PP&T Compliance Associate

3 - 8 years

3 - 7 Lacs

Posted:4 hours ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

POSITION DESCRIPTION: The candidate will support the Policies & Procedures and Training (PP&T) team in general functions and administration of the policy, procedure and training management processes through systems (Cornerstone, ServiceNow, Asana, and Excel), and other PP&T priorities and initiatives as appropriate.
The candidate will be expected to:
  • Support the Global Head of Policies & Procedures and Training and the Learning & Development Training group to help in assigning and managing the administration of Legal and Compliance-owned training.
  • Generate regular and ad-hoc training status reports using the Learning Management System (LMS) (Cornerstone).
  • Work with the PP&T team to manage policy, procedure and training initiatives using project management tools and relevant systems (i.e., posting documents to ServiceNow and Confluence, Asana project management, etc.).
  • Collect data and provide metrics regarding policy, procedure and training initiatives.
  • Liaise with internal colleagues and/or translation companies to facilitate the translation of policies into various languages in accordance with relevant regulations and/or internal needs.
  • Provide updates to and prepare reports for the Global Head of Policies & Procedures and Training as needed.
  • Adapt and reprioritize when deadlines change or regulatory issues arise and be comfortable with some early morning/late night meetings on occasion due to the range of time zones in which Morningstar operates.

REQUIREMENTS:
  • Bachelor s degree required.
  • Minimum of 3 years of experience, ideally in a compliance, training and/or regulatory role (.
  • Experience working with systems/software/technology platforms/Learning Management Systems (e.g., Cornerstone, Asana, Confluence, Teammate, MyComplianceOffice, Power Bi, in-house systems, etc.).
  • Strong project management skills and fluency with Excel (macros, pivot tables, etc.) to manage data and produce reports.
  • Strong communication skills (verbal and written) in English, with the ability to adapt for different audiences.
  • Strong analytical and investigative skills, critical thinking skills, and sound judgment.
  • Ability to manage multiple projects concurrently, in conjunction with Compliance and other groups as needed.
  • Ability to interact with employees at various levels of an organization and across geographies.
  • Experience with corporate policies, procedures, and/or a training program a plus.
  • A team player with a positive, proactive and collaborative attitude.

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Morningstar logo
Morningstar

Financial Services

Chicago IL

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