Converse Placement Services India Pvt. Ltd.

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Relevant Experience Desired:

Education:

Responsibilities

• Should have experience in leading Compliance professionals executing L1 and L2 AML TM reviews.
• Have hands-on experience in developing and executing training to the team members of investigators and TLs.
• Experience in maintaining procedural and guidance documents being up to date as per current standards of Global Standards.
• Establish and conduct oversight of operations functions engaged in the handling/resolution of BSA/AML reviews.
• Determine emerging risk impacting transaction monitoring and AML typologies.
• Analyze data, prepare, and present regional and global reports related to AML monitoring, and related issues and escalations.
• Initiate, assess, and determine quality and recommend solutions to improve and deliver sustaining and effective monitoring, and investigative handling processes.
• Provide oversight and support services for groups that impact AML transaction monitoring, process, and policies.
• Assist with coordination and oversight of an effective Bank Secrecy Act/Anti-Money Laundering Program that is in line with current industry best practices, regulatory guidance, and requirements.
• Provide oversight and work with operations units to investigate transactions that are suspicious in nature. Create and enforce internal policies and procedures across all lines of defense.
• Assist in responses to exams and audits and oversee corrective action of all related compliance deficiencies or violations.
• Assist in Law Enforcement inquiries, SAR back-up requests, and criminal subpoenas.
• Assist with updates and revisions to BSA/AML policies and procedures.
• Assist with administration of BSA/AML related training programs.
• CAMS, CFE, or other compliance-related certification required.
• Internal audit and examination experience, focusing on AML audits.
• Must have prior experience with reviewing and working cases, preferably in the financial intelligence unit of a financial institution.
  

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Candidate Profile Detail