Risk Regulatory Compliance Analytics / Internal Auditing

Risk & Regulatory Compliance Analyst / Internal Auditor

Key Responsibilities

• Risk & Compliance Management:

• Identify, assess, and monitor

  regulatory and operational risks

  across various business functions.
• Ensure adherence to relevant industry regulations, internal policies, and compliance frameworks.
• Assist in the development, implementation, and maintenance of

  compliance programs and controls

  .
• Track and report on emerging regulatory changes and their potential impact on the organization.
• Participate in

  risk assessments

  and provide recommendations for mitigation strategies.

• Internal Auditing:

• Conduct comprehensive

  internal audits

  to evaluate the effectiveness of governance, risk management, and control processes.
• Develop

  audit plans, scope, and objectives

  based on identified risks and business priorities.
• Perform detailed fieldwork, including reviewing documentation, conducting interviews, and analyzing data.
• Identify control weaknesses, process inefficiencies, and non-compliance issues.
• Prepare clear, concise, and well-supported

  audit reports

  outlining findings, recommendations, and action plans.

• Analytics & Reporting:

• Utilize

  analytical tools and techniques

  to identify trends, patterns, and anomalies in data related to risk, compliance, and audit findings.
• Develop and present

  reports and dashboards

  on risk exposure, compliance status, and audit outcomes to management and stakeholders.
• Support the creation of key risk indicators (KRIs) and key performance indicators (KPIs) for monitoring.

• Stakeholder Collaboration:

• Collaborate effectively with various departments, including legal, finance, IT, and operations, to facilitate audit processes and implement compliance initiatives.
• Communicate audit findings and recommendations clearly and constructively to process owners.
• Follow up on the implementation of corrective actions to ensure timely remediation of identified issues.

Qualifications

• Bachelor's degree in Finance, Accounting, Business Administration, Information Systems, or a related field.
• Proven experience (3+ years) in

  risk management, regulatory compliance, internal audit

  , or a similar assurance role.
• Strong understanding of

  governance, risk, and compliance (GRC) principles

  .
• Familiarity with relevant regulatory frameworks and industry standards (e.g., SOX, GDPR, ISO 27001, COSO).
• Excellent

  analytical, critical thinking, and problem-solving skills

  .
• Proficiency in data analysis tools (e.g., Excel, SQL, or BI tools).
• Exceptional

  written and verbal communication skills

  , with the ability to present complex information clearly.
• High level of integrity, objectivity, and professional skepticism.

Preferred Skills

• Certifications such as

  CPA, CIA, CISA, CRISC, or CFE

  .
• Experience with

  GRC software platforms

  .
• Knowledge of specific industry regulations relevant to financial services or technology.
• Familiarity with data analytics techniques for auditing (e.g., ACL, IDEA).