Process Associate

3 - 7 years

0 Lacs

Posted:2 days ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As a member of the GIC Process (India) team, your primary responsibility will be to continuously monitor trading activities and market data to detect any unusual patterns or potential market abuses. You will utilize advanced analytics and surveillance tools to identify irregularities in trading behavior. This will involve reviewing trade surveillance alerts and conducting analysis of trading and market activity across various asset classes such as Equities, Information barriers, Fixed income, Futures/ Options, and Asset management. Additionally, you will be required to analyze large datasets to identify trends, patterns, and potential compliance issues. Your role will include preparing detailed reports and presenting findings to management and regulatory bodies as necessary. Ensuring regulatory compliance is a crucial aspect of this role. You will be responsible for ensuring that all market activities adhere to regulatory requirements and internal policies. Staying updated with the latest regulations and industry standards will be essential, and you will be expected to implement necessary changes in surveillance processes accordingly. Demonstrating a strong understanding of financial instruments, trading platforms, and market dynamics is key. You will be required to utilize technical analysis and quantitative methods to assess market trends and trading activities effectively. Effective communication is vital in this role. You will need to communicate findings and recommendations clearly through well-structured narratives and comprehensive write-ups. To excel in this role, you should be detail-oriented with a high level of accuracy, possess strong problem-solving abilities and critical thinking skills, and have excellent English communication skills, both written and verbal. Experience with reviewing trading activity for Compliance, familiarity with securities laws and regulations for identifying potential trading violations, and an understanding of markets and potential market manipulative behavior will be beneficial. Having a proactive approach to identifying potential risks and implementing effective solutions is important. An interest in trading with financial instruments and an understanding of financial markets, as well as good analytical logic regarding clients" trading behavior, will be advantageous. While not mandatory, having a Master's degree in finance, Economics, or a related field, along with professional certifications such as CFA, would be advantageous. Proven experience in market surveillance, compliance, or a related role within financial services, strong analytical skills, proficiency in using surveillance and analytics tools, and advanced skills in English writing, comprehension, and reading would also be beneficial. Guidehouse offers a comprehensive total rewards package that includes competitive compensation and a flexible benefits package, reflecting our commitment to creating a diverse and supportive workplace.,

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Guidehouse

Business Consulting and Services

McLean Virginia

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