Officer Trade & DP Operations

Job Title: Operations Executive / Officer Trade & DP Operations

Location: Gift City, Gandhinagar

Department: Operations

Position Overview

Were looking for someone who can take ownership of day-to-day operations in trade settlement and depository activities. The role covers DP handling, clearing & settlement, Pledge, and corporate actions. This is a hands-on position, so attention to timelines, accuracy, and coordination with exchanges, depositories, and the clearing corporation will be critical.

Key Responsibilities

1. Depository Operations (DP)

- Execute DP slip instructions and ensure smooth processing without delays.

- Take care of daily BOD (Beginning of Day) and EOD (End of Day) routines to keep systems and processes in sync.

2. Clearing & Settlement

- Handle securities pay-in and pay-out, including auction settlements, with the Clearing Corporation.

- Manage margin pledge, re-pledge, and unpledge processes in line with SEBI guidelines.

- Oversee Mutual Fund pay-in, SLBM pay-in, and auction pay-in settlements.

- Process and verify corporate actions like dividends, bonuses, splits, and rights, ensuring accurate credit to clients.

3. Compliance & Reporting

- Maintain proper records and follow all regulatory requirements from SEBI, stock exchanges, and CDSL/NSDL.

Skills & Competencies

- Good understanding of capital market operations, especially settlement and DP processes.

- Experience with CDSL/NSDL systems and clearing corporation workflows.

- Comfortable working on back-office software and Excel.

- Can work well under tight settlement deadlines without compromising accuracy.

Qualification & Experience

- Graduate/Postgraduate in Commerce, Finance, or related fields.

- 2–3 years’ experience in broking and DP operations.

- NISM Series VI (Depository Operations) or Series VII (Securities Operations & Risk Management) certification preferred.