33 Regulatory Experience Jobs

As a Reporting Compliance - Business Analyst at HSBC, your role will involve managing a complete and consistent traceability data model framework for regulatory returns, ensuring data integrity across the returns. Your responsibilities will include: - Governing delivery through KPIs and design standards - Engaging with business and stakeholders to embed traceability principles - Collaborating with delivery teams and vendors to select the best data traceability and reporting system - Developing a BAU assurance model on data traceability and controls - Designing Cat 2 and Cat 3 reports - Monitoring KPIs and dashboards for known issues - Designing and delivering traceability across workstreams ...

Role Overview: You will be a part of the Regulatory Reporting team in Jaipur, India, responsible for ensuring compliance with regulatory requirements such as MiFID II, EMIR, CFTC, and SFTR. Your main tasks will include exception management, MIS compilation, User Acceptance Testing (UAT), and supporting in-house tech requirements. Key Responsibilities: - Perform and manage various exception management functions across reporting for all asset classes and jurisdictions - Ensure accurate, timely, and complete reporting - Work with technology development teams to design system solutions for automating the exceptions process - Collaborate with internal and external teams to propose developments to...

As an AI Solutions Architect with 10-15 years of experience, including 5-8 years in data science, analytics, and AI/ML, you will be responsible for developing strategies and solutions to solve problems creatively using machine learning, deep learning, and GEN AI techniques. Your key responsibilities will include: - Leading a team of data scientists to ensure project deliverables are produced on time and with high quality. - Analyzing large and complex data sets, processing, cleansing, and verifying data integrity. - Performing exploratory data analysis (EDA) using state-of-the-art methods. - Selecting features, building, and optimizing classifiers/regressors using machine learning and deep l...

Role Overview: As Vice President in Ops Risk & Regulatory Control at Morgan Stanley, you will be responsible for performing business analysis activities to define solutions using a combination of product, process knowledge, and technical domain knowledge. Your key role will involve helping transform the operations of Morgan Stanley by partnering with business units across the Firm, supporting financial transactions, implementing effective controls, and developing client relationships. Key Responsibilities: - Manage complex processes and/or support significant process management/project efforts. - Lead in process improvement, project management, or technology development and testing across mu...

As a Regulatory Change Project Manager at Barclays, you will play a crucial role in managing change projects to help the organization achieve its strategic objectives. Your responsibilities will include ensuring that projects are delivered on time, within budget, in control, and in compliance with regulatory requirements and internal policies and procedures. Key Responsibilities: - Manage change projects within the organization, ensuring timely delivery within scope, budget, and quality standards. - Develop and oversee project plans outlining scope, objectives, timelines, and resource requirements. - Communicate effectively with stakeholders, including senior management, project teams, and e...

Role Overview: - Demonstrate a broad expertise in Financial (Credit, Market, Liquidity) risk, Operational risk, and enterprise risk management - Proven risk and regulatory experience in financial services acquired through management consulting, banking, or other relevant industry practitioner or regulatory roles Key Responsibilities: - End-to-end project implementation and cross-functional stakeholder management - Focus on agile project delivery - Seasoned business analyst with a strong track record in requirements analysis, requirements management, and documentation - Familiarity with tools such as JIRA, Confluence, and hands-on experience with SQL queries Qualifications Required: - Backgro...

As a Company Secretarial & Compliance Officer at our Mumbai office in Andheri East, your role will involve leading the corporate compliance and secretarial function. You will need to have a strong regulatory background with active engagement with SEBI, NSE, and BSE, especially in light of the current listing suspension. The ideal candidate will have at least 4 years of experience in a listed company and be adept at managing corporate compliance and governance processes effectively. **Key Responsibilities:** - **Corporate Compliance & Regulatory Affairs:** - Act as the primary liaison with SEBI, NSE, and BSE, particularly regarding compliance related to listing suspension and reactivation. - ...

Senior Biostatistician I / II - India - Office or Home ICON plc is a world-leading healthcare intelligence and clinical research organization. We're proud to foster an inclusive environment driving innovation and excellence, and we welcome you to join us on our mission to shape the future of clinical development We are currently seeking a Senior Biostatistician to join our diverse and dynamic team. As a Senior Biostatistician at ICON, you will play a pivotal role in designing and analyzing clinical trials, interpreting complex medical data, and contributing to the advancement of innovative treatments and therapies. What you will be doing: Serve as lead biostatistician for programs of studies...

As a Process Engineer at Tetra Pak, your role is crucial in improving production processes to ensure safety and efficiency. Your innovative ideas and solutions play a significant role in making food safe and available everywhere. You will be involved in supporting projects from conceptual development to commercial operation, working in a multi-project environment and collaborating with various teams. Key Responsibilities: - Support projects from conceptual development to start of commercial operation - Act with full responsibility for technical solutions and quality aspects - Work closely with Plant Integration team and customers in an international environment - Provide sales support throug...

Role Overview: As a Regulatory Reporting, NCT at our Bangalore location, your role involves performing key functions to ensure compliance with regulatory requirements such as Markets in Financial Directive MiFID II. You will be part of a team supporting Regulatory reporting across various asset classes including Rates, Credit, Commodities, Equities, and Foreign Exchange. Your responsibilities will include day-to-day exception management, MIS Compilation, User Acceptance Testing (UAT), and supporting in-house tech requirements. Key Responsibilities: - Perform and/or manage various exception management functions across reporting for all asset classes and jurisdictions - Ensure accurate, timely...

As a Regulatory Specialist, you will be responsible for the following key responsibilities: - Bachelor's degree in Life Sciences, Clinical Research, Science, Healthcare Administration, or a related field. - 25 years of regulatory experience in clinical research or pharmaceutical environments. - CITI certifications (GCP, HSC, RCR, COI, IPS, IATA, ICH, CRC) required within two weeks of hire; training will be provided. - Familiarity with IRB submissions, study start-up activities, and regulatory document maintenance. - Proficiency with CRIO (Clinical Research IO) or similar electronic platforms used for eISF and study documentation. - Experience with Clinical Trial Management Systems (CTMS), El...

You will be joining our team as an Associate in the Trade & Transaction Reporting Operations team. The TTRO Control Chapter Team focuses on delivering the control framework to manage the firm's risk and meet regulatory objectives related to Transaction Reporting accuracy and timeliness. To excel in this role, you will need knowledge of system flows, cash and derivative products, and investment banking operations control principles. **Role Overview:** - Perform business analysis activities to define solutions, utilizing product, process, and technical domain knowledge. - Partner with stakeholders on solution implementation, analyze complex issues, and propose future actions. - Work on remedia...

You will be joining the Trade & Transaction Reporting Operations team as an Associate, responsible for delivering the control framework to manage the firm's risk and ensure completeness, accuracy, and timeliness of Transaction Reporting. Your role will require knowledge of system flows, cash and derivative products, and investment banking operations control principles. **Key Responsibilities:** - Perform business analysis activities to define solutions, utilizing product, process, and technical domain knowledge. - Partner with stakeholders for solution implementation, issue analysis, root cause identification, and proposing future actions. - Work on remediation efforts for controls, reconcil...

As a member of the Regulatory reporting team at NCT, your role involves supporting and controlling the business to ensure compliance with various regulatory requirements such as MiFID II, EMIR, CFTC, and SFTR. You will be working in a team based in Bangalore that handles Regulatory reporting for different asset classes including Rates, Credit, Commodities, Equities, Loans, and Foreign Exchange. Your key responsibilities will include day-to-day exception management, MIS Compilation, User Acceptance Testing (UAT), and supporting in-house tech requirements such as building reports and macros. **Key Responsibilities:** - Performing and managing exception management functions across reporting for...

Role Overview: As a Regulatory Affairs Coordinator at Cipla, your primary responsibility is to ensure timely approvals from FDA (Loan License units) by coordinating with internal stakeholders and FDA teams for the submission of various applications. You will also be required to develop strong relationships with external stakeholders and advocate for licensing approvals for Cipla LL products. Key Responsibilities: - Obtain timely Regulatory Approvals from State FDA and CDSCO offices for loan license units by following up on and obtaining approvals for various applications such as fresh loan licenses, Additional product permissions, Test Licenses, India Business Tender Certificates, WHO-GMP, C...

Role Overview: - Demonstrate broad expertise in Financial (Credit, Market, Liquidity) risk, Operational risk, and enterprise risk management. - Manage end-to-end project implementation and cross-functional stakeholder management. - Focus on agile project delivery. - Act as a seasoned business analyst with a strong track record in requirements analysis, requirements management, and documentation. Qualification Required: - Proven risk and regulatory experience in financial services. - Background in management consulting, banking, or other relevant industry practitioner or regulatory roles. - Familiarity with tools such as JIRA, Confluence, and hands-on experience with SQL queries.,

Primary Title: Principal Nursing College Industry & Sector: Higher Education Nursing & Healthcare Education (Academic Administration). This on-site leadership role steers an affiliated nursing college delivering B.Sc. / M.Sc. / diploma nursing programmes, clinical partnerships, and regulatory compliance across Indian statutory bodies. About The Opportunity We are hiring an experienced academic leader to drive excellence in teaching, clinical training and institutional governance for a nursing college in India. The Principal will be responsible for academic quality, regulatory approvals (INC & State Nursing Council), faculty development, and building strong hospital affiliations to ensure hig...

Whether you're at the start of your career or looking to discover your next adventure, your story begins at Citi. Here, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. Citi is fully committed to supporting your growth and development from the start with extensive on-the-job training, exposure to senior leaders, and traditional learning opportunities. Additionally, you'll have the chance to give back and make a positive impact through volunteerism. Citi's Risk Management organization oversees the risk governance framework and risk appetite, ensuring all risks generated by the firm's businesses are measured, reviewed, and monitor...

As a Process Engineer at Tetra Pak, you play a crucial role in improving production and ensuring safety. Your innovative ideas contribute to making food safe and available everywhere. You will support projects from conceptual development to commercial operation, working in a multi-project environment where you adapt to the needs of each project. With a Bachelor's degree in mechanical, chemical, food process engineering, or dairy technology and 3-5 years of relevant experience, you will be responsible for designing and implementing process solutions. Your responsibilities include estimating equipment costs, providing sales support through technical presentations, and working closely with cust...

The role of an Associate in the Regulatory Reporting Team in Bangalore involves performing key functions to ensure compliance with regulatory requirements such as Markets in Financial Directive MiFID II. Working as part of a team supporting regulatory reporting across various asset classes, the responsibilities include day-to-day exception management, MIS compilation, and User Acceptance Testing (UAT). Additionally, there will be involvement in supporting in-house tech requirements like building reports and macros. As an Associate in this role, you will have the opportunity to enjoy benefits such as a best-in-class leave policy, gender-neutral parental leaves, reimbursement under childcare a...

The role of Regulatory Reporting, NCT in Bangalore, India involves performing key functions to ensure compliance with various regulatory requirements, including Markets in Financial Directive MiFID II. This position is part of a team responsible for regulatory reporting across different asset classes such as Rates, Credit, Commodities, Equities, and Foreign Exchange. Key responsibilities include managing day-to-day exception management, compiling MIS, and conducting User Acceptance Testing (UAT). Additionally, the role involves providing support for in-house tech requirements like building reports and macros. As part of the flexible benefits scheme, the position offers various benefits such ...

BA/BS degree (Finance, Economics, or Business degree preferred) Minimum of 3 to 4 years surveillance or regulatory experience. Knowledge of equity and fixed Income cash and derivatives (swaps, CDS, OTC options, treasuries, corporate bonds, agency securities, and financial futures) products. Good knowledge of market abuse regulations and potential market abuse-related scenarios Able to demonstrate in-depth trading/product knowledge around trading correlations, use of derivatives and hedging Knowledge of FINRA, SEC (including security-based swaps), CFTC Dodd Frank, and NFA/CME regulations as well as Treasury Market Best Practices. Working knowledge of various trade surveillance monitoring syst...

> As a CTB professional, perform business analysis activities in order to define solutions, utilising a mix of product, process knowledge and technical domain knowledge. They partner with RTB, Tech and other stakeholders on solution implementation, analyse and expose complex issues, identify root causes and propose future actions. > Support the delivery lead in defining the requirements and working with wider TTRO team to ensure best practice > Identify opportunities of enhancement and manage key deliverables > Support global management by performing duties to support and develop the team. > Key local regime lead face off into CTB team > Timely escalation within the project team on risks and...

As an AI Solutions Architect with a total of around 10-15 years of experience, including at least 5-8 years in relevant data science, analytics, and AI/ML, you will be responsible for developing strategies and solutions to solve problems using state-of-the-art machine learning, deep learning, and GEN AI techniques. You will lead a team of data scientists to ensure timely delivery of high-quality project outcomes. Your role will involve analyzing large and complex datasets, performing exploratory data analysis, selecting features, and optimizing classifiers/regressors using machine learning and deep learning techniques. You will also be required to enhance data collection procedures, ensure d...

The role of Regulatory Reporting Team, NCT based in Bangalore, India involves performing key functions to ensure business compliance with regulatory requirements such as MiFID II, EMIR, CFTC, and SFTR. The team supports regulatory reporting across various asset classes including Rates, Credit, Commodities, Equities, Loans, and Foreign Exchange. Responsibilities include day-to-day exception management, MIS compilation, and User Acceptance Testing (UAT). Additionally, the role involves supporting in-house tech requirements by building reports and macros. Key responsibilities of the role include performing and managing exception management functions across reporting for all asset classes and ju...