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3 Job openings at Systematix Group
Research Desk Internship

Thane, Maharashtra, India

0 years

Not disclosed

On-site

Full Time

Hello, we at Systematix Group, an institutional equity broking house based out in BKC, Mumbai are giving out an internship opportunity to freshers with a graduate degree in BBA/BMS or CA for 3 months (Jun’25 – Aug’25) in our equity research desk. They will be paid some stipend also. Interested candidates kindly share your CV to hrd@systematixgroup.in. Please note, write the email with subject line as “Research Desk Internship ”. Thank you. Show more Show less

Manager /Sr Manager Risk Management and Surveillance

Mumbai

7 - 10 years

INR 9.0 - 12.0 Lacs P.A.

Work from Office

Full Time

Qualification : Graduate / Post Graduate Job Profile : Manager /Sr Manager Risk Management and Surveillance with 7-10 years experience Educational Qualifications: Graduate / Post Graduate with relevant experience in Risk Management from Broking Companies. Offer CTC :- 9Lac to 10Lac Desired Candidate Profile: Practical knowledge of capital markets. Knowledge about overall industry & future potential & trends. Understanding of various products & market segments. In depth understanding of the role of risk as a function in capital markets. Job Description :- Responsible for handling of team of Broking Risk Management at Corporate Office. Develop policy framework, processes & systems for effective risk management of the retail equity broking business. Development of score cards, metrics & dashboards to understand portfolio behaviour. Responsible for Scrip Profiling, Client Profiling, Periodic Flushing. Monitoring and optimizing Margin utilization. Responsible for tracking, monitoring & analyzing portfolio. Regular reporting of MIS to senior management like aging reports, debit reports and NLV reports. Supervising and mentoring the risk team to ensure efficient implementation of processes. Liaising with the software vendor for changes / enhancements in the risk management system. Liaising with the business for understanding the business requirements & recommending changes in policies and processes to support the business. Resolving all audit related queries for the department. Specialized job competencies: Ensuring all compliance requirements from the risk perspective like shortfall of margin, Peak and upfront margin , other submission etc, are reported to the exchange. Ensuring the compliance requirements from risk perspective. Scrip Profiling, Client Profiling, Margin Monitoring & Flushing.

Manager Compliance

Mumbai

7 - 10 years

INR 9.0 - 12.0 Lacs P.A.

Work from Office

Full Time

Qualification : CS / LLB Job Profile : JD Manager Compliance: CS/LLB 7-10+ years of experience in stock broking operations only. Excellent organizational skills, including time management, record keeping, self- scheduling, and follow-up. Expertise to draft clear and professional correspondence and other documents of a legal, compliance and business nature. Flexible and ability to prioritize tasks and manage multiple tasks within compressed timelines. Job Description: Responsible for regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. Manage all operational processes as per regulatory framework to ensure exchange compliance. Facilitate preparation & timely submission of various forms, reports, and other documents to Exchanges/Depositories. Ensuring timely operational reporting related to Exchanges and SEBI like daily margin reporting of clients, enhanced risk-based supervision, daily monitoring of client collaterals, daily margin statements, other periodic submissions, etc. Assisting in ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time. Assisting in handling Investor Grievances as per regulatory guidelines. Reviewing & updating company forms and internal documents in line with applicable stock broking / DP guidelines. Liaising with Exchanges, Depositories for routine matters Ensure process-oriented, TAT-driven process as per defined SOP. Mentor and monitor team to ensure high level of accuracy and timely execution. Handling regulatory audits of SEBI, Exchanges, etc. Any other compliance matters as assigned from time to time. Offer CTC: - 8Lac to 10Lac

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