Manager- Online Surveillance

Role and Responsibilities:
 Monitor & Supervise market movements, trends, patterns and initiate necessary surveillance actions (Equity, F&O, Currency, SLBM, IRF, Commodity).  Supervise routine activities as per defined SOP and TAT.  Verification of surveillance alerts such as market manipulation, price / volume alerts, order spoofing, front running alerts, insider trading alerts, etc  Analyse various alerts/ exception reports on trading activities/ patterns to short-list cases which require detailed analysis/ investigation and initiate action, if warranted.  Process surveillance alerts, conduct preliminary analysis and escalate suspicious transitions  Conduct various type of investigation to prevent / detect suspected market irregularities and initiate appropriate escalations and actions.  Ensure compliance of SEBI/Regulatory frameworks, orders, and corresponding actions  Attend internal and external statutory and regulatory audits and compliances.  Improve operational efficiencies by process improvements, initiating business requirements, software testing and new features / functional release implementations.  Coordinate with regulators for preparing / reviewing various policies and circulars, SOP//'s, user manuals used for various surveillance actions.