22 Regulatory Experience Jobs

You will be joining our team as an Associate in the Trade & Transaction Reporting Operations team. The TTRO Control Chapter Team focuses on delivering the control framework to manage the firm's risk and meet regulatory objectives related to Transaction Reporting accuracy and timeliness. To excel in this role, you will need knowledge of system flows, cash and derivative products, and investment banking operations control principles. **Role Overview:** - Perform business analysis activities to define solutions, utilizing product, process, and technical domain knowledge. - Partner with stakeholders on solution implementation, analyze complex issues, and propose future actions. - Work on remedia...

You will be joining the Trade & Transaction Reporting Operations team as an Associate, responsible for delivering the control framework to manage the firm's risk and ensure completeness, accuracy, and timeliness of Transaction Reporting. Your role will require knowledge of system flows, cash and derivative products, and investment banking operations control principles. **Key Responsibilities:** - Perform business analysis activities to define solutions, utilizing product, process, and technical domain knowledge. - Partner with stakeholders for solution implementation, issue analysis, root cause identification, and proposing future actions. - Work on remediation efforts for controls, reconcil...

As a member of the Regulatory reporting team at NCT, your role involves supporting and controlling the business to ensure compliance with various regulatory requirements such as MiFID II, EMIR, CFTC, and SFTR. You will be working in a team based in Bangalore that handles Regulatory reporting for different asset classes including Rates, Credit, Commodities, Equities, Loans, and Foreign Exchange. Your key responsibilities will include day-to-day exception management, MIS Compilation, User Acceptance Testing (UAT), and supporting in-house tech requirements such as building reports and macros. **Key Responsibilities:** - Performing and managing exception management functions across reporting for...

Role Overview: As a Regulatory Affairs Coordinator at Cipla, your primary responsibility is to ensure timely approvals from FDA (Loan License units) by coordinating with internal stakeholders and FDA teams for the submission of various applications. You will also be required to develop strong relationships with external stakeholders and advocate for licensing approvals for Cipla LL products. Key Responsibilities: - Obtain timely Regulatory Approvals from State FDA and CDSCO offices for loan license units by following up on and obtaining approvals for various applications such as fresh loan licenses, Additional product permissions, Test Licenses, India Business Tender Certificates, WHO-GMP, C...

Role Overview: - Demonstrate broad expertise in Financial (Credit, Market, Liquidity) risk, Operational risk, and enterprise risk management. - Manage end-to-end project implementation and cross-functional stakeholder management. - Focus on agile project delivery. - Act as a seasoned business analyst with a strong track record in requirements analysis, requirements management, and documentation. Qualification Required: - Proven risk and regulatory experience in financial services. - Background in management consulting, banking, or other relevant industry practitioner or regulatory roles. - Familiarity with tools such as JIRA, Confluence, and hands-on experience with SQL queries.,

Primary Title: Principal Nursing College Industry & Sector: Higher Education Nursing & Healthcare Education (Academic Administration). This on-site leadership role steers an affiliated nursing college delivering B.Sc. / M.Sc. / diploma nursing programmes, clinical partnerships, and regulatory compliance across Indian statutory bodies. About The Opportunity We are hiring an experienced academic leader to drive excellence in teaching, clinical training and institutional governance for a nursing college in India. The Principal will be responsible for academic quality, regulatory approvals (INC & State Nursing Council), faculty development, and building strong hospital affiliations to ensure hig...

Whether you're at the start of your career or looking to discover your next adventure, your story begins at Citi. Here, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. Citi is fully committed to supporting your growth and development from the start with extensive on-the-job training, exposure to senior leaders, and traditional learning opportunities. Additionally, you'll have the chance to give back and make a positive impact through volunteerism. Citi's Risk Management organization oversees the risk governance framework and risk appetite, ensuring all risks generated by the firm's businesses are measured, reviewed, and monitor...

As a Process Engineer at Tetra Pak, you play a crucial role in improving production and ensuring safety. Your innovative ideas contribute to making food safe and available everywhere. You will support projects from conceptual development to commercial operation, working in a multi-project environment where you adapt to the needs of each project. With a Bachelor's degree in mechanical, chemical, food process engineering, or dairy technology and 3-5 years of relevant experience, you will be responsible for designing and implementing process solutions. Your responsibilities include estimating equipment costs, providing sales support through technical presentations, and working closely with cust...

The role of an Associate in the Regulatory Reporting Team in Bangalore involves performing key functions to ensure compliance with regulatory requirements such as Markets in Financial Directive MiFID II. Working as part of a team supporting regulatory reporting across various asset classes, the responsibilities include day-to-day exception management, MIS compilation, and User Acceptance Testing (UAT). Additionally, there will be involvement in supporting in-house tech requirements like building reports and macros. As an Associate in this role, you will have the opportunity to enjoy benefits such as a best-in-class leave policy, gender-neutral parental leaves, reimbursement under childcare a...

The role of Regulatory Reporting, NCT in Bangalore, India involves performing key functions to ensure compliance with various regulatory requirements, including Markets in Financial Directive MiFID II. This position is part of a team responsible for regulatory reporting across different asset classes such as Rates, Credit, Commodities, Equities, and Foreign Exchange. Key responsibilities include managing day-to-day exception management, compiling MIS, and conducting User Acceptance Testing (UAT). Additionally, the role involves providing support for in-house tech requirements like building reports and macros. As part of the flexible benefits scheme, the position offers various benefits such ...

BA/BS degree (Finance, Economics, or Business degree preferred) Minimum of 3 to 4 years surveillance or regulatory experience. Knowledge of equity and fixed Income cash and derivatives (swaps, CDS, OTC options, treasuries, corporate bonds, agency securities, and financial futures) products. Good knowledge of market abuse regulations and potential market abuse-related scenarios Able to demonstrate in-depth trading/product knowledge around trading correlations, use of derivatives and hedging Knowledge of FINRA, SEC (including security-based swaps), CFTC Dodd Frank, and NFA/CME regulations as well as Treasury Market Best Practices. Working knowledge of various trade surveillance monitoring syst...

> As a CTB professional, perform business analysis activities in order to define solutions, utilising a mix of product, process knowledge and technical domain knowledge. They partner with RTB, Tech and other stakeholders on solution implementation, analyse and expose complex issues, identify root causes and propose future actions. > Support the delivery lead in defining the requirements and working with wider TTRO team to ensure best practice > Identify opportunities of enhancement and manage key deliverables > Support global management by performing duties to support and develop the team. > Key local regime lead face off into CTB team > Timely escalation within the project team on risks and...

As an AI Solutions Architect with a total of around 10-15 years of experience, including at least 5-8 years in relevant data science, analytics, and AI/ML, you will be responsible for developing strategies and solutions to solve problems using state-of-the-art machine learning, deep learning, and GEN AI techniques. You will lead a team of data scientists to ensure timely delivery of high-quality project outcomes. Your role will involve analyzing large and complex datasets, performing exploratory data analysis, selecting features, and optimizing classifiers/regressors using machine learning and deep learning techniques. You will also be required to enhance data collection procedures, ensure d...

The role of Regulatory Reporting Team, NCT based in Bangalore, India involves performing key functions to ensure business compliance with regulatory requirements such as MiFID II, EMIR, CFTC, and SFTR. The team supports regulatory reporting across various asset classes including Rates, Credit, Commodities, Equities, Loans, and Foreign Exchange. Responsibilities include day-to-day exception management, MIS compilation, and User Acceptance Testing (UAT). Additionally, the role involves supporting in-house tech requirements by building reports and macros. Key responsibilities of the role include performing and managing exception management functions across reporting for all asset classes and ju...

As a Project Manager - Markets Regulatory Change at Barclays, you will be responsible for managing change projects that contribute to the organization's strategic objectives. Your primary focus will be on ensuring that projects are delivered on time, within budget, in control, and in compliance with regulatory requirements and internal policies and procedures. To excel in this role, you should have prior experience in project management, particularly working on change management initiatives at top-tier consulting firms, investment banks, or Fortune 500 companies. An ideal candidate would possess a strong background in Investment Banking, Markets, and Regulatory environments. Understanding of...

The primary objective of the role is to facilitate timely approvals from FDA (Loan License units) by effectively collaborating with internal stakeholders and FDA teams to submit various applications. It also involves establishing strong relationships with external stakeholders and engaging in advocacy efforts to support licensing approvals for Cipla LL products. Responsibilities include: - Ensuring timely Regulatory Approvals from State FDA and CDSCO offices for loan license units by following up and obtaining approvals for various applications such as fresh loan licenses, Additional product permissions, Test Licenses, India Business Tender Certificates, WHO-GMP, COPP, State FDA NOC for new ...

As a Senior Associate in Compliance & Control Trade Surveillance at BNY, you will play a key role in ensuring global compliance with relevant laws, rules, and regulations by analyzing surveillance alerts, providing oversight, and conducting daily analysis through trade surveillance systems. You will assist in monitoring established controls, implementing new procedures in response to regulatory changes, and identifying and escalating potential concerns related to regulatory rules such as MAR, MIFID 2, and firmwide policies. Your responsibilities will include suggesting improvements to work processes, counseling employees and business personnel on compliance, guiding lower-level peers, resear...

As a qualified candidate for this role, you will be expected to demonstrate a broad expertise in Financial (Credit, Market, Liquidity) risk, Operational risk, and enterprise risk management. Your background should include proven risk and regulatory experience in financial services acquired through management consulting, banking, or other relevant industry practitioner or regulatory roles. Your responsibilities will include end-to-end project implementation and cross-functional stakeholder management, with a focus on agile project delivery. Additionally, you should be a seasoned business analyst with a strong track record in requirements analysis, requirements management, and documentation. F...

As a Senior Scientist in Clinical PBPK Modeling at AstraZeneca, located in Bengaluru, Karnataka, India, you will play a crucial role in advancing clinical drug development through the application of innovative and quantitative approaches. Your primary responsibility will involve utilizing physiologically-based pharmacokinetic (PBPK) and translational modeling tools to facilitate clinical PK projections for drug-drug interactions (DDIs), pediatric and specific populations, and other critical clinical development inquiries. Collaboration with Drug Metabolism and Pharmacokinetic (DMPK) Scientists, as well as Clinical Pharmacology scientists, will be key in generating mechanistic models. Your ex...

As a Regulatory Affairs Coordinator at Cipla, your primary responsibility is to ensure timely approvals from the FDA (Loan License units) by effectively coordinating with internal stakeholders and FDA teams for the submission of various applications. Your role also involves developing strong relationships with external stakeholders and advocating for licensing approvals for Cipla LL products. Your key accountabilities include: - Securing timely regulatory approvals from State FDA and CDSCO offices for loan license units, which includes obtaining approvals for various applications such as fresh loan licenses, additional product permissions, test licenses, India Business Tender Certificates, W...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. Citi's Risk Management organization oversees Citi's risk governance framework and risk appetite, ensuring all risks generated by the firm's businesses are measured, revie...

NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Business Sys. Analysis Sr. Specialist to join our team in Bangalore, Karn?taka (IN-KA), India (IN). Requirement 1 (Offshore): Role Specifics : This resource is backfill on the Fixed compliance gaps project in regulatory. The incumbent BA has been moved onto a higher priority NDA'd project and this topaz is to provide backfill. Work will be liaise with business owners and stakeholders to document existing business process, conduct a gap analysis to see if there are any a...