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Manager /Sr Manager Risk Management and Surveillance

7 - 10 years

9 - 12 Lacs

Posted:12 hours ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

Qualification : Graduate / Post Graduate
Job Profile :
Manager /Sr Manager Risk Management and Surveillance with 7-10 years experience
Educational Qualifications:
Graduate / Post Graduate with relevant experience in Risk Management from Broking Companies.
Offer CTC :- 9Lac to 10Lac
Desired Candidate Profile:
Practical knowledge of capital markets.
Knowledge about overall industry & future potential & trends.
Understanding of various products & market segments.
In depth understanding of the role of risk as a function in capital markets.
Job Description :-
Responsible for handling of team of Broking Risk Management at Corporate Office.
Develop policy framework, processes & systems for effective risk management of the retail equity broking business.
Development of score cards, metrics & dashboards to understand portfolio behaviour.
Responsible for Scrip Profiling, Client Profiling, Periodic Flushing.
Monitoring and optimizing Margin utilization.
Responsible for tracking, monitoring & analyzing portfolio.
Regular reporting of MIS to senior management like aging reports, debit reports and NLV reports.
Supervising and mentoring the risk team to ensure efficient implementation of processes.
Liaising with the software vendor for changes / enhancements in the risk management system.
Liaising with the business for understanding the business requirements & recommending changes in policies and processes to support the business.
Resolving all audit related queries for the department.
Specialized job competencies:
Ensuring all compliance requirements from the risk perspective like shortfall of margin, Peak and upfront margin , other submission etc, are reported to the exchange.
Ensuring the compliance requirements from risk perspective.
Scrip Profiling, Client Profiling, Margin Monitoring & Flushing.

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