27 Market Surveillance Jobs

As a Trade/Market Surveillance Analyst at Technementals Innovation India Private Limited, your role will involve providing support to the Trade/Market Surveillance department and Risk Management department. Your key responsibilities will include: - Investigating potential market abuse cases and reporting the undertaken reviews - Investigating alerts based on unusual trading behavior like market manipulation, insider trading - Conducting financial markets research related to current news and events - Preparing daily Risk Management reports - Communicating with other departments to conduct relevant research and address/escalate potential issues - Preparing management information regarding case...

As an Assistant Vice President (AVP) Markets Surveillance at Barclays, you will spearhead the evolution of the digital landscape and drive innovation to ensure unparalleled customer experiences. Your role will be based out of Pune. **Role Overview:** You will monitor and analyze market activity for potential signs of abuse or manipulation, ensuring adherence to regulatory requirements and internal policies. Your responsibilities will include: **Key Responsibilities:** - Continuously monitoring market activities, including order flows, prices, trading volumes, and communications to identify potential irregularities or market misconduct. - Conducting in-depth investigations to gather evidence ...

As an AVP Markets Surveillance & Optimization Analyst at Barclays, you will play a crucial role in monitoring and analyzing market activity to detect any signs of abuse or manipulation. By leveraging your expertise, you will ensure adherence to regulatory requirements and internal policies, thereby mitigating market misconduct. Your responsibilities will include: - Continuously monitoring market activities such as order flows, prices, trading volumes, and communications to identify potential irregularities or market misconduct. - Conducting thorough investigations to gather evidence and evaluate the risk of market manipulation, insider trading, or other forms of misconduct. - Providing busin...

Market Surveillance Compliance Program - Officer Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management - Market Surveillance Who we are looking for We are seeking an Officer to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State Street Investment Management. The ideal candidate will bring proven experience and deep knowledge of financial markets, market abuse regulations, and surveillance practices including communications, and transaction monitoring. You should be adept at identifying and investigating suspicious activities, interpreting complex regulatory directi...

Market Surveillance Compliance Program - Officer Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management - Market Surveillance Who we are looking for We are seeking an Officer to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State Street Investment Management. The ideal candidate will bring proven experience and deep knowledge of financial markets, market abuse regulations, and surveillance practices including communications, and transaction monitoring. You should be adept at identifying and investigating suspicious activities, interpreting complex regulatory directi...

Market Surveillance Compliance Program Senior Associate Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management Market Surveillance Who We Are Looking For We are seeking a Senior Associate to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State Street Investment Management. The ideal candidate will have foundational knowledge of financial markets and a keen interest in market abuse regulations and surveillance activities, such as communications and transaction monitoring. You should be eager to learn, detail-oriented, and able to work collaboratively in a dynamic team...

Market Surveillance Compliance Program Officer Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management Market Surveillance Who We Are Looking For We are seeking an Officer to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State Street Investment Management. The ideal candidate will bring proven experience and deep knowledge of financial markets, market abuse regulations, and surveillance practices including communications, and transaction monitoring. You should be adept at identifying and investigating suspicious activities, interpreting complex regulatory directives,...

Market Surveillance Compliance Program - Senior Associate Location: Bengaluru (Bangalore), India Time Type: Full time Work Model: Hybrid Business: State Street Investment Management - Market Surveillance Who we are looking for We are seeking a Senior Associate to join our team of market surveillance specialists within the Financial Crimes Compliance (FCC) program at State Street Investment Management. The ideal candidate will have foundational knowledge of financial markets and a keen interest in market abuse regulations and surveillance activities, such as communications and transaction monitoring. You should be eager to learn, detail-oriented, and able to work collaboratively in a dynamic ...

As a Trade Operations Analyst at ICE, you will play a crucial role in operating and monitoring ICE Endex's gas spot markets. Your responsibilities will involve supporting the orderly trading and operations of short-term European physical gas markets, ensuring the correct administration of transactions, monitoring market parties" conduct, and providing timely assistance to customers. Your role is essential in maintaining ICE's commitment to customer service, integrity, and transparency in financial marketplaces. You will be engaged in day-to-day operational activities, ad hoc reporting, and market surveillance support. The ideal candidate for this position should be team-oriented, self-motiva...

Swadesh is Indias definitive craft luxury housewhere timeless craft traditions transform into collectible design. Eligibility Criteria Graduate / Experience in Retail, Luxury Apparels, Ethnic, Fashion & Lifestyle. People from Hospital Management Background is been preferable. 610 years of experience in luxury, lifestyle, or heritage-based retail. Minimum 3 years managing a category/team within a high-service environment. Strong passion for Apparels, Fast Fashions, Ethnic wear and immersive customer experiences with strong interpersonal Skills. Job Description To achieve the revenue and gross margin targets for the categories managed To optimize the store display stock and back-store inventor...

Join us as a Market Surveillance at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. You may be assessed on the key critical skills relevant for success in role, such as experience with market surveillance, as well as job-specific skillsets. To be successful as a Market Surveillance Specialist, you should have Experience With Stakeholder Management. Decision Making & Problem Solving. Strong Communication Skills. Essential Skills Good Analytical Experience. Good Understanding in Surveillance. Strong understanding ...

Swadesh is Indias definitive craft luxury housewhere timeless craft traditions transform into collectible design. Eligibility Criteria Graduate / Experience in Retail, Luxury Sales in Furniture, Home, Art n Decor. People from Hospital Management Background and selling skills are preferable. 610 years of experience in luxury, lifestyle, or heritage-based retail. Minimum 3 years managing a category/team within a high-service environment. Strong passion for Crafts, Furniture, Home and Art Decors and immersive customer experiences with strong interpersonal Skills. Job Description To achieve the revenue and gross margin targets for the categories managed To optimize the store display stock and ba...

As a Market Surveillance Analyst at Tradu, you will play a crucial role in supporting both the Market Surveillance department and Risk Management department. Your responsibilities will include: - Preparing daily Risk Management reports - Investigating trade execution anomalies - Investigating potential market abuse cases and reporting the undertaken reviews - Communicating with other departments to conduct relevant research and address/escalate potential issues - Preparing management information regarding case reviews - Assisting in developing and calibrating surveillance tools and algorithms - Assisting in creating and maintaining requirement documentation - Conducting financial markets res...

Swadesh is Indias definitive craft luxury housewhere timeless craft traditions transform into collectible design. Eligibility Criteria Graduate / Experience in Retail, Luxury, Furniture, Design, Jewellery or Hospitaliy / Business Management. 610 years of experience in luxury, lifestyle, or heritage-based retail. Minimum 3 years managing a category/team within a high-service environment. Strong passion for Indian crafts, sustainability, and immersive customer experiences Job Description To achieve the revenue and gross margin targets for the categories managed To optimize the store display stock and back-store inventory to increase the stock turns for the category To ensure effective stock an...

You will lead and oversee AML, Surveillance, and ensure adherence to regulatory frameworks. Your responsibilities will include: - Managing regulatory inspections related to AML and Surveillance, serving as the primary liaison with SEBI, exchanges, and depositories. - Ensuring timely and accurate reporting to SEBI, Exchanges, Depositories, and FIU on AML and Surveillance matters. - Providing regular updates and risk assessments related to AML and Surveillance to the Board and senior management. - Supervising surveillance activities to detect money laundering, market abuse, and other financial misconduct. - Identifying and implementing enhanced AML measures across Broking & Depository business...

We are seeking a highly motivated and detail-oriented individual to join our Proprietary Risk Management Team. The ideal candidate should have a strong understanding of financial markets and demonstrate critical thinking skills to quickly grasp new concepts, assess complex situations, and develop effective solutions. Proven experience in risk management, particularly within a proprietary trading environment, is strongly preferred. Job Location: Goregaon, Mumbai (Preference for candidates from the Western Line) Notice Period: Maximum 1 month Key Responsibilities 1. Risk Operations Management • Oversee complete risk operations, including setting, increasing, or decreasing exposure and other tr...

Join us as an Assistant Vice President (AVP) Markets Surveillance at Barclays in Pune, where you will play a crucial role in monitoring and analyzing market activity to ensure regulatory compliance and internal policy adherence. Your responsibilities will include identifying irregularities, conducting investigations, supporting market surveillance projects, and providing accurate reports to regulatory authorities and internal stakeholders. To excel in this role, you should possess a proactive approach to problem-solving, the ability to work both independently and in a team, and be willing to take on additional tasks as needed. Your strong communication skills, understanding of market abuse r...

As a Trade/Market Surveillance Analyst at Technementals Innovation India Private Limited, you will be responsible for supporting the Trade/Market Surveillance department and Risk Management department in Chennai. Your main responsibilities will include investigating potential market abuse cases, reporting reviews, investigating alerts related to unusual trading behavior like market manipulation and insider trading, conducting financial markets research, preparing daily Risk Management reports, communicating with other departments for relevant research, preparing management information regarding case reviews, assisting in the development and calibration of surveillance tools and algorithms, c...

The Nasdaq Client Clearing Engineering organization is expanding its technology center in Bengaluru (Bangalore) and looking for a BA Lead to join the newly started NRTC (Nasdaq Real Time Clearing) team. This is a unique opportunity to be part of the FINTECH segment of the world's leading exchange technology company, with a focus on modernizing markets through cutting-edge solutions for external clients. Some of our prominent clients include Hong Kong Exchange, Singapore Exchange, Australian Securities Exchange, Swiss Exchange, and Brazil Exchange. If you are passionate about innovation and efficiency, this is the ideal environment for you. The NRTC Team within Nasdaq Marketplace Technology i...

You are a dynamic and credible Financial Anchor responsible for hosting live and recorded segments on financial markets, investment trends, and economic developments. Your role involves analyzing and articulating complex data in engaging, listener-friendly formats to serve both retail and professional investors. As a Financial Anchor, your key responsibilities include leading financial programs such as live broadcasts, market updates, interviews, and special segments focused on the stock market, investment strategies, and financial news. You will interpret financial data, including economic indicators, corporate results, and market trends, and present insights simply and clearly. Additionall...

You are a dynamic and credible Financial Anchor responsible for hosting live and recorded segments on financial markets, investment trends, and economic developments. Your role involves analyzing and articulating complex data in engaging, listener-friendly formats to serve both retail and professional investors. Key Responsibilities: - Leading financial programs including live broadcasts, market updates, interviews, and special segments focused on the stock market, investment strategies, and financial news - Conducting market analysis by interpreting financial data such as economic indicators, corporate results, and market trends, and articulating insights simply and clearly - Hosting discus...

As a member of the GIC Process (India) team, your primary responsibility will be to continuously monitor trading activities and market data to detect any unusual patterns or potential market abuses. You will utilize advanced analytics and surveillance tools to identify irregularities in trading behavior. This will involve reviewing trade surveillance alerts and conducting analysis of trading and market activity across various asset classes such as Equities, Information barriers, Fixed income, Futures/ Options, and Asset management. Additionally, you will be required to analyze large datasets to identify trends, patterns, and potential compliance issues. Your role will include preparing detai...

We are looking for an Immediate joiner. Mandatory Work from Office - 5 days. Job Purpose: Trade Surveillance team is responsible for assisting the client to validating the exceptions generated in the system. The incumbent will primarily be responsible for checking the alerts/exceptions generated based on the existing modules developed by the client. The incumbent will also be responsible for performing daily review of all exceptions and closing it out with an appropriate rationale and escalate to the client if there any true exceptions. Associate / Senior Associate/ Delivery Lead of the Trade Surveillance team will be an expert in the process and should be able to perform the task with minim...

Job Purpose: Trade Surveillance team is responsible for assisting the client to validating the exceptions generated in the system. The incumbent will primarily be responsible for checking the alerts/exceptions generated based on the existing modules developed by the client. The incumbent will also be responsible for performing daily review of all exceptions and closing it out with an appropriate rationale and escalate to the client if there any true exceptions. Associate / Senior Associate/ Delivery Lead of the Trade Surveillance team will be an expert in the process and should be able to perform the task with minimal support of senior team members. The incumbent should be able to handle que...

Role & responsibilities 1. Trade Surveillance: Monitor real-time and post-trade activities for detecting and prevent market abuse and fraudulent practices. Review and investigate alerts generated by surveillance systems Document investigation outcomes, escalate suspicious cases and maintain appropriate audit trails. 2. Anti-Money Laundering (AML) Monitoring: Supervise implementation of AML systems and processes in line with SEBIs PMLA Guidelines. Review alerts for suspicious transactions (STRs), large or structured transactions, and unusual fund movements. Conduct periodic AML risk assessments and support KYC/CDD reviews. 3. Dealer & Terminal Monitoring: Monitor activities of dealers and tra...