal notes, trackers, and summa...

Job Responsibilities(JR) Team member - Company Secretary Assisting Deputy Company Secretary in managing the overall secretarial compliance function of the Bank with other professionally qualified persons in the department Compliance with corporate and various securities laws providing details/clarifications to the regulators from time to time on various corporate and securities matters. providing details/clarifications to RBI inspectors during the regulatory audit & supervision intimating the Stock Exchanges on material events/happenings in the Bank from time to time Compliance with requirements relating to NYSE and Luxemburg stock exchanges Board meetings and committee meetings Ensuring smo...

Roles & Responsibilities: Technical Excellence: Your main objective is to partner and build relationships with the client and play a lead role in client service delivery. You will play a leadership role and be responsible for mentoring and developing the team. Conceptualizing and structuring mergers & acquisition, and corporate restructuring strategies from tax and regulatory perspective. Providing advice on relevant laws and statutes pertaining to mergers, acquisitions, corporate restructuring. Key statutes handled include direct tax laws, Company Law regulations, securities laws, exchange control regulations, stamp duty laws. Lead multiple complex tax engagements, planning and day-to-day d...

As an Associate at Ares, you will play a crucial role in supporting the company's compliance with marketing materials policies. Your responsibilities will include: - Providing primary compliance marketing review support for various materials such as DDQs, RFPs, webinars, quarterly and annual reports to ensure compliance with regulatory guidance and Ares Marketing and Advertising policy. - Communicating any issues and escalating them as needed with Compliance Leadership. - Monitoring all submissions of materials in a timely fashion to ensure high quality and timely reviews. - Assisting with marketing review system administration, including onboarding, training, workflow management, and proble...

As an Associate at Ares, your primary role will involve supporting the company's compliance with marketing materials policies. Your responsibilities will include: - Providing primary compliance marketing review support for various marketing materials such as DDQs, RFPs, webinars, quarterly and annual reports to ensure compliance with regulatory guidance and Ares Marketing and Advertising policy. - Communicating issues and escalating them as needed with Compliance Leadership. - Monitoring all submissions of materials in a timely manner and ensuring high quality and timely reviews. - Assisting with marketing review system administration, including onboarding, training, workflow management, and...

As a Tax Consultant at our company, your role involves partnering and building relationships with clients, taking the lead in client service delivery, and mentoring and developing the team. You will be responsible for conceptualizing and structuring mergers & acquisitions, and corporate restructuring strategies from a tax and regulatory perspective. Your key responsibilities will include: - Providing advice on relevant laws and statutes related to mergers, acquisitions, and corporate restructuring, including direct tax laws, Company Law regulations, securities laws, exchange control regulations, and stamp duty laws. - Leading multiple complex tax engagements, planning, and day-to-day deliver...

As an intern at our company, your day-to-day responsibilities will include: - **Accounting and Bookkeeping**: - **Data Entry**: Record financial transactions and maintain accurate financial records. - **Bank Reconciliation**: Reconcile bank statements with internal records to ensure accuracy. - **Audit Assistance**: - **Field Work**: Participate in on-site audits, gathering and verifying financial information. - **Working Papers**: Prepare and organize working papers and documentation for audit files. - **Tax Preparation**: - **Income Tax Returns**: Assist in preparing individual and corporate income tax returns, ensuring compliance with regulations. - **GST Returns**: Prepare and file month...

Roles & Responsibilities: Technical Excellence: Your main objective is to partner and build relationships with the client and play a lead role in client service delivery. You will play a leadership role and be responsible for mentoring and developing the team. Conceptualizing and structuring mergers & acquisition, and corporate restructuring strategies from tax and regulatory perspective. Providing advice on relevant laws and statutes pertaining to mergers, acquisitions, corporate restructuring. Key statutes handled include direct tax laws, Company Law regulations, securities laws, exchange control regulations, stamp duty laws. Lead multiple complex tax engagements, planning and day-to-day d...

Job Description About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada. KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-e...

As a Company Secretary (CS) executive, you are responsible for performing and managing various regulatory functions. Your role as a Business Advisory to the board of directors of the company involves guiding them in incorporating laws, corporate governance, strategic management, project planning, and capital markets & securities laws. In essence, you work as an in-house legal expert and compliance officer within the company. **Key Responsibilities:** - Advising on good governance practices and ensuring compliance with Corporate, Governance norms prescribed under various Corporate, Securities, and Other Business Laws and regulations and guidelines. - Assisting in developing a corporate and so...

As a Corporate Lawyer at the leading finance or wealth management company, you will play a crucial role in providing expert legal advice on various aspects such as financial regulations, corporate governance, investment laws, and compliance matters within the finance and wealth management sectors. Your strong understanding of financial markets, regulatory frameworks, and contract negotiations will be essential for success in this role. Key Responsibilities: - Provide legal advice on corporate finance, investment management, mergers & acquisitions, and securities laws. - Draft, review, and negotiate agreements including investment contracts, loan agreements, and partnership agreements. - Ensu...

Job-Type: Full Time Location: Hyderabad Work Mode: Work from Office About The Company ProYuga develops transformative products in Virtual, Augmented and Mixed reality (VR, AR, MR), with iB Cricket is World's Most Immersive Virtual Reality Cricket iB Cricket has partnered with 8 IPL teams across multiple seasons as their Official VR Gaming Partners. iB Cricket was awarded the Best Startup of the Year - VR Technology by Entrepreneur India in 2019. Till date, iB Cricket has thousands of customers spread across 10+ countries. iB Cricket is the Top Rated VR Cricket game in the Oculus(Meta) store with a rating of 4.5/5. Know More About IB Cricket Website: ib.cricket/about-us/ iB Cricket Trailer: h...

Job-Type: Full Time Location: Hyderabad Salary Range: Upto 12 LPA Work Mode: Work from Office About the Company ProYuga develops transformative products in Virtual, Augmented and Mixed reality ( VR, AR, MR ), with iB Cricket is World's Most Immersive Virtual Reality Cricket iB Cricket has partnered with 8 IPL teams across multiple seasons as their Official VR Gaming Partners. iB Cricket was awarded the Best Startup of the Year - VR Technology by Entrepreneur India in 2019. Till date, iB Cricket has thousands of customers spread across 10+ countries. iB Cricket is the Top Rated VR Cricket game in the Oculus(Meta) store with a rating of 4.5/5 . Know more about iB Cricket: Website: ib.cricket/a...

As a Securities Operations Specialist at Wells Fargo, you will be responsible for participating in low to moderately complex lifecycle support initiatives within Securities Operations. Your key responsibilities will include: - Reviewing and analyzing basic or tactical functional operational tasks, exercising independent judgment related to low-to-medium risk deliverables - Providing information, collaborating, and consulting with peers, colleagues, and managers to resolve issues and achieve goals - Resolving escalated issues within the scope of responsibility in Security Operations - Researching business risks, providing input into policies, enhancing customer satisfaction, and reviewing tim...

You will be responsible for providing expert compliance advice to the CS on a wide range of issues, including corporate governance, SEBI Regulations, Companies Act, Securities Laws, FEMA, Competition Law, secretarial standards, and governance and compliance standards, mergers, and acquisitions. Your role will involve overseeing the development and implementation of the organization's regulatory compliance programs on Corporate Laws to ensure adherence to all relevant laws, regulations, secretarial standards, and governance and compliance standards related to secretarial compliance and governance. You will be involved in the preparation for Board/Committee meetings, including preparing agenda...

As a Tax Manager in our firm, your primary responsibility will be to establish and nurture strong relationships with clients, taking a lead role in delivering exceptional client service. You will also be tasked with providing leadership, mentoring, and guidance to the team. Your role will involve conceptualizing and structuring mergers & acquisitions, as well as corporate restructuring strategies, with a focus on tax and regulatory considerations. You will offer advice on relevant laws and statutes related to mergers, acquisitions, and corporate restructuring, including direct tax laws, Company Law regulations, securities laws, exchange control regulations, and stamp duty laws. In addition, ...

As a Legal Counsel at KKR, you will play a crucial role in providing legal support for a diverse and expanding platform of alternative investment vehicles, focusing on distribution agreements and placement agent agreements. Your responsibilities will include drafting, reviewing, and negotiating agreements, overseeing compliance matters, and serving as a central legal resource for internal stakeholders and external vendors/law firms. Additionally, you will maintain template agreements, playbooks, negotiation positions, and internal trackers for distribution agreements. You will also handle ad hoc legal projects as the platform evolves. To qualify for this role, you should have an LL.B. degree...

Qualified Company Secretary and member of The Institute of Company Secretaries of India (ICSI). 2+ years of relevant work experience (experience in financial services, listed entities, or group companies preferred). Strong knowledge of company law, securities laws, and compliance frameworks. Excellent drafting, interpretation, and communication skills. Ability to manage multiple compliances with attention to detail. Team player with strong organizational and problem-solving skills. Contact Person : Divya R

At Franklin Templeton, you will play a vital role in driving the industry forward by developing innovative ways to assist clients in achieving their investment goals. As a part of our dynamic and diversified firm, which encompasses asset management, wealth management, and fintech, you will have the opportunity to contribute to our clients" accomplishments. Our global teams, known for their broad and unique expertise, work together in a welcoming, inclusive, and flexible environment to offer various avenues for progress towards goals. Join us in our mission to deliver superior outcomes for clients worldwide! As a part of the Corporate Counsel Team at Franklin Templeton, you will be responsibl...

You are looking for a qualified and experienced Company Secretary to join a Vijayawada based industrial conglomerate with successful business divisions in Healthcare, Education, Pharmaceuticals, Construction & Hospitality in Andhra Pradesh and Telangana. As the Company Secretary, you will be based in Vijayawada and report directly to the Director. Your responsibilities will include ensuring deep understanding of Secretarial Compliances, ability to handle tasks independently, and possessing good drafting skills. You should have a thorough knowledge of Corporate Laws including Company Law, Securities Laws, RBI Act/ FEMA Regulations, applicable Secretarial Standards, and other related laws and ...

As a member of the GIC Process (India) team, your primary responsibility will be to continuously monitor trading activities and market data to detect any unusual patterns or potential market abuses. You will utilize advanced analytics and surveillance tools to identify irregularities in trading behavior. This will involve reviewing trade surveillance alerts and conducting analysis of trading and market activity across various asset classes such as Equities, Information barriers, Fixed income, Futures/ Options, and Asset management. Additionally, you will be required to analyze large datasets to identify trends, patterns, and potential compliance issues. Your role will include preparing detai...

You will be responsible for ensuring end-to-end statutory compliances of Corporate laws, RBI, FEMA, and Banking Laws. This includes identifying, drafting, and finalizing agenda and notices for board, committee(s), and shareholders meetings. You will also be drafting the minutes of the Board/Committees/shareholders and coordinating with relevant stakeholders for finalization of the minutes. In this role, you will manage and coordinate with Internal auditors, statutory auditors, secretarial auditors, RTA, etc. on various audits, certifications, and other day-to-day matters. You will be responsible for supplying various information to internal and external customers such as operational resoluti...

Role & responsibilities Ensure compliance with corporate laws, rules, and regulations Organize, prepare agendas for, and take minutes of board meetings and annual general meetings (AGMs). Advise the board on their legal and governance responsibilities. Maintain statutory books (register of members, directors, etc.) and file necessary returns with regulatory authorities. Draft resolutions, board reports, and other corporate documents. Ensure timely compliance with ROC filings, including annual returns and financial statements. Liaise with external regulators and advisors such as lawyers and auditors. Monitor changes in relevant legislation and take appropriate action. Assist in corporate rest...

As a Manager SBU Mergers and Acquisitions (Tax), you will play a crucial role in our mergers and acquisitions practice by assisting clients in planning, executing, and integrating their transaction strategies. With at least 5 years of post-qualification experience as a Chartered Accountant in a top-tier tax consulting/advisory firm, you will have the opportunity to work on marquee deals and manage tax and regulatory requirements across various scenarios. Located in Bangalore, you will be part of a team that provides sophisticated solutions to clients, helping them solve complex problems efficiently. Your responsibilities will include driving client assignments independently, conducting in-de...

Role: You will be responsible for managing the SBU Mergers and Acquisitions (Tax) as a Manager. As a Chartered Accountant with at least 5 years of post-qualification experience in a top-tier tax consulting/advisory firm, you will play a crucial role in assisting clients with their transaction strategies. Your primary location for this position will be in Bangalore with a competitive salary range of 20-25 LPA. Overview: In this role, you will be part of the mergers and acquisitions practice, where you will help clients in planning, executing, and integrating their transaction strategies. Your responsibilities will include assisting clients in various aspects of mergers and acquisitions such a...